DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

The Mutual Fund Store

Former SEC-registered adviserOverland Park, KansasCRD 159157SEC 801-72776IAPD
Legal name The Mutual Fund Store-Ohio, LLC
Latest filing Apr 1, 2015
First filing on the tape Mar 29, 2012 · 14 filings
RAUM
$395M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$395M as of Mar 12, 2015
Mar 29, 2012$244M then
HNW client RAUM: no history
State-registered IARs (5.B.3)5 as of Mar 12, 2015
Mar 29, 20120 then
Employees (5.A)8 as of Mar 12, 2015
Mar 25, 20136 then
Private funds: no history
RAUM +11% over the last fiscal year+17% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Apr 1, 2015; every figure names its basis
RAUM per advisor
$79.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$117,599derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.6derivedItem 5.A over advisors
Advisors per office
1.3derived4 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
+25%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3,359reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Richard Edward Bloomberg · Chief Operating Officercontrol
        since 09/2012 · owns less than 5%
      • Stuart Adam Bold · Chairmancontrol
        since 02/2012 · owns less than 5%
      • Merril Clifford Brandt · Chief Compliance Officercontrol
        since 09/2011 · owns less than 5%
      • Bradley John Bunch · Chief Executive Officercontrol
        since 02/2012 · owns less than 5%
      • Raffaele Sadun · Chief Financial Officercontrol
        since 09/2014 · owns less than 5%
      Entity owners
      • Tmfs Holdings, LLC · Sole Member
        direct · owns 75% or more
      • Kansas City 727 Acquisition Corporation · Member
        indirect · owns 50% to 75% of Kansas City 727 Acquisition, LLC
      • Kansas City 727 Acquisition, LLC · Member
        indirect · owns 75% or more of Tmfs Holdings, LLC
      • Warburg Pincus Private Equity X, L.P. · Shareholder
        indirect · owns 75% or more of Kansas City 727 Acquisition Corporation
      • Warburg Pincus X, L.P. · General Partner
        indirect · owns F of Warburg Pincus Private Equity X, L.P.
      Related persons
      Schedule D 7.A
      Advisers that list The Mutual Fund Store as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Akron, OH
      • Avon, OH
      • Highland Heights, OH
      What changed
      consecutive filings, newest first
      • Accounts · 3,162 to 3,359
        Dec 15, 2014 to Mar 12, 2015
      • Advisory employees · 4 to 5
        Dec 15, 2014 to Mar 12, 2015
      • Employees · 7 to 8
        Dec 15, 2014 to Mar 12, 2015
      • State-registered IARs · 4 to 5
        Dec 15, 2014 to Mar 12, 2015
      • Discretionary RAUM · $357M to $395M
        Dec 15, 2014 to Mar 12, 2015
      • RAUM · $357M to $395M
        Dec 15, 2014 to Mar 12, 2015
      • Accounts · 2,962 to 3,162
        Mar 25, 2013 to Mar 14, 2014
      • Employees · 6 to 7
        Mar 25, 2013 to Mar 14, 2014
      • Discretionary RAUM · $283M to $357M
        Mar 25, 2013 to Mar 14, 2014
      • RAUM · $283M to $357M
        Mar 25, 2013 to Mar 14, 2014
      • Accounts · 2,891 to 2,962
        Jan 2, 2013 to Mar 25, 2013
      • Advisory employees · 3 to 4
        Jan 2, 2013 to Mar 25, 2013
      • Employees · 5 to 6
        Jan 2, 2013 to Mar 25, 2013
      • State-registered IARs · 3 to 4
        Jan 2, 2013 to Mar 25, 2013
      • Discretionary RAUM · $244M to $283M
        Jan 2, 2013 to Mar 25, 2013
      • RAUM · $244M to $283M
        Jan 2, 2013 to Mar 25, 2013
      • Advisory employees · unset to 3.0
        Oct 15, 2012 to Nov 12, 2012
      • Employees · unset to 5.0
        Oct 15, 2012 to Nov 12, 2012
      • State-registered IARs · 0 to 3
        Oct 15, 2012 to Nov 12, 2012
      • Legal name · THE MUTUAL FUND STORE - OHIO, LLC to THE MUTUAL FUND STORE-OHIO, LLC
        Oct 15, 2012 to Nov 12, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026