DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N••••• A••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Oct 27, 2015 · 19 filings
SEC status approved since Nov 5, 2015
RAUM
$183M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
91%
$166M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$45.8M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$183M as of Mar 26, 2026
Mar 30, 2016$79.4M then
HNW client RAUM$138M as of Mar 26, 2026
Mar 29, 2018$80.8M then
State-registered IARs (5.B.3)4 as of Mar 26, 2026
Mar 30, 20162 then
Employees (5.A)6 as of Mar 26, 2026
Mar 30, 20162 then
Private funds: no history
RAUM +30% over the last fiscal year+18% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $45.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $484,162derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 9.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.7%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$138M76%
- Individuals$27.3M15%
- Pension and profit-sharing plans$11.5M6.3%
- Charitable organizations$5.9M3.2%
- Individual clients
- 74reported
- HNW clients
- 79reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 378reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••••• H••••• C••••Chartered Financial Analyst | Zichron Yaakov | Jun 24, 2011 | 17 y | 1 |
| G••• R••••• W••••••••• | Zichron Yaakov | Aug 31, 2021 | 13 y | 0 |
| S••••• B••••••• | Zichron Yaakov | May 6, 2022 | 13 y | 0 |
| M•••••• D•••• R••• | Zichron Yaakov | Aug 17, 2022 | 15 y | 6 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• D•••• R••• from F••••• I•••••••••Aug 17, 2022 · RIA to RIA
- N••••• H••••• C•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jun 24, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• N•••••• H••••• · Managing Principal /Chief Compliance Officercontrolsince 08/2009 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Tel Aviv, Israel2 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 338 to 378Sep 10, 2025 to Mar 26, 2026
- HNW clients · 66 to 79Sep 10, 2025 to Mar 26, 2026
- Individual clients · 76 to 74Sep 10, 2025 to Mar 26, 2026
- Pension plan clients · 5.0 to unsetSep 10, 2025 to Mar 26, 2026
- Employees · 5 to 6Sep 10, 2025 to Mar 26, 2026
- Discretionary RAUM · $132M to $173MSep 10, 2025 to Mar 26, 2026
- HNW RAUM · $101M to $138MSep 10, 2025 to Mar 26, 2026
- Individual RAUM · $25.8M to $27.3MSep 10, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $8.9M to $10.2MSep 10, 2025 to Mar 26, 2026
- Pension RAUM · $10.8M to $11.5MSep 10, 2025 to Mar 26, 2026
- RAUM · $141M to $183MSep 10, 2025 to Mar 26, 2026
- HQ city · SCARSDALE to Mar 25, 2025 to Sep 10, 2025
- HQ state · NY to Mar 25, 2025 to Sep 10, 2025
- Accounts · 320 to 338Mar 19, 2024 to Mar 25, 2025
- HNW clients · 63 to 66Mar 19, 2024 to Mar 25, 2025
- Individual clients · 67 to 76Mar 19, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 19, 2024 to Mar 25, 2025
- Discretionary RAUM · $119M to $132MMar 19, 2024 to Mar 25, 2025
- HNW RAUM · $86.5M to $101MMar 19, 2024 to Mar 25, 2025
- Individual RAUM · $27.3M to $25.8MMar 19, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $7.3M to $8.9MMar 19, 2024 to Mar 25, 2025
- Pension RAUM · $9.5M to $10.8MMar 19, 2024 to Mar 25, 2025
- RAUM · $126M to $141MMar 19, 2024 to Mar 25, 2025
- Accounts · 299 to 320Mar 9, 2023 to Mar 13, 2024
- HNW clients · 60 to 63Mar 9, 2023 to Mar 13, 2024
- Individual clients · 53 to 67Mar 9, 2023 to Mar 13, 2024
- Discretionary RAUM · $103M to $119MMar 9, 2023 to Mar 13, 2024
- HNW RAUM · $76.9M to $86.5MMar 9, 2023 to Mar 13, 2024
- Individual RAUM · $19.8M to $27.3MMar 9, 2023 to Mar 13, 2024
- Non-discretionary RAUM · $7.9M to $7.3MMar 9, 2023 to Mar 13, 2024
- Pension RAUM · $11.8M to $9.5MMar 9, 2023 to Mar 13, 2024
- RAUM · $111M to $126MMar 9, 2023 to Mar 13, 2024
- Accounts · 304 to 299Nov 18, 2022 to Mar 9, 2023
- Advisory employees · 3 to 4Nov 18, 2022 to Mar 9, 2023
- HNW clients · 61 to 60Nov 18, 2022 to Mar 9, 2023
- Individual clients · 50 to 53Nov 18, 2022 to Mar 9, 2023
- Pension plan clients · unset to 5.0Nov 18, 2022 to Mar 9, 2023
- Employees · 4 to 5Nov 18, 2022 to Mar 9, 2023
- State-registered IARs · 3 to 4Nov 18, 2022 to Mar 9, 2023
- Discretionary RAUM · $125M to $103MNov 18, 2022 to Mar 9, 2023
Signals
1 dated events
- N••••• A••••••• L•• filed its initial SEC registration (Form ADV)Oct 27, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- N••••• A••••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 914-997-0403reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/nardis-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- N•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 914-997-0403reportedpublic record, Form ADV, Mar 26, 2026
- Contact form
- nardisadvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $45.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026