DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Blue Ocean Portfolios, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Patrick Smith | Blue Ocean Portfolios, LLC other | Wealth Management independent RIA | Other | Jan 2, 2018 | Dec 13, 2019 (710 d) |
| Sara Marie Gelsheimer | Blue Ocean Portfolios, LLC other | Plancorp, LLC other | Other | Jul 9, 2013 | Jul 22, 2013 |
| David John Arns | Blue Ocean Portfolios, LLC other | Plancorp, LLC other | Other | May 7, 2013 | Jun 6, 2013 |
| David Patrick Smith | Blue Ocean Portfolios, LLC other | Decision Tree Wealth unclassified | Other | Oct 31, 2011 | Nov 17, 2011 |
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4 moves match.