DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Finaccess Advisors LLC
Latest filing Aug 25, 2026
First filing on the tape Mar 30, 2012 · 23 filings
SEC status approved since Dec 17, 2009
RAUM
$4.1B
reported, Item 5.F
Discretionary
14%
of RAUM
Private clients
26%
$1.1B individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$588M
derived; firm RAUM over IAPD count
Employees
13
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$4.1B as of Aug 25, 2026
Mar 30, 2012$1.8B then
HNW client RAUM$1.1B as of Aug 25, 2026
Mar 29, 2018$861M then
State-registered IARs (5.B.3)6 as of Aug 25, 2026
Mar 30, 20120 then
Employees (5.A)13 as of Aug 25, 2026
Mar 11, 20136 then
Private funds: no history
RAUM +2.3% over the last fiscal year-0.2% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $588MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 11derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $14.3MderivedHNW RAUM over HNW clients
- Average account
- $25.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 14%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.3%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.8B70%
- High-net-worth individuals$1.1B27%
- Corporations and businesses$123M3.0%
- Individuals$20,8210.0%
- Individual clients
- 2reported
- HNW clients
- 75reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 160reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.26 fund_share=0.69 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Andrew Nicholas Estevez | Miami, Fl | Sep 16, 2025 | 12 y | 0 |
| Alexandre Arruda Camargo Da Silva | Miami, Fl | Sep 16, 2025 | 15 y | 0 |
| Kilian Ernst Kretschmer | Miami, Fl | Sep 17, 2025 | 12 y | 1 |
| Roberto AlvarezChartered Financial Analyst | Miami, Fl | Nov 26, 2025 | 18 y | 2 |
| Diego Javier Martinez | Miami, Fl | Dec 15, 2025 | 15 y | 2 |
| Daniel Eduardo Diaz | Miami, Fl | Dec 26, 2025 | 14 y | 0 |
| Mateo Botran Johanis | Miami, Fl | Jul 28, 2026 | 18 y | 0 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Manuel Sebastian Salamanca Mejia to Mora Capital Management, LLCJun 3, 2024 · RIA to RIA
- Robert Rodriguez to Concordia Wealth Management, LLCAug 29, 2012 · Other
Joined, latest
- Diego Javier Martinez from Citigroup Global Markets Inc.Dec 15, 2025 · Other
- Roberto Alvarez from Brickell Global Advisory, Inc.Nov 26, 2025 · Other
- Kilian Ernst Kretschmer from Citigroup Global Markets Inc.Sep 17, 2025 · Other
- Robert Rodriguez from Finaccess International, Inc.Feb 18, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lucia Anna Casco · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- A. Alexandre Da Silva · Chief Investment Officercontrolsince 01/2012 · owns less than 5%
- Eduardo Daniel Diaz · Chief Executive Officercontrolsince 09/2022 · owns less than 5%
- Carlos Fernandez Gonzalez · Ownercontrolsince 04/2015 · owns 50% to 75% of Grupo Finaccess S.A.P.I. De C.V.
Entity owners
- Finaccess Global Wealth & Asset · Managingdirect · owns 75% or more
- Grupo Finaccess S.A.P.I. De C.V. · N/Adirect · owns less than 5%
Related persons
Schedule D 7.A
- Finaccess Mexico, S.A. De C.V., Sociedad Operadora De Sociedades De Inversioninvestment adviserpooled vehicle sponsorn
- Finaccess Value A.V., S.A. Sociedad Unipersonalinvestment advisery
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 7 | 5 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing Aug 25, 2026RAUM per account of $25,709,905 against a peer median of $812,622 (1332 comparable advisers, 99.0th percentile, 16.8 robust deviations)peers: independent wealth managers, $1B to $5B (1,332) · 99% percentile
- control person changedChange between filings · filing Aug 25, 2026FERNANDEZ GONZALEZ, CARLOS (OWNER) left Schedule A between the filings of 2022-03-31 and 2026-08-25peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Business name · FINACCESS ADVISORS, LLC to FINACCESS ADVISORS LLCMar 26, 2026 to Aug 25, 2026
- Legal name · FINACCESS ADVISORS, LLC to FINACCESS ADVISORS LLCMar 26, 2026 to Aug 25, 2026
- Succession · false to trueMar 26, 2026 to Aug 25, 2026
- Accounts · 169 to 160Mar 20, 2025 to Mar 26, 2026
- Advisory employees · 6 to 7Mar 20, 2025 to Mar 26, 2026
- Corporate clients · 1 to 2Mar 20, 2025 to Mar 26, 2026
- HNW clients · 74 to 75Mar 20, 2025 to Mar 26, 2026
- Individual clients · 4 to 2Mar 20, 2025 to Mar 26, 2026
- Pooled vehicle clients · 13 to 12Mar 20, 2025 to Mar 26, 2026
- Employees · 12 to 13Mar 20, 2025 to Mar 26, 2026
- Discretionary RAUM · $0 to $593MMar 20, 2025 to Mar 26, 2026
- HNW RAUM · $974M to $1.1BMar 20, 2025 to Mar 26, 2026
- Individual RAUM · $602,430 to $20,821Mar 20, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $4.0B to $3.5BMar 20, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $2.8B to $2.8BMar 20, 2025 to Mar 26, 2026
- RAUM · $4.0B to $4.1BMar 20, 2025 to Mar 26, 2026
- Accounts · 170 to 169Mar 27, 2024 to Mar 20, 2025
- Advisory employees · 7 to 6Mar 27, 2024 to Mar 20, 2025
- Corporate clients · 2 to 1Mar 27, 2024 to Mar 20, 2025
- HNW clients · 75 to 74Mar 27, 2024 to Mar 20, 2025
- Individual clients · 3 to 4Mar 27, 2024 to Mar 20, 2025
- Financial planning clients · 101-250 to 101-250Mar 27, 2024 to Mar 20, 2025
- State-registered IARs · 7 to 6Mar 27, 2024 to Mar 20, 2025
- HNW RAUM · $1.0B to $974MMar 27, 2024 to Mar 20, 2025
- Individual RAUM · $713,463 to $602,430Mar 27, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $4.0B to $4.0BMar 27, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $2.7B to $2.8BMar 27, 2024 to Mar 20, 2025
- RAUM · $4.0B to $4.0BMar 27, 2024 to Mar 20, 2025
- Accounts · 171 to 170Mar 30, 2023 to Mar 27, 2024
- Corporate clients · 1 to 2Mar 30, 2023 to Mar 27, 2024
- HNW clients · 82 to 75Mar 30, 2023 to Mar 27, 2024
- Individual clients · 2 to 3Mar 30, 2023 to Mar 27, 2024
- Financial planning clients · 51-100 to 101-250Mar 30, 2023 to Mar 27, 2024
- HNW RAUM · $1.0B to $1.0BMar 30, 2023 to Mar 27, 2024
- Individual RAUM · $458,724 to $713,463Mar 30, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $4.1B to $4.0BMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $2.7B to $2.7BMar 30, 2023 to Mar 27, 2024
- RAUM · $4.1B to $4.0BMar 30, 2023 to Mar 27, 2024
- Accounts · 191 to 171Sep 26, 2022 to Mar 30, 2023
- Advisory employees · 8 to 7Sep 26, 2022 to Mar 30, 2023
Signals
5 dated events
- Finaccess Advisors Llc reported succeeding to the business of Finaccess Global Wealth & Asset Management, Llc (Form ADV Item 4)Aug 25, 2026 · Succession (Item 4) · fact
- Manuel Sebastian Salamanca Mejia left Finaccess Advisors Llc for Mora Capital Management, Llc (registered 2025-10-02)Jun 3, 2024 · Advisor changed firm · fact
- Javier Lopez Casado (Chief Executive Officer) no longer on Schedule A of Finaccess Advisors Llc (listed 2022-08-19, absent 2022-09-26)Sep 26, 2022 · Control person left · inference
- Lucia Anna Casco (Chief Compliance Officer) appeared on Schedule A of Finaccess Advisors LlcMar 31, 2022 · Control person joined · fact
- Pablo Cortes Lascurain (Managing Director) no longer on Schedule A of Finaccess Advisors Llc (listed 2021-03-31, absent 2021-10-14)Oct 14, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/finaccess-advisors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 305.377.1112reportedpublic record, Form ADV, Aug 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $588Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026