DFX Intelligence

RIA Intelligence

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SEC-registered adviser

P•••••• V•••• M••••••••• L•••

Independent wealth managerDallas, TexasCRD 155133SEC 801-120951website IAPD

Latest filing Jun 29, 2026

First filing on the tape Mar 26, 2021 · 12 filings

SEC status approved since Apr 26, 2021

RAUM

$406M

reported, Item 5.F

Discretionary

88%

of RAUM

Private clients

52%

$212M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$101M

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

12 filings and snapshots on the tape

RAUM$406M as of Jun 29, 2026

Mar 25, 2022$162M then

HNW client RAUM$188M as of Jun 29, 2026

Mar 31, 2023$99.3M then

State-registered IARs (5.B.3)4 as of Jun 29, 2026

Mar 25, 20224 then

Employees (5.A)5 as of Jun 29, 2026

Mar 25, 20225 then

Private funds3 as of Jun 29, 2026

Mar 25, 20221 then

RAUM +20% over the last fiscal year+16% a year over threeIARs 4 to 4

Practice profile

derived from the filing of Jun 29, 2026; every figure names its basis

Archetypes, each a printed rule

Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $101MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 14derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $8.2MderivedHNW RAUM over HNW clients
Average account: $6.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 88%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.3derivedItem 5.A over advisors
Advisors per office: 4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: -4.0%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +3.8%derived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Wrap fee program: $217MreportedItem 5.I
Custody: $406M, 66 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
an independent public accountant performs a surprise examination (9.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$188M46%
Pooled investment vehicles$142M35%
Other investment advisers$46.8M12%
Individuals$23.8M5.9%
Corporations and businesses$2.3M0.6%
Banks and thrifts$2.3M0.6%

Individual clients: 32reported
HNW clients: 23reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 67reported
Financial planning clients: reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: $406M for 66 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.52 fund_share=0.47 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

4 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
R••••• J•••• P•••••	Dallas, Tx	Nov 16, 2021	25 y	1
R••• L•• V•••••••	Dallas, Tx	Jan 6, 2022	20 y	1
S•••• A••••• W•••••••	Dallas, Tx	Jan 13, 2022	23 y	1
J•••• R••••• P•••••Certified Financial Planner	Dallas, Tx	May 3, 2022	40 y	4

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

J•••• R••••• P••••• from P••••• W••••• M••••••••• L••
May 3, 2022 · Other

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
P•••••• V•••• F•••• L•	Hedge Fund	$140M	76	Apr 15, 2014

Owners and control persons

Schedule A and B, latest filing

V•••••••• R•••• L•• · Chief Compliance Officer, Limited Partner And Principalcontrol
since 09/2006 · owns 75% or more
V•••••••• R•••• L•• · Sole Membercontrol
since 04/2009 · owns 75% or more of P•••••• C•••••• M••••••••• L••
P•••••• R•••••• J•••• · Limited Partner
since 04/2012 · owns less than 5%
W•••••••• S••••• A••••• · Limited Partner
since 04/2012 · owns less than 5%

Entity owners

P•••••• C•••••• M••••••••• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

P•••••• C•••••• M••••••••• L••
n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Dallas, Tx · principal	4	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

unusually large average accountStatic outlier · filing Jun 29, 2026
RAUM per account of $6,052,591 against a peer median of $439,994 (5433 comparable advisers, 100.0th percentile, 3.8 robust deviations)
peers: independent wealth managers, $100M to $500M (5,433) · 100% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 63 to 67
May 21, 2026 to Jun 29, 2026
Advisory employees · 4 to 5
May 21, 2026 to Jun 29, 2026
Pooled vehicle clients · 2 to 4
May 21, 2026 to Jun 29, 2026
Assets in custody · $325M to $406M
May 21, 2026 to Jun 29, 2026
Employees · 4 to 5
May 21, 2026 to Jun 29, 2026
Private funds · 1 to 3
May 21, 2026 to Jun 29, 2026
Discretionary RAUM · $325M to $359M
May 21, 2026 to Jun 29, 2026
Non-discretionary RAUM · $0 to $46.8M
May 21, 2026 to Jun 29, 2026
Pooled vehicle RAUM · $108M to $142M
May 21, 2026 to Jun 29, 2026
RAUM · $325M to $406M
May 21, 2026 to Jun 29, 2026
Accounts · 60 to 63
Mar 31, 2025 to Mar 31, 2026
Charity clients · 2.0 to unset
Mar 31, 2025 to Mar 31, 2026
Corporate clients · 2 to 3
Mar 31, 2025 to Mar 31, 2026
HNW clients · 16 to 23
Mar 31, 2025 to Mar 31, 2026
Individual clients · 37 to 32
Mar 31, 2025 to Mar 31, 2026
Assets in custody · $339M to $325M
Mar 31, 2025 to Mar 31, 2026
Discretionary RAUM · $339M to $325M
Mar 31, 2025 to Mar 31, 2026
HNW RAUM · $157M to $188M
Mar 31, 2025 to Mar 31, 2026
Individual RAUM · $24.5M to $23.8M
Mar 31, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $147M to $108M
Mar 31, 2025 to Mar 31, 2026
RAUM · $339M to $325M
Mar 31, 2025 to Mar 31, 2026
Charity clients · unset to 2.0
May 29, 2024 to Mar 31, 2025
Corporate clients · 3 to 2
May 29, 2024 to Mar 31, 2025
HNW clients · 44 to 16
May 29, 2024 to Mar 31, 2025
Individual clients · 11 to 37
May 29, 2024 to Mar 31, 2025
Assets in custody · $306M to $339M
May 29, 2024 to Mar 31, 2025
Financial planning clients · unset to
May 29, 2024 to Mar 31, 2025
Discretionary RAUM · $306M to $339M
May 29, 2024 to Mar 31, 2025
HNW RAUM · $158M to $157M
May 29, 2024 to Mar 31, 2025
Individual RAUM · $3.1M to $24.5M
May 29, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $140M to $147M
May 29, 2024 to Mar 31, 2025
RAUM · $306M to $339M
May 29, 2024 to Mar 31, 2025
Assets in custody · $323M to $306M
Mar 29, 2024 to May 29, 2024
Discretionary RAUM · $323M to $306M
Mar 29, 2024 to May 29, 2024
Pooled vehicle RAUM · $157M to $140M
Mar 29, 2024 to May 29, 2024
RAUM · $323M to $306M
Mar 29, 2024 to May 29, 2024
Accounts · 54 to 60
Feb 5, 2024 to Mar 29, 2024
Corporate clients · 4 to 3
Feb 5, 2024 to Mar 29, 2024
HNW clients · 13 to 44
Feb 5, 2024 to Mar 29, 2024
Individual clients · 35 to 11
Feb 5, 2024 to Mar 29, 2024

Signals

1 dated events

P•••••• V•••• M••••••••• L••• filed its initial SEC registration (Form ADV)
Mar 26, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 214-871-2700reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile: linkedin.com/company/palogic-value-management-lpreportedpublic record, Form ADV, Sep 21, 2026
Website: p•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 214-871-2700reportedpublic record, Form ADV, Jun 29, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $101Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026