RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•••• R•••
- N••••• A••••••• L•• independent RIA currentsince Aug 17, 2022 · Zichron Yaakov
- F••••• I••••••••• independent RIANov 12, 2021 to Aug 9, 2022 · Plano, Tx
- P••••••• C•••••• A••••••• C••••••••• formerAug 20, 2020 to Nov 1, 2021 · Dallas, Tx
- M••••••• C•••••• M••••••••• L•• independent RIAApr 18, 2018 to Jul 31, 2020 · Grand Blanc, Mi
- L•••••• W••••• A•••••••• L•• formerMar 30, 2016 to Jan 31, 2017 · Troy, Mi
- B•••• W••••• M••••••••• L•• independent RIANov 19, 2015 to Dec 15, 2015 · Troy, Mi
- L••• F•••••••• A••••••• formerMay 26, 2011 to Nov 24, 2015 · Troy, Mi
- F••••• I••••••••• to N••••• A••••••• L••left Aug 9, 2022, registered Aug 17, 2022 (8 days) · RIA to RIA
- P••••••• C•••••• A••••••• C••••••••• to F••••• I•••••••••left Nov 1, 2021, registered Nov 12, 2021 (11 days) · RIA to RIA
- M••••••• C•••••• M••••••••• L•• to P••••••• C•••••• A••••••• C•••••••••left Jul 31, 2020, registered Aug 20, 2020 (20 days) · RIA to RIA
- L•••••• W••••• A•••••••• L•• to M••••••• C•••••• M••••••••• L••left Jan 31, 2017, registered Apr 18, 2018 (442 days) · Other
- B•••• W••••• M••••••••• L•• to L•••••• W••••• A•••••••• L••left Dec 15, 2015, registered Mar 30, 2016 (106 days) · Other
- L••• F•••••••• A••••••• to B•••• W••••• M••••••••• L••left Nov 24, 2015, registered Nov 19, 2015 (-5 days) · Other
- M•••••• D•••• R••• left F••••• I••••••••• for N••••• A••••••• L•• (registered 2022-08-17)Aug 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address