DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• F•••••••• A•••••••
Legal name P•••••• A•••••••• L•••••
Latest filing Jul 16, 2026
First filing on the tape Mar 28, 2012 · 30 filings
SEC status approved since May 16, 2007
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$950M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$87.1M
derived; firm RAUM over IAPD count
Employees
17
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$1.0B as of Jul 16, 2026
Mar 28, 2012$159M then
HNW client RAUM$871M as of Jul 16, 2026
Mar 1, 2018$118M then
State-registered IARs (5.B.3)11 as of Jul 16, 2026
Mar 28, 20120 then
Employees (5.A)17 as of Jul 16, 2026
Mar 26, 20135 then
Private funds: no history
RAUM +23% over the last fiscal year+30% a year over threeIARs 8 to 11
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $87.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $387,696derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 9.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 12.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +38%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Custody
- $370M, 330 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$871M83%
- Individuals$79.4M7.6%
- Charitable organizations$47.5M4.5%
- Pension and profit-sharing plans$47.2M4.5%
- Corporations and businesses$374,8370.0%
- Individual clients
- 185reported
- HNW clients
- 252reported
- Pension plan clients
- 14reported
- Charitable clients
- 6reported
- Accounts
- 2,696reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $370M for 330 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• W••• H•••••Certified Financial Planner | College Station, Tx | May 16, 2007 | 19 y | 0 |
| R••••• C•••• C••••••Certified Financial Planner, Chartered Financial Analyst | College Station, Tx | Nov 17, 2015 | 16 y | 0 |
| S•••••• R•••••• M••••Certified Financial Planner | College Station, Tx | Oct 14, 2016 | 11 y | 1 |
| M•••••• J••••• S••••••••Certified Financial Planner | College Station, Tx | Aug 23, 2022 | 14 y | 0 |
| H•••••• R••• J••••••••Certified Financial Planner | College Station, Tx | Jan 10, 2023 | 11 y | 1 |
| R••• M•••••• B••••• | College Station, Tx | Nov 6, 2024 | 12 y | 1 |
| M•••••• B•••••• L••Certified Financial Planner | College Station, Tx | May 27, 2025 | 12 y | 0 |
| C•••• A•••• R••••••Certified Financial Planner | College Station, Tx | Aug 19, 2025 | 12 y | 0 |
| S•••• E•••••••• K••••••Certified Financial Planner | College Station, Tx | Sep 8, 2025 | 11 y | 0 |
| A•••• I••••••• B•••••• | College Station, Tx | Oct 27, 2025 | 11 y | 0 |
| W•••••• J••• T••••••Certified Financial Planner, Chartered Financial Analyst | College Station, Tx | Jun 3, 2026 | 34 y | 2 |
| C•••••• F•••• S••••••• | College Station, Tx | Aug 31, 2026 | 10 y | 0 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount2 left over 36 months
Left, latest
- S••••• R••• T••••• to M••••• W••••• A•••••••Mar 19, 2026 · RIA to RIA
- J••• T••••• S••• to E••••••• W•••••• L••Feb 4, 2026 · RIA to a state-registered adviser
- S•••• D•••••• B•••••• to F••••••• F•••••••• P•••••••Aug 3, 2015 · Other
Joined, latest
- R••• M•••••• B••••• from R•• A•••••••• L••Nov 6, 2024 · RIA to RIA
- S••••• R••• T••••• from F••••••• P••••••• A•• W•••••••• A•••••••Jun 9, 2023 · Affiliated broker-dealer or bank to independent RIA
- H•••••• R••• J•••••••• from M••• B••• W••••• M••••••••• L••Jan 10, 2023 · RIA to RIA
- S•••••• R•••••• M•••• from M•• I•••••••• S•••••••• L••Oct 14, 2016 · Other
- S•••• D•••••• B•••••• from B••••• F•••••••• A•••••••Apr 22, 2009 · Other
- W•••••• J••• T•••••• from C••••• I••••••••• S••••••• L••May 16, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• R•••••• C•••• · Managing Membercontrolsince 01/2016 · owns 25% to 50%
- H•••••• D••••• W••• · Managing Membercontrolsince 04/2007 · owns 50% to 75%
- J••••••••• H••••••• R••• · Chief Compliance Officersince 01/2026 · owns less than 5%
- M••••• S••••••• R•••••• · Partnersince 09/2020 · owns 5% to 10%
Entity owners
- B••••••• K•••• M•••• I•• T•••• · Shareholderdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| College Station, Tx · principal | 12 | 3 | 2 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 16, 2026C••••••• R•••••• C•••• (MANAGING MEMBER) left Schedule A between the filings of 2020-09-15 and 2026-07-16peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jul 16, 2026H•••••• D••••• W••• (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2020-09-15 and 2026-07-16peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 2,329 to 2,696Mar 24, 2025 to Mar 6, 2026
- Advisory employees · 9 to 14Mar 24, 2025 to Mar 6, 2026
- Advisory activities · 5 to 6Mar 24, 2025 to Mar 6, 2026
- Charity clients · 7 to 6Mar 24, 2025 to Mar 6, 2026
- Corporate clients · 2 to 1Mar 24, 2025 to Mar 6, 2026
- HNW clients · 207 to 252Mar 24, 2025 to Mar 6, 2026
- Individual clients · 183 to 185Mar 24, 2025 to Mar 6, 2026
- Pension plan clients · 13 to 14Mar 24, 2025 to Mar 6, 2026
- Assets in custody · $294M to $370MMar 24, 2025 to Mar 6, 2026
- Employees · 16 to 17Mar 24, 2025 to Mar 6, 2026
- State-registered IARs · 8 to 11Mar 24, 2025 to Mar 6, 2026
- Discretionary RAUM · $846M to $1.0BMar 24, 2025 to Mar 6, 2026
- HNW RAUM · $679M to $871MMar 24, 2025 to Mar 6, 2026
- Individual RAUM · $78.2M to $79.4MMar 24, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $1.0M to $0Mar 24, 2025 to Mar 6, 2026
- Pension RAUM · $45.7M to $47.2MMar 24, 2025 to Mar 6, 2026
- RAUM · $847M to $1.0BMar 24, 2025 to Mar 6, 2026
- Accounts · 2,050 to 2,329May 28, 2024 to Mar 24, 2025
- Advisory employees · 7 to 9May 28, 2024 to Mar 24, 2025
- Corporate clients · 1 to 2May 28, 2024 to Mar 24, 2025
- HNW clients · 132 to 207May 28, 2024 to Mar 24, 2025
- Individual clients · 229 to 183May 28, 2024 to Mar 24, 2025
- Assets in custody · unset to 294340562.0May 28, 2024 to Mar 24, 2025
- Custody of client assets · false to trueMay 28, 2024 to Mar 24, 2025
- Employees · 12 to 16May 28, 2024 to Mar 24, 2025
- Financial planning clients · 251-500 to 251-500May 28, 2024 to Mar 24, 2025
- State-registered IARs · 7 to 8May 28, 2024 to Mar 24, 2025
- Discretionary RAUM · $680M to $846MMay 28, 2024 to Mar 24, 2025
- HNW RAUM · $469M to $679MMay 28, 2024 to Mar 24, 2025
- Individual RAUM · $134M to $78.2MMay 28, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $901,433 to $1.0MMay 28, 2024 to Mar 24, 2025
- Pension RAUM · $40.7M to $45.7MMay 28, 2024 to Mar 24, 2025
- RAUM · $681M to $847MMay 28, 2024 to Mar 24, 2025
- Accounts · 1,881 to 2,050Feb 17, 2023 to Mar 24, 2024
- Advisory employees · 8 to 7Feb 17, 2023 to Mar 24, 2024
- Charity clients · 5 to 7Feb 17, 2023 to Mar 24, 2024
- Corporate clients · 2 to 1Feb 17, 2023 to Mar 24, 2024
- HNW clients · 140 to 132Feb 17, 2023 to Mar 24, 2024
- Individual clients · 219 to 229Feb 17, 2023 to Mar 24, 2024
- Pension plan clients · 6 to 13Feb 17, 2023 to Mar 24, 2024
Signals
6 dated events
- S••••• R••• T••••• left P•••••• F•••••••• A••••••• for M••••• W••••• A••••••• (registered 2026-05-12)Mar 19, 2026 · Advisor changed firm · fact
- J••• T••••• S••• left P•••••• F•••••••• A••••••• for E••••••• W•••••• L•• (registered 2026-03-02)Feb 4, 2026 · Advisor changed firm · fact
- P•••••• F•••••••• A••••••• reported RAUM $680.6M, up 42% from $480.5M (2023-02-17 to 2024-03-24)Mar 24, 2024 · RAUM change · derived
- P•••••• F•••••••• A••••••• reported RAUM $553.4M, up 29% from $428.6M (2021-02-23 to 2022-02-04)Feb 4, 2022 · RAUM change · derived
- P•••••• F•••••••• A••••••• reported RAUM $428.6M, up 46% from $292.7M (2020-11-02 to 2021-02-23)Feb 23, 2021 · RAUM change · derived
- Jene William Tebeaux (Managing Member) no longer on Schedule A of P•••••• F•••••••• A••••••• (listed 2019-02-26, absent 2019-08-08)Aug 8, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 979-693-3907reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 979-693-6198reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/paragon-financial-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- paragon-adv.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 979-693-3907reportedpublic record, Form ADV, Jul 16, 2026
- Team page
- paragon-adv.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $87.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026