DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•• I••••••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Feb 28, 2018 · 18 filings
SEC status approved since Apr 23, 2019
RAUM
$252M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
55%
$138M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$42.0M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$252M as of Mar 27, 2026
Mar 29, 2019$142M then
HNW client RAUM$138M as of Mar 27, 2026
Mar 29, 2019$15.6M then
State-registered IARs (5.B.3)6 as of Mar 27, 2026
Mar 29, 20192 then
Employees (5.A)6 as of Mar 27, 2026
Mar 29, 20193 then
Private funds2 as of Mar 27, 2026
Mar 29, 20193 then
RAUM -0.2% over the last fiscal year+1.1% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $42.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $15.4MderivedHNW RAUM over HNW clients
- Average account
- $8.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$138M55%
- Pooled investment vehicles$114M45%
- Individual clients
- n/areported
- HNW clients
- 9reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 31reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.55 fund_share=0.45 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• C••••••••• P••••• | Houston, Tx | Jan 18, 2011 | 19 y | 1 |
| M•••••• S•••• P••••••• | Houston, Tx | Nov 6, 2021 | 13 y | 0 |
| B•••• W•••••• N••••• | Houston, Tx | Jun 8, 2022 | 13 y | 0 |
| J••• R••••••• S••••••• | Houston, Tx | Dec 22, 2022 | 17 y | 0 |
| T••••• Z••• R•••• | Houston, Tx | Aug 5, 2024 | 10 y | 0 |
| J•••• J•••• S•••• | Houston, Tx | Jun 4, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| J•• I••••••••• P••••••••• L• | Hedge Fund | $93.0M | 79 | Feb 28, 2018 |
| J•• A•••• P••••••••• V••• L• | Hedge Fund | $32.4M | 28 | Mar 10, 2023 |
| J•• D••••••• P••••••••• I•• L•no longer reported | Hedge Fund | $11.1M | 12 | Feb 28, 2018 |
| J•• I••••••••• P••••••••• I•• M••••• F••• L•no longer reported | Hedge Fund | $10.3M | 2 | Feb 28, 2018 |
| J•• S••••••••• P••••••••• L• | Hedge Fund | $9.6M | 24 | Feb 28, 2018 |
| J•• D••••••• P••••••••• I••• L•no longer reported | Hedge Fund | $7.7M | 8 | Feb 28, 2018 |
| J•• A•••• P••••••••• V•• L• | Hedge Fund | $4.2M | 28 | Jan 28, 2022 |
Owners and control persons
Schedule A and B, latest filing
- P•••••• J••••• C••••••••• · Managing Member And Portfolio Managercontrolsince 06/2009 · owns 75% or more
- P•••••••• M••••••• S•••• · Chief Compliance Officer / Chief Financial Officer / Chief Operating Officercontrolsince 01/2022 · owns less than 5%
Related persons
Schedule D 7.A
- J•• I••••••••• P•••••••• L•pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 28 to 31Mar 28, 2025 to Mar 27, 2026
- Advisory employees · 5 to 6Mar 28, 2025 to Mar 27, 2026
- HNW clients · 8 to 9Mar 28, 2025 to Mar 27, 2026
- Individual clients · 1.0 to unsetMar 28, 2025 to Mar 27, 2026
- State-registered IARs · 5 to 6Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $253M to $252MMar 28, 2025 to Mar 27, 2026
- HNW RAUM · $126M to $138MMar 28, 2025 to Mar 27, 2026
- Individual RAUM · 1465454.0 to unsetMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $126M to $114MMar 28, 2025 to Mar 27, 2026
- RAUM · $253M to $252MMar 28, 2025 to Mar 27, 2026
- Accounts · 20 to 28Apr 29, 2024 to Mar 28, 2025
- Advisory employees · 4 to 5Apr 29, 2024 to Mar 28, 2025
- HNW clients · 6 to 8Apr 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 4 to 2Apr 29, 2024 to Mar 28, 2025
- Employees · 5 to 6Apr 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Apr 29, 2024 to Mar 28, 2025
- State-registered IARs · 4 to 5Apr 29, 2024 to Mar 28, 2025
- Private funds · 4 to 2Apr 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $250M to $253MApr 29, 2024 to Mar 28, 2025
- HNW RAUM · $109M to $126MApr 29, 2024 to Mar 28, 2025
- Individual RAUM · $1.3M to $1.5MApr 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $139M to $126MApr 29, 2024 to Mar 28, 2025
- RAUM · $250M to $253MApr 29, 2024 to Mar 28, 2025
- Accounts · 18 to 20Mar 16, 2023 to Mar 29, 2024
- Discretionary RAUM · $244M to $250MMar 16, 2023 to Mar 29, 2024
- HNW RAUM · $112M to $109MMar 16, 2023 to Mar 29, 2024
- Individual RAUM · $328,346 to $1.3MMar 16, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $132M to $139MMar 16, 2023 to Mar 29, 2024
- RAUM · $244M to $250MMar 16, 2023 to Mar 29, 2024
- Accounts · 15 to 18Jan 31, 2022 to Mar 10, 2023
- Advisory employees · 2 to 4Jan 31, 2022 to Mar 10, 2023
- HNW clients · 5 to 6Jan 31, 2022 to Mar 10, 2023
- Individual clients · unset to 1.0Jan 31, 2022 to Mar 10, 2023
- Pooled vehicle clients · 3 to 4Jan 31, 2022 to Mar 10, 2023
- Employees · 4 to 5Jan 31, 2022 to Mar 10, 2023
- State-registered IARs · 2 to 4Jan 31, 2022 to Mar 10, 2023
- Private funds · 3 to 4Jan 31, 2022 to Mar 10, 2023
- Discretionary RAUM · $209M to $244MJan 31, 2022 to Mar 10, 2023
- HNW RAUM · $85.8M to $112MJan 31, 2022 to Mar 10, 2023
- Individual RAUM · $495,458 to $328,346Jan 31, 2022 to Mar 10, 2023
Signals
3 dated events
- Margaret Mary Matranga (Chief Compliance Officer) no longer on Schedule A of J•• I••••••••• M••••••••• L•• (listed 2021-08-09, absent 2022-01-28)Jan 28, 2022 · Control person left · inference
- Scott Matthew Powalski (Chief Financial Officer / Chief Operating Officer) appeared on Schedule A of J•• I••••••••• M••••••••• L••Aug 9, 2021 · Control person joined · fact
- J•• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 28, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 713-333-5540reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- w••.j•••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (713) 333-5540reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- j•••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $42.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026