DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

The Mutual Fund Store

Former SEC-registered adviserOverland Park, KansasCRD 155550SEC 801-71964IAPD
Legal name The Mutual Fund Store-Louisville, LLC
Latest filing Apr 1, 2015
First filing on the tape Mar 30, 2012 · 13 filings
RAUM
$148M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$148M as of Mar 11, 2015
Mar 30, 2012$108M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 11, 2015
Mar 30, 20120 then
Employees (5.A)3 as of Mar 11, 2015
Mar 25, 20133 then
Private funds: no history
RAUM +8.1% over the last fiscal year+11% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Apr 1, 2015; every figure names its basis
RAUM per advisor
$73.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$101,573derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+8.1%derivedbetween the last two annual amendments
Advisor growth, one year
-33%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,455reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Richard Edward Bloomberg · Chief Operating Officercontrol
      since 09/2012 · owns less than 5%
    • Stuart Adam Bold · Chairmancontrol
      since 02/2012 · owns less than 5%
    • Merril Clifford Brandt · Chief Compliance Officercontrol
      since 11/2010 · owns less than 5%
    • Bradley John Bunch · Chief Executive Officercontrol
      since 02/2012 · owns less than 5%
    • Raffaele Sadun · Chief Financial Officercontrol
      since 09/2014 · owns less than 5%
    Entity owners
    • Tmfs Holdings, LLC · Sole Member
      direct · owns 75% or more
    • Kansas City 727 Acquisition Corporation · Member
      indirect · owns 50% to 75% of Kansas City 727 Acquisition, LLC
    • Kansas City 727 Acquisition, LLC · Member
      indirect · owns 75% or more of Tmfs Holdings, LLC
    • Warburg Pincus Private Equity X, L.P. · Shareholder
      indirect · owns 75% or more of Kansas City 727 Acquisition Corporation
    • Warburg Pincus X, L.P. · General Partner
      indirect · owns F of Warburg Pincus Private Equity X, L.P.
    Related persons
    Schedule D 7.A
    Advisers that list The Mutual Fund Store as a related person
    Offices
    Schedule D 1.F, the 25 largest
    • Louisville, KY
    What changed
    consecutive filings, newest first
    • Accounts · 1,347 to 1,455
      Jan 15, 2015 to Mar 11, 2015
    • Advisory employees · 3 to 2
      Jan 15, 2015 to Mar 11, 2015
    • Employees · 4 to 3
      Jan 15, 2015 to Mar 11, 2015
    • State-registered IARs · 3 to 2
      Jan 15, 2015 to Mar 11, 2015
    • Discretionary RAUM · $137M to $148M
      Jan 15, 2015 to Mar 11, 2015
    • RAUM · $137M to $148M
      Jan 15, 2015 to Mar 11, 2015
    • Accounts · 1,386 to 1,347
      Mar 25, 2013 to Mar 13, 2014
    • Advisory employees · 2 to 3
      Mar 25, 2013 to Mar 13, 2014
    • Employees · 3 to 4
      Mar 25, 2013 to Mar 13, 2014
    • State-registered IARs · 2 to 3
      Mar 25, 2013 to Mar 13, 2014
    • Discretionary RAUM · $124M to $137M
      Mar 25, 2013 to Mar 13, 2014
    • RAUM · $124M to $137M
      Mar 25, 2013 to Mar 13, 2014
    • Accounts · 1,294 to 1,386
      Jan 2, 2013 to Mar 25, 2013
    • Advisory employees · 3 to 2
      Jan 2, 2013 to Mar 25, 2013
    • Employees · 4 to 3
      Jan 2, 2013 to Mar 25, 2013
    • State-registered IARs · 3 to 2
      Jan 2, 2013 to Mar 25, 2013
    • Discretionary RAUM · $108M to $124M
      Jan 2, 2013 to Mar 25, 2013
    • RAUM · $108M to $124M
      Jan 2, 2013 to Mar 25, 2013
    • Advisory employees · unset to 3.0
      Oct 15, 2012 to Jan 2, 2013
    • Employees · unset to 4.0
      Oct 15, 2012 to Jan 2, 2013
    • State-registered IARs · 0 to 3
      Oct 15, 2012 to Jan 2, 2013
    • Legal name · THE MUTUAL FUND STORE - LOUISVILLE, LLC to THE MUTUAL FUND STORE-LOUISVILLE, LLC
      Oct 15, 2012 to Oct 15, 2012
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026