DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••••• I••••••••• G••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 15, 2012 · 34 filings
SEC status approved since May 13, 2010
RAUM
$360M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
86%
$310M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$120M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$360M as of Mar 27, 2026
Mar 15, 2012$78.1M then
HNW client RAUM$199M as of Mar 27, 2026
Mar 31, 2021$105M then
State-registered IARs (5.B.3)3 as of Mar 27, 2026
Feb 21, 20134 then
Employees (5.A)8 as of Mar 27, 2026
Feb 21, 20136 then
Private funds: no history
RAUM +20% over the last fiscal year+24% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $120MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 186derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $316,067derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 3.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$199M55%
- Individuals$111M31%
- Other investment advisers$34.9M9.7%
- Insurance companies$11.6M3.2%
- Corporations and businesses$2.4M0.7%
- Pension and profit-sharing plans$630,3610.2%
- Charitable organizations$54,6970.0%
- Individual clients
- 487reported
- HNW clients
- 71reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,138reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $107M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.86 fund_share=0.1 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••• A••• K•••••• | Columbus, In | May 14, 2010 | 33 y | 3 |
| J••• C••••• E••••••••• | Greenwood, In | Jul 12, 2010 | 36 y | 3 |
| M•••••• M• R••• | Columbus, In | Sep 25, 2024 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R••• W• V••••••••• to C••••••• W••••• A•••••••••Jun 25, 2014 · Other
Joined, latest
- R••• W• V••••••••• from C••• S••••••••• C•••••••••Apr 19, 2011 · Other
- J••• C••••• E••••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 12, 2010 · Other
- C•••• A••• K•••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••May 14, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••••• C••••• A••• · Managing Member And Chief Compliance Officercontrolsince 04/2010 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Columbus, In · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Greenwood, IN1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 27, 2026HNW share of RAUM moved from 72.0% to 55.0% between the annual amendments of 2025-03-31 and 2026-03-27peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,140 to 1,138Mar 31, 2025 to Mar 27, 2026
- Advisory employees · 5 to 4Mar 31, 2025 to Mar 27, 2026
- Individual clients · 483 to 487Mar 31, 2025 to Mar 27, 2026
- State-registered IARs · 4 to 3Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $294M to $350MMar 31, 2025 to Mar 27, 2026
- HNW RAUM · $215M to $199MMar 31, 2025 to Mar 27, 2026
- Individual RAUM · $42.0M to $111MMar 31, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $6.5M to $10.2MMar 31, 2025 to Mar 27, 2026
- Pension RAUM · $524,887 to $630,361Mar 31, 2025 to Mar 27, 2026
- RAUM · $300M to $360MMar 31, 2025 to Mar 27, 2026
- Wrap assets (manager) · $95.8M to $107MMar 31, 2025 to Mar 27, 2026
- Accounts · 1,019 to 1,140Mar 18, 2024 to Mar 31, 2025
- Advisory employees · 4 to 5Mar 18, 2024 to Mar 31, 2025
- Advisory activities · 2 to 3Mar 18, 2024 to Mar 31, 2025
- HNW clients · 49 to 71Mar 18, 2024 to Mar 31, 2025
- Individual clients · 436 to 483Mar 18, 2024 to Mar 31, 2025
- Employees · 7 to 8Mar 18, 2024 to Mar 31, 2025
- Financial planning clients · 11-25 to 11-25Mar 18, 2024 to Mar 31, 2025
- State-registered IARs · 3 to 4Mar 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $229M to $294MMar 18, 2024 to Mar 31, 2025
- HNW RAUM · $105M to $215MMar 18, 2024 to Mar 31, 2025
- Individual RAUM · $104M to $42.0MMar 18, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $6.1M to $6.5MMar 18, 2024 to Mar 31, 2025
- Pension RAUM · $442,454 to $524,887Mar 18, 2024 to Mar 31, 2025
- RAUM · $235M to $300MMar 18, 2024 to Mar 31, 2025
- Wrap assets (manager) · $92.7M to $95.8MMar 18, 2024 to Mar 31, 2025
- Accounts · 966 to 1,019May 31, 2023 to Mar 18, 2024
- Advisory employees · 3 to 4May 31, 2023 to Mar 18, 2024
- Advisory activities · 3 to 2May 31, 2023 to Mar 18, 2024
- HNW clients · 37 to 49May 31, 2023 to Mar 18, 2024
- Individual clients · 456 to 436May 31, 2023 to Mar 18, 2024
- State-registered IARs · 2 to 3May 31, 2023 to Mar 18, 2024
- Discretionary RAUM · $187M to $229MMay 31, 2023 to Mar 18, 2024
- HNW RAUM · $80.5M to $105MMay 31, 2023 to Mar 18, 2024
- Individual RAUM · $87.5M to $104MMay 31, 2023 to Mar 18, 2024
- Non-discretionary RAUM · $4.0M to $6.1MMay 31, 2023 to Mar 18, 2024
- Pension RAUM · $355,870 to $442,454May 31, 2023 to Mar 18, 2024
- RAUM · $191M to $235MMay 31, 2023 to Mar 18, 2024
- Wrap assets (manager) · $103M to $92.7MMay 31, 2023 to Mar 18, 2024
- Accounts · 1,128 to 966Dec 7, 2022 to Mar 30, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@k••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 812-314-0083reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/kessler-investment-group-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- K••••••IG.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 812-314-0083reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $120Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026