DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

B••• O•••• P••••••••• L••

Former SEC-registered adviserSaint Louis, MissouriCRD 151546SEC 801-77964IAPD
Latest filing Mar 31, 2017
First filing on the tape Nov 11, 2011 · 30 filings
RAUM
$125M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$125M as of Mar 31, 2017
Mar 29, 2012$71.2M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 31, 2017
Mar 31, 20144 then
Employees (5.A)3 as of Mar 31, 2017
Mar 31, 20144 then
Private funds: no history
RAUM +18% over the last fiscal year+1.8% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 31, 2017; every figure names its basis
RAUM per advisor
$62.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$426,712derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+18%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminars, otherreportedItem 5.G
Custody
$25,000, 10 clientsreportedItem 9.A
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
292reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$25,000 for 10 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • W••••••••• J••••• A••••• · Manager / Chief Executive Officercontrol
    since 01/2010 · owns less than 5%
  • W••••••••• P•••••••• L••• · Membercontrol
    since 01/2010 · owns 25% to 50%
  • W••••••••• C•••••• M•••• · Member
    since 01/2010 · owns 10% to 25%
  • W••••••••• J••••• A••••• · Member
    since 01/2010 · owns 10% to 25%
  • W••••••••• M•••• G•••• · Member
    since 01/2010 · owns 10% to 25%
Related persons
Schedule D 7.A
  • D•••• P• S••••
    insurancen
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 295 to 292
    Jun 3, 2016 to Mar 31, 2017
  • Assets in custody · $27,000 to $25,000
    Jun 3, 2016 to Mar 31, 2017
  • Employees · 2 to 3
    Jun 3, 2016 to Mar 31, 2017
  • Discretionary RAUM · $113M to $125M
    Jun 3, 2016 to Mar 31, 2017
  • RAUM · $113M to $125M
    Jun 3, 2016 to Mar 31, 2017
  • Discretionary RAUM · $106M to $113M
    Feb 16, 2016 to Jun 3, 2016
  • RAUM · $106M to $113M
    Feb 16, 2016 to Jun 3, 2016
  • Accounts · 330 to 295
    Jan 15, 2016 to Feb 16, 2016
  • Advisory employees · 3 to 2
    Jan 15, 2016 to Feb 16, 2016
  • Employees · 4 to 2
    Jan 15, 2016 to Feb 16, 2016
  • State-registered IARs · 3 to 2
    Jan 15, 2016 to Feb 16, 2016
  • Discretionary RAUM · $104M to $106M
    Jan 15, 2016 to Feb 16, 2016
  • RAUM · $104M to $106M
    Jan 15, 2016 to Feb 16, 2016
  • Accounts · 335 to 330
    Aug 17, 2015 to Jan 15, 2016
  • Assets in custody · $29,000 to $27,000
    Aug 17, 2015 to Jan 15, 2016
  • Discretionary RAUM · $121M to $104M
    Aug 17, 2015 to Jan 15, 2016
  • RAUM · $121M to $104M
    Aug 17, 2015 to Jan 15, 2016
  • Related insurance company · false to true
    Aug 17, 2015 to Jan 15, 2016
  • Accounts · 339 to 335
    Jul 14, 2015 to Aug 17, 2015
  • Discretionary RAUM · $123M to $121M
    Jul 14, 2015 to Aug 17, 2015
  • RAUM · $123M to $121M
    Jul 14, 2015 to Aug 17, 2015
  • Accounts · 345 to 339
    Mar 31, 2015 to Jul 14, 2015
  • Assets in custody · $28,500 to $29,000
    Mar 31, 2015 to Jul 14, 2015
  • Discretionary RAUM · $122M to $123M
    Mar 31, 2015 to Jul 14, 2015
  • RAUM · $122M to $123M
    Mar 31, 2015 to Jul 14, 2015
  • Accounts · 350 to 345
    Feb 27, 2015 to Mar 31, 2015
  • Advisory employees · 4 to 3
    Feb 27, 2015 to Mar 31, 2015
  • State-registered IARs · 4 to 3
    Feb 27, 2015 to Mar 31, 2015
  • Discretionary RAUM · $124M to $122M
    Feb 27, 2015 to Mar 31, 2015
  • RAUM · $124M to $122M
    Feb 27, 2015 to Mar 31, 2015
  • Accounts · 343 to 350
    Nov 20, 2014 to Feb 27, 2015
  • Assets in custody · unset to 28500.0
    Nov 20, 2014 to Feb 27, 2015
  • Custody of client assets · false to true
    Nov 20, 2014 to Feb 27, 2015
  • Discretionary RAUM · $125M to $124M
    Nov 20, 2014 to Feb 27, 2015
  • RAUM · $125M to $124M
    Nov 20, 2014 to Feb 27, 2015
  • Accounts · 348 to 343
    Sep 2, 2014 to Nov 20, 2014
  • Discretionary RAUM · $125M to $125M
    Sep 2, 2014 to Nov 20, 2014
  • RAUM · $125M to $125M
    Sep 2, 2014 to Nov 20, 2014
  • HQ city · CHESTERFIELD to SAINT LOUIS
    Jul 3, 2014 to Sep 2, 2014
  • Discretionary RAUM · $127M to $125M
    Jul 3, 2014 to Sep 2, 2014
Signals
1 dated events
  • B••• O•••• P••••••••• L•• filed its initial SEC registration (Form ADV)
    Apr 10, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026