RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C••••• E•••••••••
- G•••••••• W••••• P••••••• BD affiliated currentsince Mar 10, 2021 · Columbus, In
- K•••••• I••••••••• G••••• L•• independent RIA currentsince Jul 12, 2010 · Columbus, In
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Jan 13, 2011 · Plainfield, In
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJan 9, 2008 to Jan 2, 2009 · Columbus, In
- M•••• C••••••• A••••••• S•••••• BD affiliatedDec 18, 1998 to Dec 31, 2007 · Indianapolis, In
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to K•••••• I••••••••• G••••• L••left Jan 13, 2011, registered Jul 12, 2010 (-185 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- M•••• C••••••• A••••••• S•••••• to R•••••• J•••• F•••••••• S•••••••• I•••left Dec 31, 2007, registered Jan 9, 2008 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address