DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M•••••• C••••••
Wealth manager with institutional or fund businessPortland, OregonCRD 155424SEC 801-72004websiteIAPD
Legal name D•••••••• P•••••••• S•••••••• L••
Latest filing Jul 24, 2026
First filing on the tape Dec 5, 2011 · 34 filings
SEC status approved since Nov 23, 2010
RAUM
$1.6B
reported, Item 5.F
Discretionary
52%
of RAUM
Private clients
26%
$417M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$163M
derived; firm RAUM over IAPD count
Employees
11
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$1.6B as of Jul 24, 2026
Feb 27, 2012$444M then
HNW client RAUM$350M as of Jul 24, 2026
Mar 29, 2018$159M then
State-registered IARs (5.B.3)10 as of Jul 24, 2026
Mar 25, 20135 then
Employees (5.A)11 as of Jul 24, 2026
Mar 25, 20136 then
Private funds1 as of Jul 24, 2026
Feb 27, 20122 then
RAUM +8.3% over the last fiscal year+14% a year over threeIARs 9 to 10
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $163MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 31derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 52%derivedof RAUM
- Institutional
- 65%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $261M, 115 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$827M51%
- High-net-worth individuals$350M22%
- Charitable organizations$165M10%
- Investment companies$120M7.4%
- Individuals$67.3M4.1%
- State and municipal entities$58.9M3.6%
- Pooled investment vehicles$37.6M2.3%
- Individual clients
- 191reported
- HNW clients
- 116reported
- Pension plan clients
- 37reported
- Charitable clients
- 10reported
- Accounts
- 769reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $261M for 115 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.26 fund_share=0.1 institutional_share=0.65 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••• A••••• B•••••••Chartered Financial Analyst | Portland, Or | Nov 24, 2010 | 26 y | 2 |
| R•••••• Y•• W••Chartered Financial Analyst | Portland, Or | Apr 3, 2014 | 13 y | 0 |
| D•••••• S••• H••••••• H••••• | Portland, Or | Jan 16, 2015 | 12 y | 0 |
| A••• H•••••• F••••••••• | Portland, Or | Apr 7, 2015 | 32 y | 1 |
| N••••• H••••• T•••••••• | Portland, Or | Sep 25, 2015 | 13 y | 0 |
| C••••• B••••••• O••••Chartered Financial Analyst | Portland, Or | Apr 10, 2019 | 26 y | 2 |
| J••••• B• T•••••••• | Phoenix, Az | Oct 9, 2024 | 13 y | 0 |
| D••••• C•••••• S•••••• | Portland, Or | Jan 1, 2025 | 44 y | 2 |
| R•••••• B•••• T•••••••• | Portland, Or | Apr 4, 2025 | 10 y | 0 |
| B••• T•••••••• | Portland, Or | Dec 3, 2025 | 44 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A••••• J••• H••••• to V•••• C•••••• P•••••••• I•••Jun 4, 2014 · Other
Joined, latest
- B••• T•••••••• from D•••••••• I••••••••• A•••••••• I•••Dec 3, 2025 · Other
- D••••• C•••••• S•••••• from D•••••••• I••••••••• A•••••••• I•••Jan 1, 2025 · Other
- C••••• B••••••• O•••• from A••••••• M••••••• I•••Apr 10, 2019 · Other
- A••• H•••••• F••••••••• from N•••••••• C•••••• M••••••••• I•••Apr 7, 2015 · Other
- A••••• J••• H••••• from B•••••• I••••••••• P•••••••• L•Apr 3, 2014 · Other
- E••• A••••• B••••••• from D•••••••• I••••••••• A•••••••• I•••Nov 24, 2010 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••••• L••••••••• I••••• F•••• F••• L••no longer reported | Hedge Fund | $14.8M | 27 | Feb 27, 2012 |
| M•••••• A••••••• R••••• F••• L•• | Hedge Fund | $445,301 | 31 | Feb 27, 2012 |
Owners and control persons
Schedule A and B, latest filing
- T••••••••• B••• · President & Chief Investment Officercontrolsince 09/2010 · owns less than 5%
- T••••••••• N•••••• H••••• · Managing Partner And Chief Compliance Officercontrolsince 10/2021 · owns 10% to 25%
- T••••••••• B••• · Trusteecontrolsince 10/2021 · owns 75% or more of T•• B••• H• T•••••••• A•• J••••• A• T•••••••• R•••••••• L••••• T••••
Entity owners
- T•• B••• H• T•••••••• A•• J••••• A• T•••••••• R•••••••• L••••• T•••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- M•••••• C•••••• M••••••••• L••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or · principal | 10 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Jul 24, 2026institutional share of RAUM of 65% against a peer median of 3% (1362 comparable advisers, 98.0th percentile, 15.4 robust deviations)peers: independent wealth managers, $1B to $5B (1,362) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 738 to 769Jun 30, 2025 to Mar 20, 2026
- Advisory employees · 9 to 10Jun 30, 2025 to Mar 20, 2026
- HNW clients · 103 to 116Jun 30, 2025 to Mar 20, 2026
- Individual clients · 196 to 191Jun 30, 2025 to Mar 20, 2026
- Pension plan clients · 40 to 37Jun 30, 2025 to Mar 20, 2026
- Assets in custody · $218M to $261MJun 30, 2025 to Mar 20, 2026
- Employees · 12 to 11Jun 30, 2025 to Mar 20, 2026
- State-registered IARs · 9 to 10Jun 30, 2025 to Mar 20, 2026
- Discretionary RAUM · $766M to $848MJun 30, 2025 to Mar 20, 2026
- HNW RAUM · $320M to $350MJun 30, 2025 to Mar 20, 2026
- Individual RAUM · $68.4M to $67.3MJun 30, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $736M to $778MJun 30, 2025 to Mar 20, 2026
- Pension RAUM · $785M to $827MJun 30, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $30.9M to $37.6MJun 30, 2025 to Mar 20, 2026
- RAUM · $1.5B to $1.6BJun 30, 2025 to Mar 20, 2026
- Financial planning clients · 11-25 to 11-25Mar 27, 2025 to Jun 30, 2025
- Accounts · 750 to 738Aug 29, 2024 to Mar 27, 2025
- Advisory employees · 8 to 9Aug 29, 2024 to Mar 27, 2025
- Charity clients · 11 to 10Aug 29, 2024 to Mar 27, 2025
- HNW clients · 74 to 103Aug 29, 2024 to Mar 27, 2025
- Individual clients · 231 to 196Aug 29, 2024 to Mar 27, 2025
- Pension plan clients · 42 to 40Aug 29, 2024 to Mar 27, 2025
- Assets in custody · $116M to $218MAug 29, 2024 to Mar 27, 2025
- Employees · 10 to 12Aug 29, 2024 to Mar 27, 2025
- State-registered IARs · 8 to 9Aug 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $658M to $766MAug 29, 2024 to Mar 27, 2025
- HNW RAUM · $269M to $320MAug 29, 2024 to Mar 27, 2025
- Individual RAUM · $101M to $68.4MAug 29, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $698M to $736MAug 29, 2024 to Mar 27, 2025
- Pension RAUM · $688M to $785MAug 29, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $23.3M to $30.9MAug 29, 2024 to Mar 27, 2025
- RAUM · $1.4B to $1.5BAug 29, 2024 to Mar 27, 2025
- Accounts · 741 to 750Nov 14, 2023 to Mar 25, 2024
- Charity clients · 12 to 11Nov 14, 2023 to Mar 25, 2024
- HNW clients · 76 to 74Nov 14, 2023 to Mar 25, 2024
- Individual clients · 229 to 231Nov 14, 2023 to Mar 25, 2024
- Pension plan clients · 44 to 42Nov 14, 2023 to Mar 25, 2024
- Pooled vehicle clients · 1 to 2Nov 14, 2023 to Mar 25, 2024
- Assets in custody · $88.4M to $116MNov 14, 2023 to Mar 25, 2024
- Discretionary RAUM · $501M to $658MNov 14, 2023 to Mar 25, 2024
Signals
7 dated events
- M•••••• C•••••• reported RAUM $1.1B, down 31% from $1.6B (2022-07-13 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Ashley Matthew Swendiman (Chief Compliance Officer) no longer on Schedule A of M•••••• C•••••• (listed 2022-07-13, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Richard Dennis Mason (Chief Compliance Officer) appeared on Schedule A of M•••••• C••••••Mar 29, 2023 · Control person joined · fact
- M•••••• C•••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Nov 24, 2021 · Succession (Item 4) · fact
- Ashley Matthew Swendiman (Chief Compliance Officer) appeared on Schedule A of M•••••• C••••••Jan 29, 2021 · Control person joined · fact
- Kyoko Kathy Pommet (Chief Compliance Officer) no longer on Schedule A of M•••••• C•••••• (listed 2020-06-26, absent 2021-01-29)Jan 29, 2021 · Control person left · inference
- Kyoko Kathy Pommet (Chief Compliance Officer) appeared on Schedule A of M•••••• C••••••Dec 16, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@matissecap.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 503-210-3000reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/matisse-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- M••••••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-210-3000reportedpublic record, Form ADV, Jul 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $163Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026