DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mattson Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Christian Sponhauer | LPL Financial LLC BD affiliated | Mattson Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2024 | Sep 19, 2024 |
| Marcus Maxwell Grost | Plante Moran Financial Advisors independent RIA | Mattson Financial Services, LLC independent RIA | RIA to RIA | Sep 6, 2023 | Jan 1, 2025 (483 d) |
| Gary Herman Mattson | Brookstreet Securities Corporation unclassified | Mattson Financial Services, LLC independent RIA | Other | Sep 20, 2006 | Oct 13, 2010 (1484 d) |
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3 moves match.