DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Consilium Wealth Management
Legal name Consilium Wealth Management, LLC
Latest filing Feb 7, 2025
First filing on the tape Jan 13, 2012 · 19 filings
SEC status approved since Oct 19, 2010
RAUM
$787M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
100%
$787M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$787M as of Feb 7, 2025
Jan 13, 2012$99.6M then
HNW client RAUM$772M as of Feb 7, 2025
Mar 21, 2018$430M then
State-registered IARs (5.B.3)2 as of Feb 7, 2025
Jan 13, 20120 then
Employees (5.A)9 as of Feb 7, 2025
Mar 12, 20134 then
Private funds: no history
RAUM +22% over the last fiscal year+2.6% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 7, 2025; every figure names its basis
- RAUM per advisor
- $393MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 79derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.8MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $346M, 89 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$772M98%
- Individuals$15.1M1.9%
- Individual clients
- 25reported
- HNW clients
- 133reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 779reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $346M for 89 clientsreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Tracy Jao to Simplex Wealth ManagementSep 4, 2025 · Other
- John Ho Seo to Simplex Wealth ManagementSep 4, 2025 · Other
- Justin M Patellaro to Simplex Wealth ManagementDec 2, 2024 · RIA to RIA
- Michael Gregory Jensen to Simplex Wealth ManagementJan 25, 2017 · Other
- Ryan Sharp Bird to Pioneer AdvisoryMar 12, 2013 · Other
- Parvin Nmn Manuchehri to Clarity Wealth AdvisorsAug 4, 2011 · Other
Joined, latest
- Justin M Patellaro from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 12, 2021 · Wirehouse to independent RIA
- Michael Gregory Jensen from Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 12, 2014 · Other
- Tracy Jao from Creative PlanningDec 12, 2014 · Other
- Ryan Sharp Bird from Lexington Financial/Life Management, LLCAug 5, 2011 · Other
- John Ho Seo from Lexington Financial/Life Management, LLCOct 20, 2010 · Other
- Parvin Nmn Manuchehri from Lexington Financial/Life Management, LLCOct 19, 2010 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Simplex Wealth ManagementSep 4, 2025 · San Ramon, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ho John Seo · Managing Member/Chief Compliance Officercontrolsince 09/2010 · owns 75% or more
Related persons
Schedule D 7.A
- Consilium Insurance Services, LLCreal estaten
- Simplex Wealth Managementinvestment advisernRAUM $259M
Advisers that list Consilium Wealth Management as a related person
- 170265 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Danville, Ca · principal | 0 | 0 | 0 | ||
| San Ramon, Ca | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 769 to 779Mar 22, 2024 to Feb 7, 2025
- HNW clients · 127 to 133Mar 22, 2024 to Feb 7, 2025
- Individual clients · 32 to 25Mar 22, 2024 to Feb 7, 2025
- Assets in custody · $279M to $346MMar 22, 2024 to Feb 7, 2025
- Employees · 10 to 9Mar 22, 2024 to Feb 7, 2025
- Insurance-licensed employees · 0 to 2Mar 22, 2024 to Feb 7, 2025
- Financial planning clients · 101-250 to 101-250Mar 22, 2024 to Feb 7, 2025
- Discretionary RAUM · $561M to $665MMar 22, 2024 to Feb 7, 2025
- HNW RAUM · $627M to $772MMar 22, 2024 to Feb 7, 2025
- Individual RAUM · $18.5M to $15.1MMar 22, 2024 to Feb 7, 2025
- Non-discretionary RAUM · $84.5M to $122MMar 22, 2024 to Feb 7, 2025
- RAUM · $646M to $787MMar 22, 2024 to Feb 7, 2025
- Accounts · 801 to 769Feb 16, 2023 to Mar 22, 2024
- Advisory employees · 3 to 2Feb 16, 2023 to Mar 22, 2024
- HNW clients · 129 to 127Feb 16, 2023 to Mar 22, 2024
- Individual clients · 35 to 32Feb 16, 2023 to Mar 22, 2024
- Assets in custody · $237M to $279MFeb 16, 2023 to Mar 22, 2024
- Employees · 8 to 10Feb 16, 2023 to Mar 22, 2024
- Insurance-licensed employees · 3 to 0Feb 16, 2023 to Mar 22, 2024
- HQ city · SAN RAMON to DANVILLEFeb 16, 2023 to Mar 22, 2024
- State-registered IARs · 3 to 2Feb 16, 2023 to Mar 22, 2024
- Discretionary RAUM · $530M to $561MFeb 16, 2023 to Mar 22, 2024
- HNW RAUM · $551M to $627MFeb 16, 2023 to Mar 22, 2024
- Individual RAUM · $26.0M to $18.5MFeb 16, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $47.6M to $84.5MFeb 16, 2023 to Mar 22, 2024
- RAUM · $577M to $646MFeb 16, 2023 to Mar 22, 2024
- Accounts · 909 to 801Mar 29, 2022 to Feb 16, 2023
- HNW clients · 147 to 129Mar 29, 2022 to Feb 16, 2023
- Individual clients · 23 to 35Mar 29, 2022 to Feb 16, 2023
- Assets in custody · $207M to $237MMar 29, 2022 to Feb 16, 2023
- Insurance-licensed employees · 2 to 3Mar 29, 2022 to Feb 16, 2023
- Discretionary RAUM · $666M to $530MMar 29, 2022 to Feb 16, 2023
- HNW RAUM · $713M to $551MMar 29, 2022 to Feb 16, 2023
- Individual RAUM · $15.2M to $26.0MMar 29, 2022 to Feb 16, 2023
- Non-discretionary RAUM · $61.5M to $47.6MMar 29, 2022 to Feb 16, 2023
- RAUM · $728M to $577MMar 29, 2022 to Feb 16, 2023
- Accounts · 803 to 909Mar 4, 2021 to Mar 29, 2022
- HNW clients · 143 to 147Mar 4, 2021 to Mar 29, 2022
- Individual clients · 24 to 23Mar 4, 2021 to Mar 29, 2022
- Assets in custody · $221M to $207MMar 4, 2021 to Mar 29, 2022
Signals
6 dated events
- Consilium Wealth Management no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $786.9M)Dec 20, 2025 · Left the SEC roster · derived
- John Ho Seo left Consilium Wealth Management for Simplex Wealth Management (registered 2015-07-14)Sep 4, 2025 · Advisor changed firm · fact
- Tracy Jao left Consilium Wealth Management for Simplex Wealth Management (registered 2015-07-14)Sep 4, 2025 · Advisor changed firm · fact
- 2 advisors left Consilium Wealth Management (San Ramon, CA) for Simplex Wealth Management on the same daySep 4, 2025 · Team lift-out · derived
- Justin M Patellaro left Consilium Wealth Management for Eide Bailly Advisors, Llc (registered 2023-11-28)Dec 2, 2024 · Advisor changed firm · fact
- Consilium Wealth Management reported RAUM $483.2M, up 32% from $365.9M (2017-03-10 to 2018-03-21)Mar 21, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026