DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••• B••• W••••• M••••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Mar 28, 2012 · 27 filings
SEC status approved since Feb 18, 2015
RAUM
$294M
reported, Item 5.F
Discretionary
80%
of RAUM
Private clients
78%
$229M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$98.1M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$294M as of Mar 25, 2026
Mar 28, 2012$78.4M then
HNW client RAUM$116M as of Mar 25, 2026
Mar 19, 2018$75.6M then
State-registered IARs (5.B.3)3 as of Mar 25, 2026
Mar 3, 20162 then
Employees (5.A)5 as of Mar 25, 2026
Mar 3, 20162 then
Private funds: no history
RAUM +7.4% over the last fiscal year+8.2% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $98.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 178derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $304,213derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 80%derivedof RAUM
- Institutional
- 19%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $63.2M, 93 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$116M39%
- Individuals$114M39%
- Pension and profit-sharing plans$56.0M19%
- Corporations and businesses$8.9M3.0%
- Individual clients
- 481reported
- HNW clients
- 53reported
- Pension plan clients
- 19reported
- Charitable clients
- 0reported
- Accounts
- 967reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $63.2M for 93 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.78 fund_share=0.0 institutional_share=0.19 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••• C•••• B•••Chartered Financial Consultant | Bellville, Tx | Oct 2, 2009 | 38 y | 1 |
| C•••• G••••• B••• | Bellville, Tx | Jul 15, 2016 | 10 y | 0 |
| E•••• M••••• | Bellville, Tx | Apr 30, 2018 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- H•••••• R••• J•••••••• to P•••••• F•••••••• A•••••••Jan 7, 2022 · RIA to RIA
- T•• G•••• B••• to L•• F•••••••• L••Sep 21, 2012 · Other
Joined, latest
- M•••• C•••• B••• from L•• F•••••••• L••Oct 2, 2009 · Other
- T•• G•••• B••• from A• G• E•••••• • S•••• I•••Sep 30, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• C••••• J••• · Membercontrolsince 07/2009 · owns 25% to 50%
- B•••• M••••• C•••• · Member/Chief Compliance Officercontrolsince 07/2009 · owns 50% to 75%
- B•••• C••••• G••••• · Membersince 12/2018 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bellville, Tx · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 975 to 967Mar 18, 2025 to Mar 25, 2026
- Corporate clients · 5 to 4Mar 18, 2025 to Mar 25, 2026
- HNW clients · 55 to 53Mar 18, 2025 to Mar 25, 2026
- Individual clients · 490 to 481Mar 18, 2025 to Mar 25, 2026
- Pension plan clients · 17 to 19Mar 18, 2025 to Mar 25, 2026
- Assets in custody · $62.6M to $63.2MMar 18, 2025 to Mar 25, 2026
- Discretionary RAUM · $219M to $236MMar 18, 2025 to Mar 25, 2026
- HNW RAUM · $108M to $116MMar 18, 2025 to Mar 25, 2026
- Individual RAUM · $106M to $114MMar 18, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $55.0M to $58.0MMar 18, 2025 to Mar 25, 2026
- Pension RAUM · $50.8M to $56.0MMar 18, 2025 to Mar 25, 2026
- RAUM · $274M to $294MMar 18, 2025 to Mar 25, 2026
- Accounts · 955 to 975Mar 20, 2024 to Mar 18, 2025
- Corporate clients · 7 to 5Mar 20, 2024 to Mar 18, 2025
- HNW clients · 46 to 55Mar 20, 2024 to Mar 18, 2025
- Individual clients · 495 to 490Mar 20, 2024 to Mar 18, 2025
- Assets in custody · $61.0M to $62.6MMar 20, 2024 to Mar 18, 2025
- Employees · 6 to 5Mar 20, 2024 to Mar 18, 2025
- Financial planning clients · 0 to 0Mar 20, 2024 to Mar 18, 2025
- Discretionary RAUM · $205M to $219MMar 20, 2024 to Mar 18, 2025
- HNW RAUM · $99.3M to $108MMar 20, 2024 to Mar 18, 2025
- Individual RAUM · $104M to $106MMar 20, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $56.8M to $55.0MMar 20, 2024 to Mar 18, 2025
- Pension RAUM · $51.3M to $50.8MMar 20, 2024 to Mar 18, 2025
- RAUM · $262M to $274MMar 20, 2024 to Mar 18, 2025
- Accounts · 937 to 955Aug 3, 2023 to Mar 20, 2024
- Advisory employees · 4 to 3Aug 3, 2023 to Mar 20, 2024
- HNW clients · 41 to 46Aug 3, 2023 to Mar 20, 2024
- Individual clients · 502 to 495Aug 3, 2023 to Mar 20, 2024
- Assets in custody · $57.6M to $61.0MAug 3, 2023 to Mar 20, 2024
- State-registered IARs · 4 to 3Aug 3, 2023 to Mar 20, 2024
- Discretionary RAUM · $185M to $205MAug 3, 2023 to Mar 20, 2024
- HNW RAUM · $82.2M to $99.3MAug 3, 2023 to Mar 20, 2024
- Individual RAUM · $101M to $104MAug 3, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $46.9M to $56.8MAug 3, 2023 to Mar 20, 2024
- Pension RAUM · $41.9M to $51.3MAug 3, 2023 to Mar 20, 2024
- RAUM · $232M to $262MAug 3, 2023 to Mar 20, 2024
- Accounts · 879 to 937Mar 30, 2022 to Mar 13, 2023
- Corporate clients · 9 to 7Mar 30, 2022 to Mar 13, 2023
- HNW clients · 43 to 41Mar 30, 2022 to Mar 13, 2023
Signals
2 dated events
- H•••••• R••• J•••••••• left M••• B••• W••••• M••••••••• L•• for P•••••• F•••••••• A••••••• (registered 2023-01-10)Jan 7, 2022 · Advisor changed firm · fact
- M• C• B••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 6, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 979-865-0660reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/m-c--byrd-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- THE401KSHOP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 979-865-0660reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- the401kshop.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $98.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026