DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tschetter Group
Legal name Ddd Partners, LLC
Latest filing Jul 10, 2026
First filing on the tape Mar 29, 2019 · 20 filings
SEC status approved since May 1, 2019
RAUM
$2.4B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
79%
$1.9B individuals and HNW
Advisors
17
registered through the firm on IAPD
RAUM per advisor
$141M
derived; firm RAUM over IAPD count
Employees
24
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$2.4B as of Jul 10, 2026
Mar 19, 2020$848M then
HNW client RAUM$1.7B as of Jul 10, 2026
Mar 19, 2020$814M then
State-registered IARs (5.B.3)15 as of Jul 10, 2026
Mar 19, 20205 then
Employees (5.A)24 as of Jul 10, 2026
Mar 19, 20206 then
Private funds1 as of Jul 10, 2026
Mar 28, 20251 then
RAUM +12% over the last fiscal year+21% a year over threeIARs 10 to 15
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $141MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.2MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 17.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $453M, 247 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.7B73%
- State and municipal entities$319M13%
- Individuals$158M6.6%
- Corporations and businesses$88.3M3.7%
- Pooled investment vehicles$81.5M3.4%
- Charitable organizations$7.6M0.3%
- Individual clients
- 332reported
- HNW clients
- 171reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,558reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $453M for 247 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.79 fund_share=0.03 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
17 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David William Tschetter | Bellevue, Wa | May 1, 2019 | 14 y | 2 |
| Richard William Tschetter | Bellevue, Wa | May 1, 2019 | 45 y | 3 |
| Dustin Loyal BrumbaughChartered Financial Analyst | Bellevue, Wa | May 1, 2019 | 14 y | 2 |
| Kelli Nicole PorterCertified Financial Planner | Bellevue, Wa | Oct 2, 2019 | 12 y | 1 |
| Daniel S Costello | Bellevue, Wa | Mar 29, 2022 | 14 y | 1 |
| Peter S JacobsCertified Financial Planner, Chartered Financial Analyst | Bellevue, Wa | Aug 18, 2022 | 15 y | 2 |
| Travis Dean Bomgardner | Bellevue, Wa | Sep 22, 2022 | 21 y | 1 |
| Alden John Gwinn | Bellevue, Wa | Oct 23, 2023 | 15 y | 0 |
| Henry Bryan Roberts | Bellevue, Wa | Aug 14, 2024 | 11 y | 1 |
| Amy Diane Burry | Bellevue, Wa | May 5, 2025 | 15 y | 0 |
| Brent Peter WilliamsChartered Financial Analyst | Bellevue, Wa | Jun 6, 2025 | 13 y | 1 |
| John Robinson Bosworth | Bellevue, Wa | Jul 21, 2025 | 12 y | 0 |
| Andrew Garrett Weiss | Bellevue, Wa | Aug 11, 2025 | 11 y | 0 |
| Amanda Lynn MccartyCertified Financial Planner | Bellevue, Wa | Sep 8, 2025 | 11 y | 0 |
| Eli Louis Gripp | Bellevue, Wa | Dec 4, 2025 | 11 y | 0 |
| Keaton Dean | Bellevue, Wa | May 18, 2026 | 14 y | 2 |
| Rachel Ann Tolbert | Bellevue, Wa | Aug 31, 2026 | 10 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Nathan James Mumford to Parcion Private Wealth LLCFeb 27, 2025 · RIA to RIA
- Heather Yasmeen Michail to UBS Financial Services Inc.Jul 30, 2024 · RIA to wirehouse
Joined, latest
- Keaton Dean from Strategic Advisers LLCMay 18, 2026 · Affiliated broker-dealer or bank to independent RIA
- Brent Peter Williams from D.A. Davidson & Co.Jun 6, 2025 · RIA to RIA
- Henry Bryan Roberts from Holm & Cawley Financial Group LLCAug 14, 2024 · RIA to RIA
- Heather Yasmeen Michail from D.A. Davidson & Co.Jun 26, 2024 · RIA to RIA
- Travis Dean Bomgardner from Waddell & ReedSep 22, 2022 · Other
- Peter S Jacobs from Stifel, Nicolaus & Company, IncorporatedAug 18, 2022 · Affiliated broker-dealer or bank to independent RIA
- Daniel S Costello from Ek Riley Investments, LLCMar 29, 2022 · RIA to RIA
- Kelli Nicole Porter from Morgan StanleyOct 2, 2019 · Wirehouse to independent RIA
- Dustin Loyal Brumbaugh from Tschetter Wealth AdvisorsMay 1, 2019 · RIA to RIA
- Richard William Tschetter from Tschetter Wealth AdvisorsMay 1, 2019 · RIA to RIA
- David William Tschetter from Tschetter Wealth AdvisorsMay 1, 2019 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Tschetter Wealth AdvisorsMay 6, 2019 · Bellevue, Wa · Firm absorbed
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Tg Private Market Opportunities Fund LP | Other Private Fund | $81.5M | 0 | Dec 5, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Loyal Dustin Brumbaugh · Ceo, Ciocontrolsince 07/2019 · owns less than 5%
- S Rick Lee · Coo, Ccocontrolsince 01/2021 · owns less than 5%
- William David Tschetter · Presidentcontrolsince 07/2019 · owns less than 5%
- William Richard Tschetter · Chairmancontrolsince 07/2019 · owns less than 5%
- Loyal Dustin Brumbaugh · Shareholdercontrolsince 10/2017 · owns 75% or more of Brumbaugh Investments Inc
- William David Tschetter · Shareholdercontrolsince 10/2017 · owns 75% or more of Dwtschetter Investments Inc
- William Richard Tschetter · Shareholdercontrolsince 06/2011 · owns 75% or more of Soaring Eagle Ventures, Inc
Entity owners
- Brumbaugh Investments Inc · Managing Memberdirect · owns 25% to 50%
- Dwtschetter Investments Inc · Managing Memberdirect · owns 25% to 50%
- Soaring Eagle Ventures, Inc · Managing Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- Tg Partners LLCpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bellevue, Wa · principal | 17 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 10, 2026TSCHETTER, RICHARD, WILLIAM (SHAREHOLDER) left Schedule A between the filings of 2021-03-16 and 2026-07-10peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 10, 2026TSCHETTER, DAVID, WILLIAM (SHAREHOLDER) left Schedule A between the filings of 2021-03-16 and 2026-07-10peers: independent wealth managers, $1B to $5B (1,360)
- advisor count surgeChange between filings · filing Mar 26, 2026advisory representatives (Item 5.B.3) moved from 10.0 to 15.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-03-26; the peer median change was 0.0% (999 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 95% percentile
- discretionary share shiftChange between filings · filing Mar 26, 2026discretionary share of RAUM moved from 74.0% to 98.0% between the annual amendments of 2025-03-28 and 2026-03-26peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 1,330 to 1,558Oct 21, 2025 to Mar 26, 2026
- BD registered reps · 1 to 0Oct 21, 2025 to Mar 26, 2026
- Corporate clients · 10 to 13Oct 21, 2025 to Mar 26, 2026
- HNW clients · 153 to 171Oct 21, 2025 to Mar 26, 2026
- Individual clients · 287 to 332Oct 21, 2025 to Mar 26, 2026
- Assets in custody · $172M to $453MOct 21, 2025 to Mar 26, 2026
- Employees · 21 to 24Oct 21, 2025 to Mar 26, 2026
- State-registered IARs · 10 to 15Oct 21, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.6B to $2.3BOct 21, 2025 to Mar 26, 2026
- HNW RAUM · $1.8B to $1.7BOct 21, 2025 to Mar 26, 2026
- Individual RAUM · $110M to $158MOct 21, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $550M to $45.4MOct 21, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $72.6M to $81.5MOct 21, 2025 to Mar 26, 2026
- RAUM · $2.1B to $2.4BOct 21, 2025 to Mar 26, 2026
- Accounts · 976 to 1,330Dec 5, 2024 to Mar 28, 2025
- Advisory employees · 11 to 15Dec 5, 2024 to Mar 28, 2025
- HNW clients · 132 to 153Dec 5, 2024 to Mar 28, 2025
- Individual clients · 209 to 287Dec 5, 2024 to Mar 28, 2025
- Assets in custody · $5.0M to $172MDec 5, 2024 to Mar 28, 2025
- Employees · 15 to 21Dec 5, 2024 to Mar 28, 2025
- Financial planning clients · 251-500 to 251-500Dec 5, 2024 to Mar 28, 2025
- State-registered IARs · 9 to 10Dec 5, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.2B to $1.6BDec 5, 2024 to Mar 28, 2025
- HNW RAUM · $1.6B to $1.8BDec 5, 2024 to Mar 28, 2025
- Individual RAUM · $72.9M to $110MDec 5, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $647M to $550MDec 5, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $0 to $72.6MDec 5, 2024 to Mar 28, 2025
- RAUM · $1.8B to $2.1BDec 5, 2024 to Mar 28, 2025
- Advisory activities · 4 to 5Mar 21, 2024 to Dec 5, 2024
- Pooled vehicle clients · unset to 1.0Mar 21, 2024 to Dec 5, 2024
- Private funds · unset to 1Mar 21, 2024 to Dec 5, 2024
- Pooled vehicle RAUM · unset to 0.0Mar 21, 2024 to Dec 5, 2024
- Accounts · 831 to 976Jan 31, 2023 to Mar 21, 2024
- Advisory employees · 10 to 11Jan 31, 2023 to Mar 21, 2024
- Corporate clients · 5 to 10Jan 31, 2023 to Mar 21, 2024
- HNW clients · 119 to 132Jan 31, 2023 to Mar 21, 2024
- Individual clients · 171 to 209Jan 31, 2023 to Mar 21, 2024
- Assets in custody · $8.6M to $5.0MJan 31, 2023 to Mar 21, 2024
- Employees · 12 to 15Jan 31, 2023 to Mar 21, 2024
- Financial planning clients · 101-250 to 251-500Jan 31, 2023 to Mar 21, 2024
Signals
8 dated events
- Nathan James Mumford left Tschetter Group for Parcion Private Wealth Llc (registered 2025-03-12)Feb 27, 2025 · Advisor changed firm · fact
- Heather Yasmeen Michail left Tschetter Group for Ubs Financial Services Inc. (registered 2024-11-08)Jul 30, 2024 · Advisor changed firm · fact
- Tschetter Group reported RAUM $1.8B, up 36% from $1.3B (2023-01-31 to 2024-03-21)Mar 21, 2024 · RAUM change · derived
- Tschetter Group reported RAUM $1.5B, up 33% from $1.1B (2021-03-16 to 2022-03-18)Mar 18, 2022 · RAUM change · derived
- Tschetter Group reported RAUM $1.1B, up 30% from $848.2M (2021-02-09 to 2021-03-16)Mar 16, 2021 · RAUM change · derived
- S Rick Lee (Coo, Cco) appeared on Schedule A of Tschetter GroupMar 16, 2021 · Control person joined · fact
- Tschetter Wealth Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 29, 2019 · Succession (Item 4) · fact
- Tschetter Wealth Advisors filed its initial SEC registration (Form ADV)Mar 29, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Tschetter Group · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Business email
- info@tschettergroup.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- ailyn@tschettergroup.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- alison@tschettergroup.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- amy@tschettergroup.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 425-998-9960reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/tschetter-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- tschettergroup.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 425-998-9960reportedpublic record, Form ADV, Jul 10, 2026
- Contact form
- tschettergroup.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $141Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026