DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W• C••••••••• I••••••••• I•••
Latest filing Feb 10, 2026
First filing on the tape Aug 27, 2019 · 15 filings
SEC status approved since Sep 26, 2019
RAUM
$200M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$195M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$50.0M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$200M as of Feb 10, 2026
Mar 5, 2020$108M then
HNW client RAUM$148M as of Feb 10, 2026
Mar 5, 2020$57.0M then
State-registered IARs (5.B.3)4 as of Feb 10, 2026
Mar 5, 20202 then
Employees (5.A)6 as of Feb 10, 2026
Mar 5, 20203 then
Private funds: no history
RAUM +11% over the last fiscal year+16% a year over threeIARs 2 to 4
Practice profile
derived from the filing of Feb 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $50.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $508,940derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Custody
- $16.8M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$148M74%
- Individuals$47.4M24%
- Pension and profit-sharing plans$4.9M2.5%
- Individual clients
- 97reported
- HNW clients
- 48reported
- Pension plan clients
- 3reported
- Charitable clients
- n/areported
- Accounts
- 393reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $16.8M for 10 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• M••••• H•••••Certified Financial Planner | Duxbury, Ma | Oct 28, 1998 | 30 y | 0 |
| P•••• S••••••• H••••• | Duxbury, Ma | Jul 2, 2008 | 23 y | 0 |
| N•••• J•••• M••• | Duxbury, Ma | Dec 10, 2024 | 11 y | 0 |
| C••• M••••••• W••••• | Duxbury, Ma | Jun 5, 2025 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- G••••• V•••• to E•••••••• A•••••••• L••Aug 15, 2023 · RIA to affiliated broker-dealer or bank
- K•••• M•••••• W••••••• to F••• L••• F•••••••• P•••••••Sep 12, 2019 · RIA to a state-registered adviser
Joined, latest
- G••••• V•••• from D•• A•••••••• L••May 4, 2022 · RIA to RIA
- K•••• M•••••• W••••••• from C•••••• A•••••••Jul 2, 2019 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• P••••• S••••••• · Director And Secretarycontrolsince 07/2015 · owns 50% to 75%
- H•••••• W••••••• M••••• · President, Director, Treasurer And Ccocontrolsince 11/1998 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Duxbury, Ma · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 396 to 393Oct 1, 2025 to Feb 10, 2026
- Individual clients · 102 to 97Oct 1, 2025 to Feb 10, 2026
- Assets in custody · $180M to $16.8MOct 1, 2025 to Feb 10, 2026
- Employees · 5 to 6Oct 1, 2025 to Feb 10, 2026
- Discretionary RAUM · $181M to $200MOct 1, 2025 to Feb 10, 2026
- HNW RAUM · $138M to $148MOct 1, 2025 to Feb 10, 2026
- Individual RAUM · $38.8M to $47.4MOct 1, 2025 to Feb 10, 2026
- Non-discretionary RAUM · $275,078 to $0Oct 1, 2025 to Feb 10, 2026
- Pension RAUM · $4.6M to $4.9MOct 1, 2025 to Feb 10, 2026
- RAUM · $181M to $200MOct 1, 2025 to Feb 10, 2026
- Advisory employees · 2 to 4Feb 18, 2025 to Oct 1, 2025
- Employees · 3 to 5Feb 18, 2025 to Oct 1, 2025
- State-registered IARs · 2 to 4Feb 18, 2025 to Oct 1, 2025
- Individual clients · 87 to 102Nov 7, 2024 to Feb 18, 2025
- Assets in custody · $12.5M to $180MNov 7, 2024 to Feb 18, 2025
- Financial planning clients · 51-100 to 101-250Nov 7, 2024 to Feb 18, 2025
- Discretionary RAUM · $160M to $181MNov 7, 2024 to Feb 18, 2025
- HNW RAUM · $122M to $138MNov 7, 2024 to Feb 18, 2025
- Individual RAUM · $33.9M to $38.8MNov 7, 2024 to Feb 18, 2025
- Non-discretionary RAUM · $193,297 to $275,078Nov 7, 2024 to Feb 18, 2025
- Pension RAUM · $4.2M to $4.6MNov 7, 2024 to Feb 18, 2025
- RAUM · $160M to $181MNov 7, 2024 to Feb 18, 2025
- Business name · W••• C••••••••• I••••••••• I••• to W• C••••••••• I••••••••• I•••Mar 26, 2024 to Jun 20, 2024
- HQ city · KINGSTON to DUXBURYMar 26, 2024 to Jun 20, 2024
- Legal name · W••• C••••••••• I••••••••• I••• to W• C••••••••• I••••••••• I•••Mar 26, 2024 to Jun 20, 2024
- Accounts · 358 to 396Dec 19, 2023 to Mar 26, 2024
- Individual clients · 73 to 87Dec 19, 2023 to Mar 26, 2024
- Assets in custody · $9.4M to $12.5MDec 19, 2023 to Mar 26, 2024
- Employees · 4 to 3Dec 19, 2023 to Mar 26, 2024
- Financial planning clients · 11-25 to 51-100Dec 19, 2023 to Mar 26, 2024
- Discretionary RAUM · $128M to $160MDec 19, 2023 to Mar 26, 2024
- HNW RAUM · $99.8M to $122MDec 19, 2023 to Mar 26, 2024
- Individual RAUM · $24.3M to $33.9MDec 19, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $126,980 to $193,297Dec 19, 2023 to Mar 26, 2024
- Pension RAUM · $4.0M to $4.2MDec 19, 2023 to Mar 26, 2024
- RAUM · $128M to $160MDec 19, 2023 to Mar 26, 2024
- Accounts · 348 to 358Aug 15, 2022 to Mar 30, 2023
- HNW clients · 46 to 48Aug 15, 2022 to Mar 30, 2023
- Individual clients · 60 to 73Aug 15, 2022 to Mar 30, 2023
- Pension plan clients · unset to 3.0Aug 15, 2022 to Mar 30, 2023
Signals
2 dated events
- G••••• V•••• left W• C••••••••• I••••••••• I••• for E•••••••• A•••••••• L•• (registered 2025-01-09)Aug 15, 2023 · Advisor changed firm · fact
- W••• C••••••••• I••••••••• I••• filed its initial SEC registration (Form ADV)Aug 27, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LinkedIn.com/company/wh-cornerstone-investmentsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- whcretreats.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (888) 797-9009reportedpublic record, Form ADV, Feb 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $50.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026