DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••• L•
Latest filing May 29, 2026
First filing on the tape Dec 4, 2017 · 27 filings
SEC status approved since Jan 18, 2018
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
34
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.9B as of May 29, 2026
Mar 29, 2018$1.2B then
HNW client RAUM$0 as of May 29, 2026
Mar 31, 2021$0 then
State-registered IARs (5.B.3)0 as of May 29, 2026
Mar 29, 20180 then
Employees (5.A)34 as of May 29, 2026
Mar 29, 201829 then
Private funds4 as of May 29, 2026
Mar 29, 20181 then
RAUM -7.8% over the last fiscal year-17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $481MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.4B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.9B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• S•••• P•••••• I••••••••• F•••• L•• | Hedge Fund | $1.8B | 42 | Mar 28, 2013 |
| S•• F•••••• L•• | Securitized Asset Fund | $521M | 1 | Mar 29, 2019 |
| S••••••• C•••••• I• ••••••••• L• | Private Equity Fund | $387M | 16 | Mar 29, 2019 |
| S•• M• I••••••••• L• | Private Equity Fund | $386M | 2 | Mar 30, 2020 |
| S••••••• C•••••• I• ••••••••• L• | Private Equity Fund | $117M | 6 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- H•••• J••••• T••••••• · Chairmancontrolsince 03/2021 · owns less than 5%
- O•••••••• J•••• A••••• · Trustee Of J••• A• O••••••• R•••••••• T••••controlsince 12/2007 · owns 25% to 50%
- S•••••• D••••• M••• · Trustee Of D•••• M• S••••• R•••••••• T••••controlsince 12/2007 · owns 25% to 50%
- O•••••••• J•••• A••••• · Trusteecontrolsince 12/2007 · owns F of J••• A• O••••••• R•••••••• T••••
- S•••••• D••••• M••• · Trusteecontrolsince 12/2007 · owns F of D•••• M• S••••• R•••••••• T••••
- B•••••• R•••• · Chief Compliance Officersince 08/2024 · owns less than 5%
- L••••• C•••••• M••••••• · Chief Business Officersince 02/2020 · owns less than 5%
- M••••••• S••••• H••••••• · General Counselsince 07/2023 · owns less than 5%
- R••••••••• V•••••• · Deputy Head Of P•••••• Investmentssince 03/2021 · owns less than 5%
Entity owners
- D•••• M• S••••• R•••••••• T•••• · L•••••• Partnerdirect · owns 25% to 50%
- J••• A• O••••••• R•••••••• T•••• · L•••••• Partnerdirect · owns 25% to 50%
- T•• S•••• M••••••••• L•• · General Partnerdirect · owns less than 5%
- D•••• M• S••••• R•••••••• T•••• · Memberindirect · owns 25% to 50% of T•• S•••• M••••••••• L••
- J••• A• O••••••• R•••••••• T•••• · Memberindirect · owns 25% to 50% of T•• S•••• M••••••••• L••
- S•••••• P•• L•• · Trustee Of S•••••• T••••direct · owns 5% to 10%
- S•••••• T•••• · L•••••• Partnerdirect · owns 5% to 10%
- S••••••• T•••• · L•••••• Partnerdirect · owns 5% to 10%
- S•••••••• P•• L•• · Trustee Of S••••••• T••••direct · owns 5% to 10%
- F••••••• D••••••• F•••••••• S••••••• L•• · Trusteeindirect · owns F of S•••••• S•••••• P•••••• T•••• I•
- F••••••• D••••••• F•••••••• S••••••• L•• · Trusteeindirect · owns F of S•••••••• S•••••• P•••••• T•••• I•
- S•••••• P•• L•• · Trusteeindirect · owns F of S•••••• T••••
- S•••••• S•••••• P•••••• T•••• I• · Memberindirect · owns 75% or more of S•••••• P•• L••
- S•••••• S•••••• P•••••• T•••• I• · Managerindirect · owns F of S•••••• P•• L••
- S•••••••• P•• L•• · Trusteeindirect · owns F of S••••••• T••••
- S•••••••• S•••••• P•••••• T•••• I• · Memberindirect · owns 75% or more of S•••••••• P•• L••
- S•••••••• S•••••• P•••••• T•••• I• · Managerindirect · owns F of S•••••••• P•• L••
Related persons
Schedule D 7.A
- S••••••• C•••••• I• G•• L•bankpooled vehicle sponsorn
- S•• M• I••••••••• G•• L•pooled vehicle sponsorn
- T•• S•••• A•••••••• L•investment adviserbankpooled vehicle sponsornRAUM $74B
- T•• S•••• C•••• C••• L•••investment adviserpooled vehicle sponsorn
- T•• S•••• E•••••••• S•••••••• L••broker-dealern
- T•• S•••• I••••••••• P•••••••• L••pooled vehicle sponsorn
- T•• S•••• I••••••••• L••••••investment advisern
- T•• S•••• I••••••••• L•investment adviserbankpooled vehicle sponsornRAUM $233B
- T•• S•••• I••••••• S••••••••• L•investment adviserbankn
- T•• S•••• M••••••••• L••pooled vehicle sponsory
- T•• S•••• P••••••••• L••pooled vehicle sponsorn
- T•• S•••• P•••••• I••••••••• L••bankpooled vehicle sponsorn
- T•• S•••• R••• E••••• G• I• L•pooled vehicle sponsorn
- T•• S•••• R••• E••••• P•• G• I• L•pooled vehicle sponsorn
- T•• S•••• R••• E••••• P•• G• I•• L•pooled vehicle sponsorn
- T•• S•••• R••• E••••• P•• G• I••• L•pooled vehicle sponsorn
- T•• S•••• R••• E••••• P•• G• I•• L•pooled vehicle sponsorn
- T•• S•••• R••• E••••• P•• G• V• L•pooled vehicle sponsorn
- T•• S•••• S••••••••• U• L••••••broker-dealern
- T•• S•••• S••••••••• L••broker-dealern
- T•• S•••• V••••••• C•••••••• F••• G•• L••pooled vehicle sponsorn
- T•• S•••• V••••••• I•• G•• L••pooled vehicle sponsorn
- T•• S•••• V••••••• I• G•• L••pooled vehicle sponsorn
- T•• S•••• V••••••• M•••• F••• I• G•• L••pooled vehicle sponsorn
- T•• S•••• V••••••• O••••••••• F••• G•• L••pooled vehicle sponsorn
- T•• S•••• V••••••• O••••••••• F••• I• G•• L••pooled vehicle sponsorn
- T•• S•••• V•••••••• L•investment advisernRAUM $2.2B
Advisers that list T•••• L• as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY2 employees
What changed
consecutive filings, newest first
- Advisory employees · 10 to 9Nov 7, 2025 to Mar 31, 2026
- Assets in custody · $1.6B to $1.4BNov 7, 2025 to Mar 31, 2026
- Employees · 39 to 34Nov 7, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.1B to $1.9BNov 7, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.1B to $1.9BNov 7, 2025 to Mar 31, 2026
- RAUM · $2.1B to $1.9BNov 7, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 2, 2025
- Accounts · 5 to 4Jan 17, 2025 to Mar 31, 2025
- Advisory employees · 13 to 10Jan 17, 2025 to Mar 31, 2025
- Pooled vehicle clients · 5 to 4Jan 17, 2025 to Mar 31, 2025
- Assets in custody · $0 to $1.6BJan 17, 2025 to Mar 31, 2025
- Employees · 64 to 39Jan 17, 2025 to Mar 31, 2025
- Discretionary RAUM · $2.4B to $2.1BJan 17, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $2.4B to $2.1BJan 17, 2025 to Mar 31, 2025
- RAUM · $2.4B to $2.1BJan 17, 2025 to Mar 31, 2025
- Private funds · 5 to 4Apr 26, 2024 to May 31, 2024
- Accounts · 9 to 5Mar 28, 2024 to Apr 26, 2024
- Advisory employees · 30 to 13Mar 28, 2024 to Apr 26, 2024
- Pooled vehicle clients · 9 to 5Mar 28, 2024 to Apr 26, 2024
- Employees · 82 to 64Mar 28, 2024 to Apr 26, 2024
- Other offices · 2 to 1Mar 28, 2024 to Apr 26, 2024
- Private funds · 9 to 5Mar 28, 2024 to Apr 26, 2024
- Discretionary RAUM · $2.9B to $2.4BMar 28, 2024 to Apr 26, 2024
- Pooled vehicle RAUM · $2.9B to $2.4BMar 28, 2024 to Apr 26, 2024
- RAUM · $2.9B to $2.4BMar 28, 2024 to Apr 26, 2024
- Advisory employees · 39 to 30Jul 14, 2023 to Mar 28, 2024
- Employees · 96 to 82Jul 14, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.3B to $2.9BJul 14, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $3.3B to $2.9BJul 14, 2023 to Mar 28, 2024
- RAUM · $3.3B to $2.9BJul 14, 2023 to Mar 28, 2024
- Accounts · 8 to 9Apr 8, 2022 to Mar 31, 2023
- Advisory employees · 36 to 39Apr 8, 2022 to Mar 31, 2023
- Pooled vehicle clients · 8 to 9Apr 8, 2022 to Mar 31, 2023
- Employees · 103 to 96Apr 8, 2022 to Mar 31, 2023
- Other offices · 1 to 2Apr 8, 2022 to Mar 31, 2023
- Private funds · 8 to 9Apr 8, 2022 to Mar 31, 2023
- Discretionary RAUM · $4.1B to $3.3BApr 8, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $4.1B to $3.3BApr 8, 2022 to Mar 31, 2023
- RAUM · $4.1B to $3.3BApr 8, 2022 to Mar 31, 2023
- Accounts · 5 to 8Mar 31, 2021 to Mar 31, 2022
Signals
5 dated events
- T•••• L• reported RAUM $4.1B, up 34% from $3.1B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- T. Wray Thorn (Chief Executive Officer, Chief Investment Officer) no longer on Schedule A of T•••• L• (listed 2020-08-27, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Tomilson James Hill (Chairman) appeared on Schedule A of T•••• L•Mar 31, 2021 · Control person joined · fact
- T•••• L• reported RAUM $2.6B, up 64% from $1.6B (2020-01-13 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- S••••••• C••••••• L• filed its initial SEC registration (Form ADV)Dec 4, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/two-sigma-investmentsreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/sightway-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- sightwaycapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (212) 625-5700reportedpublic record, Form ADV, May 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026