RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• J•••• F••••
- L••• P••• G••••• I••••••••• L•• mixed wealth currentsince Jun 11, 2021 · Alpine, Ut
- W•••••• B•••• • C•••••• L••••• BD affiliatedAug 21, 2015 to Jun 7, 2021 · Chicago, Il
- I•••••• A•••••••• I••• asset managerOct 25, 2013 to Aug 4, 2015 · Atlanta, Ga
- P•• W••••• M••••••••• BD affiliatedMay 9, 2011 to Oct 7, 2013 · Cincinnati, Oh
- W•••••• B•••• • C•••••• L••••• to L••• P••• G••••• I••••••••• L••left Jun 7, 2021, registered Jun 11, 2021 (4 days) · Other
- I•••••• A•••••••• I••• to W•••••• B•••• • C•••••• L•••••left Aug 4, 2015, registered Aug 21, 2015 (17 days) · Other
- P•• W••••• M••••••••• to I•••••• A•••••••• I•••left Oct 7, 2013, registered Oct 25, 2013 (18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address