DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Stonebridge Financial Planning Group, LLC
Latest filing Mar 31, 2026
First filing on the tape Jun 26, 2018 · 24 filings
SEC status approved since Jul 26, 2018
RAUM
$330M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$327M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$65.9M
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$330M as of Mar 31, 2026
Mar 22, 2019$147M then
HNW client RAUM$210M as of Mar 31, 2026
Mar 22, 2019$52.7M then
State-registered IARs (5.B.3)5 as of Mar 31, 2026
Mar 22, 20194 then
Employees (5.A)8 as of Mar 31, 2026
Mar 22, 20198 then
Private funds: no history
RAUM +17% over the last fiscal year+20% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $65.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $468,338derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$210M64%
- Individuals$116M35%
- Corporations and businesses$3.0M0.9%
- Charitable organizations$3,3720.0%
- Individual clients
- 258reported
- HNW clients
- 82reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 704reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Rebecca Anne RobeyCertified Financial Planner | Orlando, Fl | Jul 19, 2019 | 20 y | 0 |
| Catherine Jolly HyderCertified Financial Planner | Orlando,, Fl | Mar 1, 2022 | 16 y | 0 |
| Cole Presley ThomasCertified Financial Planner | Orlando, Fl | Mar 4, 2024 | 10 y | 1 |
| Allison YoungCertified Financial Planner | Orlando, Fl | Apr 17, 2025 | 10 y | 0 |
| Dawn Marie Little | Orlando, Fl | Jan 21, 2026 | 27 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Christopher Howard Toadvine to Certified Advisory CorpJun 3, 2019 · RIA to RIA
Joined, latest
- Dawn Marie Little from Commonwealth Financial NetworkJan 21, 2026 · Affiliated broker-dealer or bank to independent RIA
- Cole Presley Thomas from Commonwealth Financial NetworkMar 4, 2024 · Affiliated broker-dealer or bank to independent RIA
- Christopher Howard Toadvine from Edelman Financial Services, LLCMay 23, 2018 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Anne Rebecca Robey · Membercontrolsince 07/2021 · owns 25% to 50%
- Marie Dianne Webb · President/Chief Compliance Officercontrolsince 01/2013 · owns 50% to 75%
- Adrian John Webb · Chief Financial Officercontrolsince 03/2020 · owns less than 5%
- Jolly Catherine Hyder · Membersince 03/2024 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Orlando, Fl · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 662 to 704Nov 26, 2025 to Jan 23, 2026
- BD registered reps · 6 to 0Nov 26, 2025 to Jan 23, 2026
- HNW clients · 63 to 82Nov 26, 2025 to Jan 23, 2026
- Individual clients · 267 to 258Nov 26, 2025 to Jan 23, 2026
- Employees · 9 to 8Nov 26, 2025 to Jan 23, 2026
- Discretionary RAUM · $280M to $329MNov 26, 2025 to Jan 23, 2026
- HNW RAUM · $167M to $210MNov 26, 2025 to Jan 23, 2026
- Individual RAUM · $111M to $116MNov 26, 2025 to Jan 23, 2026
- Non-discretionary RAUM · $986,868 to $1.1MNov 26, 2025 to Jan 23, 2026
- Pension RAUM · 548665.0 to unsetNov 26, 2025 to Jan 23, 2026
- RAUM · $281M to $330MNov 26, 2025 to Jan 23, 2026
- Accounts · 634 to 662Apr 18, 2024 to Mar 28, 2025
- HNW clients · 42 to 63Apr 18, 2024 to Mar 28, 2025
- Individual clients · 279 to 267Apr 18, 2024 to Mar 28, 2025
- Financial planning clients · 101-250 to 101-250Apr 18, 2024 to Mar 28, 2025
- State-registered IARs · 4 to 5Apr 18, 2024 to Mar 28, 2025
- Discretionary RAUM · $219M to $280MApr 18, 2024 to Mar 28, 2025
- HNW RAUM · $107M to $167MApr 18, 2024 to Mar 28, 2025
- Individual RAUM · $110M to $111MApr 18, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $896,947 to $986,868Apr 18, 2024 to Mar 28, 2025
- Pension RAUM · $446,884 to $548,665Apr 18, 2024 to Mar 28, 2025
- RAUM · $220M to $281MApr 18, 2024 to Mar 28, 2025
- Accounts · 790 to 634Jul 27, 2023 to Mar 27, 2024
- Advisory employees · 7 to 8Jul 27, 2023 to Mar 27, 2024
- BD registered reps · 5 to 6Jul 27, 2023 to Mar 27, 2024
- HNW clients · 34 to 42Jul 27, 2023 to Mar 27, 2024
- Individual clients · 326 to 279Jul 27, 2023 to Mar 27, 2024
- Employees · 8 to 9Jul 27, 2023 to Mar 27, 2024
- State-registered IARs · 5 to 4Jul 27, 2023 to Mar 27, 2024
- Discretionary RAUM · $190M to $219MJul 27, 2023 to Mar 27, 2024
- HNW RAUM · $82.0M to $107MJul 27, 2023 to Mar 27, 2024
- Individual RAUM · $109M to $110MJul 27, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $788,894 to $896,947Jul 27, 2023 to Mar 27, 2024
- Pension RAUM · $164,252 to $446,884Jul 27, 2023 to Mar 27, 2024
- RAUM · $191M to $220MJul 27, 2023 to Mar 27, 2024
- Accounts · 659 to 790Nov 7, 2022 to Mar 23, 2023
- Advisory employees · 8 to 7Nov 7, 2022 to Mar 23, 2023
- Advisory activities · 6 to 4Nov 7, 2022 to Mar 23, 2023
- BD registered reps · 4 to 5Nov 7, 2022 to Mar 23, 2023
- HNW clients · 80 to 34Nov 7, 2022 to Mar 23, 2023
Signals
2 dated events
- Adrian John Webb (Chief Financial Officer) appeared on Schedule A of Stonebridge Financial Planning Group, LlcMar 23, 2021 · Control person joined · fact
- Stonebridge Financial Planning Group, Llc filed its initial SEC registration (Form ADV)Jun 26, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- office@stonebridgefpg.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 407-695-7100reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/stonebridge-fpgreportedpublic record, Form ADV, Sep 17, 2026
- Website
- STONEBRIDGEFPG.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 407-695-7100reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- stonebridgefpg.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $65.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026