DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• F•••••••• S•••••••• L••
Latest filing Jun 16, 2026
First filing on the tape Dec 1, 2020 · 20 filings
SEC status approved since Jan 4, 2021
RAUM
$515M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$515M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$64.4M
derived; firm RAUM over IAPD count
Employees
22
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$515M as of Jun 16, 2026
Feb 16, 2021$161M then
HNW client RAUM$227M as of Jun 16, 2026
Feb 16, 2021$14.7M then
State-registered IARs (5.B.3)9 as of Jun 16, 2026
Feb 16, 20213 then
Employees (5.A)22 as of Jun 16, 2026
Feb 16, 20213 then
Private funds: no history
RAUM +33% over the last fiscal year+30% a year over threeIARs 8 to 9
Practice profile
derived from the filing of Jun 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $64.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 141derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $160,380derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.8derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- +13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$288M56%
- High-net-worth individuals$227M44%
- Individual clients
- 1,000reported
- HNW clients
- 127reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3,211reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••• H••••• M•••••• | Kentwood, Mi | Oct 13, 2010 | 34 y | 1 |
| T••••• F••••••• S•••••• | Kentwood, Mi | Apr 10, 2019 | 11 y | 0 |
| D•••• C•••••••• S••••••••Certified Financial Planner | Kentwood, Mi | Sep 19, 2024 | 11 y | 2 |
| R•••• R••• R••• | Kentwood, Mi | Nov 26, 2024 | 12 y | 0 |
| M••••• M•••••• G•••• | Kentwood, Mi | Jan 1, 2025 | 16 y | 1 |
| G••••• D•••••• G•••• | Kentwood, Mi | Jan 1, 2025 | 12 y | 0 |
| M•••••• T•••• C•••• | Kentwood, Mi | Sep 5, 2025 | 14 y | 0 |
| L••••• A••••• S•••••• | Kentwood, Mi | Jan 5, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R•••••• A••••• K•••• to E•• F•••••••• G••••Jan 6, 2017 · RIA to a state-registered adviser
Joined, latest
- M••••• M•••••• G•••• from P••••• M•••• F•••••••• A•••••••Jan 1, 2025 · RIA to RIA
- D•••• C•••••••• S•••••••• from L•• F•••••••• L••Sep 19, 2024 · Affiliated broker-dealer or bank to independent RIA
- G••• H••••• M•••••• from B••••••••• S••••••••• C•••••••••Oct 13, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••• G•••• H••••• · Managing Member/Investment Advisor Representativecontrolsince 01/2010 · owns 50% to 75%
- G••••• G•••••• D•••••• · Member/Investment Advisor Representativesince 06/2019 · owns less than 5%
- S••••••• L•••••• A••••• · Member/Chief Compliance Officer/Investment Advisor Representativesince 06/2019 · owns 10% to 25%
- S••••••• T•••••• F••••••• · Member/Investment Advisor Representativesince 06/2019 · owns 10% to 25%
Related persons
Schedule D 7.A
- L••••••• F•••••••• G••••• L••real estatey
- M•••••• I•••••••• A••••• L••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kentwood, Mi · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Jun 16, 2026wrap fee program participation (Item 5.I): no on the filing of 2026-02-11, yes on the filing of 2026-06-16peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Wrap assets (manager) · unset to 0.0Feb 11, 2026 to Jun 16, 2026
- Wrap assets (sponsor) · unset to 0.0Feb 11, 2026 to Jun 16, 2026
- Accounts · 2,793 to 3,211Sep 5, 2025 to Feb 11, 2026
- Corporate clients · 1 to 0Sep 5, 2025 to Feb 11, 2026
- HNW clients · 92 to 127Sep 5, 2025 to Feb 11, 2026
- Individual clients · 914 to 1,000Sep 5, 2025 to Feb 11, 2026
- Employees · 9 to 22Sep 5, 2025 to Feb 11, 2026
- Discretionary RAUM · $387M to $515MSep 5, 2025 to Feb 11, 2026
- HNW RAUM · $152M to $227MSep 5, 2025 to Feb 11, 2026
- Individual RAUM · $235M to $288MSep 5, 2025 to Feb 11, 2026
- Non-discretionary RAUM · $0 to $246,518Sep 5, 2025 to Feb 11, 2026
- RAUM · $387M to $515MSep 5, 2025 to Feb 11, 2026
- Advisory employees · 8 to 9Feb 24, 2025 to Sep 5, 2025
- Employees · 8 to 9Feb 24, 2025 to Sep 5, 2025
- State-registered IARs · 8 to 9Feb 24, 2025 to Sep 5, 2025
- Accounts · 2,435 to 2,793Nov 26, 2024 to Feb 24, 2025
- Corporate clients · 0 to 1Nov 26, 2024 to Feb 24, 2025
- HNW clients · 52 to 92Nov 26, 2024 to Feb 24, 2025
- Individual clients · 826 to 914Nov 26, 2024 to Feb 24, 2025
- Financial planning clients · 1-10 to 1-10Nov 26, 2024 to Feb 24, 2025
- Discretionary RAUM · $296M to $387MNov 26, 2024 to Feb 24, 2025
- HNW RAUM · $84.0M to $152MNov 26, 2024 to Feb 24, 2025
- Individual RAUM · $212M to $235MNov 26, 2024 to Feb 24, 2025
- RAUM · $296M to $387MNov 26, 2024 to Feb 24, 2025
- Advisory employees · 7 to 8Sep 19, 2024 to Nov 26, 2024
- Employees · 7 to 8Sep 19, 2024 to Nov 26, 2024
- State-registered IARs · 7 to 8Sep 19, 2024 to Nov 26, 2024
- Advisory employees · 6 to 7Apr 9, 2024 to Sep 19, 2024
- Employees · 6 to 7Apr 9, 2024 to Sep 19, 2024
- State-registered IARs · 6 to 7Apr 9, 2024 to Sep 19, 2024
- Accounts · 2,366 to 2,435Nov 27, 2023 to Feb 7, 2024
- HNW clients · 46 to 52Nov 27, 2023 to Feb 7, 2024
- Individual clients · 863 to 826Nov 27, 2023 to Feb 7, 2024
- Discretionary RAUM · $264M to $296MNov 27, 2023 to Feb 7, 2024
- HNW RAUM · $71.0M to $84.0MNov 27, 2023 to Feb 7, 2024
- Individual RAUM · $193M to $212MNov 27, 2023 to Feb 7, 2024
- RAUM · $264M to $296MNov 27, 2023 to Feb 7, 2024
- Accounts · 2,298 to 2,366Feb 9, 2023 to Nov 27, 2023
- Advisory employees · 5 to 6Feb 9, 2023 to Nov 27, 2023
- HNW clients · 43 to 46Feb 9, 2023 to Nov 27, 2023
Signals
2 dated events
- M•••••• F•••••••• S•••••••• L•• reported RAUM $515.0M, up 33% from $387.0M (2025-09-05 to 2026-02-11)Feb 11, 2026 · RAUM change · derived
- M•••••• F•••••••• S•••••••• L•• filed its initial SEC registration (Form ADV)Dec 1, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@mattsonfinancial.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 616-514-3831reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 616-805-5348reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-536-8907reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- H••••://M••••••FINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 800-536-8907reportedpublic record, Form ADV, Jun 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026