DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••• I••••••••• P•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Dec 22, 2011 · 31 filings
SEC status approved since Jul 23, 2009
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
55%
$1.0B individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$922M
derived; firm RAUM over IAPD count
Employees
20
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$1.8B as of Mar 30, 2026
Mar 26, 2012$496M then
HNW client RAUM$807M as of Mar 30, 2026
Mar 19, 2018$832M then
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Mar 26, 20120 then
Employees (5.A)20 as of Mar 30, 2026
Mar 12, 201315 then
Private funds1 as of Mar 30, 2026
Mar 26, 20121 then
RAUM -24% over the last fiscal year-11% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $922MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 231derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $3.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 39%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 10.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -68%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $88.9M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$807M44%
- Pension and profit-sharing plans$394M21%
- Individuals$210M11%
- State and municipal entities$199M11%
- Charitable organizations$124M6.7%
- Pooled investment vehicles$88.9M4.8%
- Corporations and businesses$21.8M1.2%
- Individual clients
- 196reported
- HNW clients
- 266reported
- Pension plan clients
- 4reported
- Charitable clients
- 10reported
- Accounts
- 489reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $126M managedreported
- Custody of client assets
- $88.9M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.55 fund_share=0.05 institutional_share=0.39 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••••• I•• E••••••••Chartered Financial Analyst | El Segundo, Ca | Apr 24, 2012 | 17 y | 0 |
| C•••• O•••• B••••• | El Segundo, Ca | Aug 20, 2026 | 21 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••• O•••• B••••• from P•••••• • W••••• M••••••••• A•••••••Aug 20, 2026 · RIA to RIA
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••••••• T•••• R••••• F•••• L•• | Hedge Fund | $88.9M | 7 | Mar 26, 2012 |
Owners and control persons
Schedule A and B, latest filing
- E••••••••• G•••••••• I•• · Managing Membercontrolsince 06/2009 · owns less than 5%
- F••••• R•••••• W•••••• · Managing Member And Chief Compliance Officercontrolsince 08/2009 · owns 10% to 25%
- H••• E•••••• S••• S•• · Membercontrolsince 05/2011 · owns 10% to 25%
- H••• J••••••• J•••• · Membercontrolsince 04/2011 · owns less than 5%
- L••••• P••••• O•••••• · Managing Membercontrolsince 07/2011 · owns 10% to 25%
- M••••• D••••••• J••• · Managing Membercontrolsince 07/2011 · owns less than 5%
- R•••••• E•••• U•• · Membercontrolsince 07/2011 · owns 10% to 25%
- R•••••• G•••• U•• · Membercontrolsince 01/2011 · owns less than 5%
- S••••••• J•••••• D•••• · Membercontrolsince 04/2011 · owns less than 5%
- S•••••• B••••••• G•••• · Managing Membercontrolsince 01/2011 · owns less than 5%
- E••••••••• G•••••••• I•• · Trusteecontrolsince 09/2011 · owns 50% to 75% of E•••••••• T••••
- H••• J••••••• J•••• · Trusteecontrolsince 10/2016 · owns 50% to 75% of J•••••• H•• • S•••••• W••• R•••••••• T••••
- M••••• D••••••• J••• · Trusteecontrolsince 12/2015 · owns 50% to 75% of M••••••••• F••••• T••••
- R•••••• G•••• U•• · Trusteecontrolsince 01/2012 · owns 50% to 75% of G••• A•• D•••• R•••• T••••
- S••••••• J•••••• D•••• · Trusteecontrolsince 09/2012 · owns 50% to 75% of J••••• D• S•••••• A•• L••• M• S•••••• R•••••••• T••••
- S•••••• B••••••• G•••• · Trusteecontrolsince 09/2011 · owns 75% or more of B•••••• G• S••••• T••••
- A••••• M••••••• J••••• · Trusteesince 12/2015 · owns 50% to 75% of M••••••••• F••••• T••••
- E••••••••• A•••••• W•••••• · Trusteesince 09/2011 · owns 50% to 75% of E•••••••• T••••
- R••••• D••••• V•••••• · Trusteesince 01/2012 · owns 50% to 75% of G••• A•• D•••• R•••• T••••
- S••••••• L•••• M•••• · Trusteesince 09/2012 · owns 50% to 75% of J••••• D• S•••••• A•• L••• M• S•••••• R•••••••• T••••
- W•••• S••••••• S•••••••• · Trusteesince 10/2016 · owns 50% to 75% of J•••••• H•• • S•••••• W••• R•••••••• T••••
Entity owners
- G••• A•• D•••• R•••• T•••• · Memberindirect · owns 75% or more of R•••• F••••••••• L••
- B•••••• G• S••••• T•••• · Managing Memberdirect · owns 10% to 25%
- E•••••••• T•••• · Managing Memberdirect · owns 10% to 25%
- J•••••• H•• • S•••••• W••• R•••••••• T•••• · Memberdirect · owns 10% to 25%
- J••••• D• S•••••• A•• L••• M• S•••••• R•••••••• T•••• · Memberdirect · owns 10% to 25%
- M••••••••• F••••• T•••• · Managing Memberdirect · owns 5% to 10%
- R•••• F••••••••• L•• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| El Segundo, Ca · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA3 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 30, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $2,440,961,643 to $1,844,423,226, advisors 1 to 1, private clients 1455 to 462, offices 1 to 1 (2025-03-14 to 2026-03-30)peers: independent wealth managers, $1B to $5B (1,362)
- account count collapseChange between filings · filing Mar 30, 2026accounts (Item 5.F.2.f) moved from 1,491.0 to 489.0 (-67.0%) between the annual amendments of 2025-03-14 and 2026-03-30; the peer median change was +6.0% (1206 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 1.0% percentile
- client count collapseChange between filings · filing Mar 30, 2026individual and HNW clients (Item 5.D) moved from 1,455.0 to 462.0 (-68.0%) between the annual amendments of 2025-03-14 and 2026-03-30; the peer median change was +5.0% (1132 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,132) · 0.4% percentile
What changed
consecutive filings, newest first
- Accounts · 1,491 to 489Mar 14, 2025 to Mar 30, 2026
- Advisory employees · 15 to 14Mar 14, 2025 to Mar 30, 2026
- Corporate clients · 8 to 7Mar 14, 2025 to Mar 30, 2026
- HNW clients · 279 to 266Mar 14, 2025 to Mar 30, 2026
- Individual clients · 1,176 to 196Mar 14, 2025 to Mar 30, 2026
- Pension plan clients · 12 to 4Mar 14, 2025 to Mar 30, 2026
- Assets in custody · $74.8M to $88.9MMar 14, 2025 to Mar 30, 2026
- Employees · 22 to 20Mar 14, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.4B to $1.8BMar 14, 2025 to Mar 30, 2026
- HNW RAUM · $763M to $807MMar 14, 2025 to Mar 30, 2026
- Individual RAUM · $816M to $210MMar 14, 2025 to Mar 30, 2026
- Pension RAUM · $451M to $394MMar 14, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $74.8M to $88.9MMar 14, 2025 to Mar 30, 2026
- RAUM · $2.4B to $1.8BMar 14, 2025 to Mar 30, 2026
- Wrap assets (manager) · $256M to $126MMar 14, 2025 to Mar 30, 2026
- Accounts · 1,905 to 1,491Sep 5, 2024 to Mar 14, 2025
- Advisory activities · 4 to 3Sep 5, 2024 to Mar 14, 2025
- Charity clients · 15 to 10Sep 5, 2024 to Mar 14, 2025
- Corporate clients · 10 to 8Sep 5, 2024 to Mar 14, 2025
- HNW clients · 1,858 to 279Sep 5, 2024 to Mar 14, 2025
- Individual clients · 0 to 1,176Sep 5, 2024 to Mar 14, 2025
- Pension plan clients · 15 to 12Sep 5, 2024 to Mar 14, 2025
- Assets in custody · $70.0M to $74.8MSep 5, 2024 to Mar 14, 2025
- Financial planning clients · unset to Sep 5, 2024 to Mar 14, 2025
- State-registered IARs · 0 to 1Sep 5, 2024 to Mar 14, 2025
- Discretionary RAUM · $2.7B to $2.4BSep 5, 2024 to Mar 14, 2025
- HNW RAUM · $1.7B to $763MSep 5, 2024 to Mar 14, 2025
- Individual RAUM · $0 to $816MSep 5, 2024 to Mar 14, 2025
- Pension RAUM · $487M to $451MSep 5, 2024 to Mar 14, 2025
- Pooled vehicle RAUM · $62.2M to $74.8MSep 5, 2024 to Mar 14, 2025
- RAUM · $2.7B to $2.4BSep 5, 2024 to Mar 14, 2025
- Wrap assets (manager) · $991M to $256MSep 5, 2024 to Mar 14, 2025
- Corporate clients · 19 to 10Mar 15, 2024 to Sep 5, 2024
- HNW clients · 1,864 to 1,858Mar 15, 2024 to Sep 5, 2024
- Pension plan clients · 0 to 15Mar 15, 2024 to Sep 5, 2024
- HNW RAUM · $1.7B to $1.7BMar 15, 2024 to Sep 5, 2024
- Pension RAUM · $0 to $487MMar 15, 2024 to Sep 5, 2024
- Accounts · 2,132 to 1,905Aug 7, 2023 to Mar 15, 2024
- Advisory employees · 16 to 15Aug 7, 2023 to Mar 15, 2024
- Charity clients · 18 to 15Aug 7, 2023 to Mar 15, 2024
Signals
4 dated events
- Anthony Richard Passafiume (Member) no longer on Schedule A of G•••••• I••••••••• P•••••••• L•• (listed 2023-03-24, absent 2023-08-07)Aug 7, 2023 · Control person left · inference
- G•••••• I••••••••• P•••••••• L•• reported RAUM $2.6B, down 27% from $3.6B (2022-11-14 to 2023-03-24)Mar 24, 2023 · RAUM change · derived
- G•••••• I••••••••• P•••••••• L•• reported RAUM $3.1B, up 34% from $2.3B (2020-06-04 to 2021-03-16)Mar 16, 2021 · RAUM change · derived
- G•••••• I••••••••• P•••••••• L•• reported RAUM $2.3B, up 49% from $1.6B (2019-03-15 to 2020-03-13)Mar 13, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/G••••••-INVESTMENT-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-933-4292reportedpublic record, Form ADV, Mar 30, 2026
- Team page
- GRANITEPARTNERS-LLC.COM/peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $922Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026