DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
O•••• E•••••••• P•••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Jun 25, 2013 · 18 filings
SEC status approved since Jul 1, 2013
RAUM
$761M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
37%
$284M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$761M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$761M as of Mar 25, 2026
Mar 27, 2014$465M then
HNW client RAUM$284M as of Mar 25, 2026
Mar 28, 2018$300M then
State-registered IARs (5.B.3)1 as of Mar 25, 2026
Mar 27, 20140 then
Employees (5.A)2 as of Mar 25, 2026
Mar 27, 20141 then
Private funds1 as of Mar 25, 2026
Feb 26, 20151 then
RAUM +8.7% over the last fiscal year+11% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $761MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 5derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $56.7MderivedHNW RAUM over HNW clients
- Average account
- $109MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $33.7M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$471M62%
- High-net-worth individuals$284M37%
- Charitable organizations$7.2M0.9%
- Individual clients
- 0reported
- HNW clients
- 5reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 7reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $33.7M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.37 fund_share=0.62 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• T•••• E•••••••• | Chicago, Il | Aug 18, 2010 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O•••• E•••••••• F•••• L••• | Hedge Fund | $368M | 3 | Feb 26, 2015 |
Owners and control persons
Schedule A and B, latest filing
- E••••••••• S••••• T•••• · Managing Member And Chief Compliance Officercontrolsince 07/2010 · owns 75% or more
Related persons
Schedule D 7.A
- O•••• E•••••••• C••••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Charity clients · unset to 1.0Mar 27, 2025 to Mar 25, 2026
- Assets in custody · $31.5M to $33.7MMar 27, 2025 to Mar 25, 2026
- Financial planning clients · to 0Mar 27, 2025 to Mar 25, 2026
- Discretionary RAUM · $701M to $761MMar 27, 2025 to Mar 25, 2026
- HNW RAUM · $259M to $284MMar 27, 2025 to Mar 25, 2026
- Pension RAUM · unset to 0.0Mar 27, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $435M to $471MMar 27, 2025 to Mar 25, 2026
- RAUM · $701M to $761MMar 27, 2025 to Mar 25, 2026
- Accounts · 8 to 7Mar 27, 2024 to Mar 27, 2025
- Individual clients · unset to 0.0Mar 27, 2024 to Mar 27, 2025
- Assets in custody · $69.2M to $31.5MMar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- HQ city · unset to Mar 27, 2024 to Mar 27, 2025
- HQ state · unset to Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $608M to $701MMar 27, 2024 to Mar 27, 2025
- HNW RAUM · $233M to $259MMar 27, 2024 to Mar 27, 2025
- Individual RAUM · $326,886 to $0Mar 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $368M to $435MMar 27, 2024 to Mar 27, 2025
- RAUM · $608M to $701MMar 27, 2024 to Mar 27, 2025
- Accounts · 10 to 8Sep 6, 2023 to Mar 27, 2024
- HNW clients · 7 to 5Sep 6, 2023 to Mar 27, 2024
- Assets in custody · $78.5M to $69.2MSep 6, 2023 to Mar 27, 2024
- Discretionary RAUM · $550M to $608MSep 6, 2023 to Mar 27, 2024
- HNW RAUM · $223M to $233MSep 6, 2023 to Mar 27, 2024
- Individual RAUM · $277,545 to $326,886Sep 6, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $321M to $368MSep 6, 2023 to Mar 27, 2024
- RAUM · $550M to $608MSep 6, 2023 to Mar 27, 2024
- Accounts · 11 to 10Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 1 to 2Mar 30, 2022 to Mar 31, 2023
- Charity clients · 1.0 to unsetMar 30, 2022 to Mar 31, 2023
- HNW clients · 8 to 7Mar 30, 2022 to Mar 31, 2023
- Individual clients · 1.0 to unsetMar 30, 2022 to Mar 31, 2023
- Assets in custody · $72.8M to $78.5MMar 30, 2022 to Mar 31, 2023
- Employees · 1 to 2Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $666M to $550MMar 30, 2022 to Mar 31, 2023
- HNW RAUM · $295M to $223MMar 30, 2022 to Mar 31, 2023
- Individual RAUM · $339,811 to $277,545Mar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $364M to $321MMar 30, 2022 to Mar 31, 2023
- RAUM · $666M to $550MMar 30, 2022 to Mar 31, 2023
- Accounts · 10 to 11Mar 29, 2021 to Mar 30, 2022
Signals
4 dated events
- Ledesma Leo Gonzalez (Chief Compliance Officer) no longer on Schedule A of O•••• E•••••••• P•••••••• L•• (listed 2021-03-29, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- O•••• E•••••••• P•••••••• L•• reported RAUM $548.9M, up 35% from $406.8M (2019-03-29 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
- Ledesma Leo Gonzalez (Chief Compliance Officer) appeared on Schedule A of O•••• E•••••••• P•••••••• L••Mar 29, 2019 · Control person joined · fact
- O•••• E•••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jun 25, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- O••••ENDOWMENT.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-234-7803reportedpublic record, Form ADV, Mar 25, 2026
- Team page
- o•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $761Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026