DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mcculley Financial Group, LLC
Latest filing Apr 8, 2026
First filing on the tape Jan 18, 2024 · 6 filings
SEC status approved since Feb 16, 2024
RAUM
$189M
reported, Item 5.F
Discretionary
54%
of RAUM
Private clients
54%
$102M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$189M
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$189M as of Apr 8, 2026
Jan 13, 2025$153M then
HNW client RAUM$73.5M as of Apr 8, 2026
Jan 13, 2025$62.5M then
State-registered IARs (5.B.3)1 as of Apr 8, 2026
Jan 13, 20251 then
Employees (5.A)4 as of Apr 8, 2026
Jan 13, 20251 then
Private funds: no history
RAUM +23% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Apr 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $189MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 141derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 54%derivedof RAUM
- Institutional
- 46%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$87.1M46%
- High-net-worth individuals$73.5M39%
- Individuals$28.1M15%
- Individual clients
- 119reported
- HNW clients
- 22reported
- Pension plan clients
- 28reported
- Charitable clients
- n/areported
- Accounts
- 169reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.54 fund_share=0.0 institutional_share=0.46 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kortney Robert Mcculley | Westchester, Il | Feb 23, 2024 | 18 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Kortney Robert Mcculley from Ausdal Financial Partners, Inc.Feb 23, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Robert Kortney Mcculley · Managing Member, Chief Compliance Officercontrolsince 02/2011 · owns 75% or more
Related persons
Schedule D 7.A
- Mcculley Insurance Services, LLCreal estaten
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Apr 8, 2026institutional share of RAUM of 46% against a peer median of 0% (5676 comparable advisers, 99.0th percentile, 15.5 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 99% percentile
What changed
consecutive filings, newest first
- Employees · 1 to 4Jan 13, 2026 to Apr 8, 2026
- Accounts · 156 to 169Jan 13, 2025 to Jan 13, 2026
- HNW clients · 20 to 22Jan 13, 2025 to Jan 13, 2026
- Individual clients · 110 to 119Jan 13, 2025 to Jan 13, 2026
- Pension plan clients · 26 to 28Jan 13, 2025 to Jan 13, 2026
- Discretionary RAUM · $78.2M to $102MJan 13, 2025 to Jan 13, 2026
- HNW RAUM · $62.5M to $73.5MJan 13, 2025 to Jan 13, 2026
- Individual RAUM · $15.6M to $28.1MJan 13, 2025 to Jan 13, 2026
- Non-discretionary RAUM · $75.0M to $87.1MJan 13, 2025 to Jan 13, 2026
- Pension RAUM · $75.0M to $87.1MJan 13, 2025 to Jan 13, 2026
- RAUM · $153M to $189MJan 13, 2025 to Jan 13, 2026
- Accounts · 149 to 156Feb 23, 2024 to Jan 13, 2025
- HNW clients · 18 to 20Feb 23, 2024 to Jan 13, 2025
- Individual clients · 105 to 110Feb 23, 2024 to Jan 13, 2025
- Financial planning clients · 101-250 to 101-250Feb 23, 2024 to Jan 13, 2025
- Discretionary RAUM · $61.5M to $78.2MFeb 23, 2024 to Jan 13, 2025
- HNW RAUM · $46.7M to $62.5MFeb 23, 2024 to Jan 13, 2025
- Individual RAUM · $14.8M to $15.6MFeb 23, 2024 to Jan 13, 2025
- Non-discretionary RAUM · $63.7M to $75.0MFeb 23, 2024 to Jan 13, 2025
- Pension RAUM · $63.7M to $75.0MFeb 23, 2024 to Jan 13, 2025
- RAUM · $125M to $153MFeb 23, 2024 to Jan 13, 2025
Signals
1 dated events
- Mcculley Financial Group, Llc filed its initial SEC registration (Form ADV)Jan 18, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/3202014reportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/MCCULLEY-FINANCIAL-GROUPreportedpublic record, Form ADV, Sep 17, 2026
- Website
- DREAMNUMBER.IOreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-219-9000reportedpublic record, Form ADV, Apr 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $189Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026