DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• C••••••• L••
Latest filing Jul 22, 2026
First filing on the tape Mar 21, 2012 · 24 filings
SEC status approved since Oct 12, 2009
RAUM
$122B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$122B
derived; firm RAUM over IAPD count
Employees
26
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$122B as of Jul 22, 2026
Mar 21, 2012$6.4B then
HNW client RAUM$102M as of Mar 26, 2020
Mar 20, 2018$85.0M then
State-registered IARs (5.B.3)1 as of Jul 22, 2026
Mar 21, 20120 then
Employees (5.A)26 as of Jul 22, 2026
Mar 26, 201315 then
Private funds3 as of Jul 22, 2026
Mar 21, 20124 then
RAUM +22% over the last fiscal year+26% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jul 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $122BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.1BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 68%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 26.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Custody
- $2.1B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$41B34%
- Sovereign wealth funds$35B28%
- Pooled investment vehicles$21B17%
- Investment companies$18B15%
- Charitable organizations$4.9B4.0%
- Insurance companies$1.4B1.1%
- Corporations and businesses$1.1B0.9%
- State and municipal entities$146M0.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 43reported
- Charitable clients
- 21reported
- Accounts
- 110reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.1B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.31 institutional_share=0.68 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| F•••• D•••• S•••• | West Palm Beach, Fl | Oct 31, 2023 | 29 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••• C•••••• A•• A•••• V•••• F•••• L••• • S••••• I• | Hedge Fund | $584M | 4 | Mar 21, 2012 |
| S•••••• C•••••• A•• A•••• V•••• F•••• L••• • S••••• I• • T•• M•••••• | Hedge Fund | $494M | 13 | Mar 21, 2012 |
| S•••••• C•••••• A•• A•••• V•••• F••• • S••••• I• T•• M•••••• | Hedge Fund | $364M | 8 | Mar 21, 2012 |
| S•••••• C•••••• A•• A•••• V•••• F•••• L••• S••••• I•no longer reported | Hedge Fund | $0 | 0 | Mar 21, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• M••••••• T••••• · Chief Financial Officer, Manager, Membercontrolsince 08/2009 · owns less than 5%
- D••••••••• J••••• C•••••••• · General Counsel, Chief Compliance Officer, Manager, Membercontrolsince 01/2023 · owns less than 5%
- M•••••• J•••• P•••••• · Co-Chief Investment Officer, Member, Managercontrolsince 10/2009 · owns 10% to 25%
- S••••••• L••••• A••• · Ceo, Manager, Membercontrolsince 08/2009 · owns 25% to 50%
- S•••••••• A•••• •••• · Director Of Quantitative Research, Member, Managercontrolsince 11/2009 · owns less than 5%
- S••••• F••••• D•••• · Director Of Marketing And Client Service, Member, Managercontrolsince 01/2010 · owns 5% to 10%
Related persons
Schedule D 7.A
- S• S•• L••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 111 to 110Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $1.6B to $2.1BMar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $100B to $122BMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $36B to $41BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $16B to $21BMar 28, 2025 to Mar 30, 2026
- RAUM · $100B to $122BMar 28, 2025 to Mar 30, 2026
- Related adviser · false to trueMar 28, 2025 to Mar 30, 2026
- Accounts · 102 to 111Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 15 to 16Mar 28, 2024 to Mar 28, 2025
- Charity clients · 18 to 21Mar 28, 2024 to Mar 28, 2025
- HNW clients · 0.0 to unsetMar 28, 2024 to Mar 28, 2025
- Individual clients · 0.0 to unsetMar 28, 2024 to Mar 28, 2025
- Pension plan clients · 41 to 43Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 20 to 23Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $1.4B to $1.6BMar 28, 2024 to Mar 28, 2025
- Employees · 25 to 26Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $82B to $100BMar 28, 2024 to Mar 28, 2025
- Pension RAUM · $28B to $36BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $13B to $16BMar 28, 2024 to Mar 28, 2025
- RAUM · $82B to $100BMar 28, 2024 to Mar 28, 2025
- Related adviser · true to falseMar 28, 2024 to Mar 28, 2025
- Accounts · 98 to 102Oct 27, 2023 to Mar 28, 2024
- Advisory employees · 14 to 15Oct 27, 2023 to Mar 28, 2024
- Charity clients · 19 to 18Oct 27, 2023 to Mar 28, 2024
- Pension plan clients · 40 to 41Oct 27, 2023 to Mar 28, 2024
- Pooled vehicle clients · 18 to 20Oct 27, 2023 to Mar 28, 2024
- Assets in custody · $1.4B to $1.4BOct 27, 2023 to Mar 28, 2024
- Employees · 24 to 25Oct 27, 2023 to Mar 28, 2024
- State-registered IARs · 0 to 1Oct 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $62B to $82BOct 27, 2023 to Mar 28, 2024
- Pension RAUM · $17B to $28BOct 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $9.5B to $13BOct 27, 2023 to Mar 28, 2024
- RAUM · $62B to $82BOct 27, 2023 to Mar 28, 2024
- Related adviser · false to trueOct 27, 2023 to Mar 28, 2024
- Accounts · 112 to 98Jan 11, 2023 to Mar 31, 2023
- Charity clients · 18 to 19Jan 11, 2023 to Mar 31, 2023
- Pension plan clients · 41 to 40Jan 11, 2023 to Mar 31, 2023
- Pooled vehicle clients · 32 to 18Jan 11, 2023 to Mar 31, 2023
- Assets in custody · $1.3B to $1.4BJan 11, 2023 to Mar 31, 2023
Signals
7 dated events
- S•••••• C••••••• L•• reported RAUM $82.3B, up 33% from $61.7B (2023-10-27 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Margo Jean Reid (General Counsel, Chief Compliance Officer, Manager, Member) no longer on Schedule A of S•••••• C••••••• L•• (listed 2022-03-28, absent 2023-01-11)Jan 11, 2023 · Control person left · inference
- Christian James D'Sidocky (General Counsel & Chief Compliance Officer) appeared on Schedule A of S•••••• C••••••• L••Jan 11, 2023 · Control person joined · fact
- S•••••• C••••••• L•• reported RAUM $77.0B, up 35% from $57.1B (2022-01-05 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- S•••••• C••••••• L•• reported RAUM $57.1B, up 36% from $41.9B (2020-03-26 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- S•••••• C••••••• L•• reported RAUM $41.9B, up 51% from $27.8B (2019-03-26 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- S•••••• C••••••• L•• reported RAUM $30.2B, up 40% from $21.6B (2017-03-23 to 2018-03-20)Mar 20, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sanderscapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-291-7900reportedpublic record, Form ADV, Jul 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $122Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026