DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Fiduciary First Advisors, LLC

Former SEC-registered adviserWausau, WisconsinCRD 153645SEC 801-71390IAPD
Latest filing Mar 31, 2021
First filing on the tape Feb 29, 2012 · 28 filings
RAUM
$148M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
60%
$88.9M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$148M as of Mar 31, 2021
Feb 29, 2012$91.8M then
HNW client RAUM$58.6M as of Mar 31, 2021
Mar 12, 2018$50.4M then
State-registered IARs (5.B.3)2 as of Mar 31, 2021
Feb 29, 20120 then
Employees (5.A)3 as of Mar 31, 2021
Feb 20, 20136 then
Private funds: no history
RAUM +13% over the last fiscal year-7.6% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 31, 2021; every figure names its basis
RAUM per advisor
$73.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
61derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$418,373derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
39%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+13%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-12%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Custody
$4.3M, 22 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$58.6M40%
  • Insurance companies$49.1M33%
  • Individuals$30.2M21%
  • Charitable organizations$9.0M6.1%
Individual clients
92reported
HNW clients
29reported
Pension plan clients
n/areported
Charitable clients
3reported
Accounts
353reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$4.3M for 22 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • L Greg Geiger · Ccocontrol
    since 09/2018 · owns less than 5%
  • William Thomas Batterman · Majority Shareholdercontrol
    since 12/2014 · owns 75% or more of Wtc, Inc.
Entity owners
  • Wtc Inc. · Sole Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 344 to 353
    Feb 2, 2021 to Mar 31, 2021
  • Business name · FINANCIAL FIDUCIARIES, LLC to FIDUCIARY FIRST ADVISORS, LLC
    Feb 2, 2021 to Mar 31, 2021
  • Charity clients · 5 to 3
    Feb 2, 2021 to Mar 31, 2021
  • HNW clients · 21 to 29
    Feb 2, 2021 to Mar 31, 2021
  • Individual clients · 117 to 92
    Feb 2, 2021 to Mar 31, 2021
  • Assets in custody · $4.5M to $4.3M
    Feb 2, 2021 to Mar 31, 2021
  • Legal name · FINANCIAL FIDUCIARIES, LLC to FIDUCIARY FIRST ADVISORS, LLC
    Feb 2, 2021 to Mar 31, 2021
  • Discretionary RAUM · $131M to $148M
    Feb 2, 2021 to Mar 31, 2021
  • HNW RAUM · $41.5M to $58.6M
    Feb 2, 2021 to Mar 31, 2021
  • Individual RAUM · $36.3M to $30.2M
    Feb 2, 2021 to Mar 31, 2021
  • RAUM · $131M to $148M
    Feb 2, 2021 to Mar 31, 2021
  • Wrap assets (manager) · 0.0 to unset
    Feb 2, 2021 to Mar 31, 2021
  • Wrap assets (sponsor) · 0.0 to unset
    Feb 2, 2021 to Mar 31, 2021
  • Accounts · 525 to 344
    Nov 22, 2019 to Mar 25, 2020
  • Advisory employees · 3 to 2
    Nov 22, 2019 to Mar 25, 2020
  • Advisory activities · 3 to 4
    Nov 22, 2019 to Mar 25, 2020
  • Charity clients · unset to 5.0
    Nov 22, 2019 to Mar 25, 2020
  • HNW clients · 22 to 21
    Nov 22, 2019 to Mar 25, 2020
  • Individual clients · 109 to 117
    Nov 22, 2019 to Mar 25, 2020
  • Assets in custody · unset to 4516982.0
    Nov 22, 2019 to Mar 25, 2020
  • Custody of client assets · false to true
    Nov 22, 2019 to Mar 25, 2020
  • Employees · 5 to 3
    Nov 22, 2019 to Mar 25, 2020
  • Financial planning clients · 1-10 to 101-250
    Nov 22, 2019 to Mar 25, 2020
  • State-registered IARs · 3 to 2
    Nov 22, 2019 to Mar 25, 2020
  • Discretionary RAUM · $144M to $131M
    Nov 22, 2019 to Mar 25, 2020
  • HNW RAUM · $44.2M to $41.5M
    Nov 22, 2019 to Mar 25, 2020
  • Individual RAUM · $35.6M to $36.3M
    Nov 22, 2019 to Mar 25, 2020
  • RAUM · $144M to $131M
    Nov 22, 2019 to Mar 25, 2020
  • Accounts · 526 to 525
    Oct 9, 2018 to Mar 20, 2019
  • HNW clients · 29 to 22
    Oct 9, 2018 to Mar 20, 2019
  • Individual clients · 162 to 109
    Oct 9, 2018 to Mar 20, 2019
  • Assets in custody · 8772905.0 to unset
    Oct 9, 2018 to Mar 20, 2019
  • Custody of client assets · true to false
    Oct 9, 2018 to Mar 20, 2019
  • Discretionary RAUM · $187M to $144M
    Oct 9, 2018 to Mar 20, 2019
  • HNW RAUM · $50.4M to $44.2M
    Oct 9, 2018 to Mar 20, 2019
  • Individual RAUM · $52.5M to $35.6M
    Oct 9, 2018 to Mar 20, 2019
  • RAUM · $187M to $144M
    Oct 9, 2018 to Mar 20, 2019
  • Wrap assets (manager) · unset to 0.0
    Sep 11, 2018 to Oct 9, 2018
  • Wrap assets (sponsor) · unset to 0.0
    Sep 11, 2018 to Oct 9, 2018
  • Accounts · 457 to 526
    Mar 3, 2017 to Mar 12, 2018
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026