DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Interwealth Management, LLC
Latest filing May 26, 2026
First filing on the tape Apr 22, 2019 · 33 filings
SEC status approved since May 24, 2019
RAUM
$298M
reported, Item 5.F
Discretionary
18%
of RAUM
Private clients
100%
$298M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$59.6M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$298M as of May 26, 2026
Jan 17, 2020$127M then
HNW client RAUM$199M as of May 26, 2026
Jan 17, 2020$77.0M then
State-registered IARs (5.B.3)5 as of May 26, 2026
Jan 17, 20202 then
Employees (5.A)5 as of May 26, 2026
Jan 17, 20203 then
Private funds: no history
RAUM +17% over the last fiscal year+23% a year over threeIARs 4 to 5
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $59.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $387,524derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 18%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.9%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$199M67%
- Individuals$98.9M33%
- Individual clients
- 202reported
- HNW clients
- 76reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 769reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Garrett Ryan | Scottsdale, Az | Jun 28, 2019 | 10 y | 0 |
| Denis J Ryan | Scottsdale, Az | Feb 17, 2022 | 35 y | 3 |
| Jessi Ringo AndrewsCertified Financial Planner | Scottsdale, Az | Jun 12, 2023 | 21 y | 4 |
| Lauren RyanCertified Financial Planner | Scottsdale, Az | Jan 18, 2024 | 11 y | 1 |
| Jeremiah Babatunde Imonode | Scottsdale, Az | Jul 31, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Kevin Todd Canterbury to Realta Investment Advisors, IncSep 27, 2012 · Other
Joined, latest
- Lauren Ryan from Vanguard Advisers, Inc.Jan 18, 2024 · Affiliated broker-dealer or bank to independent RIA
- Jessi Ringo Andrews from New Frontier Advisors, LLCJun 12, 2023 · Other
- Kevin Todd Canterbury from Rich Goldman Asset Mgmt, LLCMay 6, 2011 · Other
- Denis J Ryan from Rich Goldman Asset Mgmt, LLCApr 12, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J Denis Ryan · Managing Directorcontrolsince 01/2011 · owns 75% or more
- Anne Whitney Hodgeson · Relationship Manangersince 02/2016 · owns less than 5%
- Garrett Ryan · Ccosince 01/2019 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Scottsdale, Az · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Centennial, CO1 employees
What changed
consecutive filings, newest first
- Accounts · 704 to 769Aug 7, 2025 to Feb 5, 2026
- HNW clients · 74 to 76Aug 7, 2025 to Feb 5, 2026
- Individual clients · 191 to 202Aug 7, 2025 to Feb 5, 2026
- Employees · 6 to 5Aug 7, 2025 to Feb 5, 2026
- Discretionary RAUM · $41.1M to $54.1MAug 7, 2025 to Feb 5, 2026
- HNW RAUM · $172M to $199MAug 7, 2025 to Feb 5, 2026
- Individual RAUM · $81.3M to $98.9MAug 7, 2025 to Feb 5, 2026
- Non-discretionary RAUM · $213M to $244MAug 7, 2025 to Feb 5, 2026
- RAUM · $254M to $298MAug 7, 2025 to Feb 5, 2026
- Advisory employees · 4 to 5Mar 4, 2025 to Aug 7, 2025
- Employees · 5 to 6Mar 4, 2025 to Aug 7, 2025
- Financial planning clients · 0 to 0Mar 4, 2025 to Aug 7, 2025
- State-registered IARs · 4 to 5Mar 4, 2025 to Aug 7, 2025
- Accounts · 640 to 704Jan 23, 2025 to Mar 4, 2025
- HNW clients · 70 to 74Jan 23, 2025 to Mar 4, 2025
- Individual clients · 183 to 191Jan 23, 2025 to Mar 4, 2025
- Discretionary RAUM · $27.0M to $41.1MJan 23, 2025 to Mar 4, 2025
- HNW RAUM · $139M to $172MJan 23, 2025 to Mar 4, 2025
- Individual RAUM · $70.6M to $81.3MJan 23, 2025 to Mar 4, 2025
- Non-discretionary RAUM · $183M to $213MJan 23, 2025 to Mar 4, 2025
- RAUM · $210M to $254MJan 23, 2025 to Mar 4, 2025
- Accounts · 508 to 640Jan 30, 2024 to Mar 9, 2024
- HNW clients · 40 to 70Jan 30, 2024 to Mar 9, 2024
- Individual clients · 256 to 183Jan 30, 2024 to Mar 9, 2024
- Discretionary RAUM · $0 to $27.0MJan 30, 2024 to Mar 9, 2024
- HNW RAUM · $69.5M to $139MJan 30, 2024 to Mar 9, 2024
- Individual RAUM · $92.3M to $70.6MJan 30, 2024 to Mar 9, 2024
- Non-discretionary RAUM · $162M to $183MJan 30, 2024 to Mar 9, 2024
- RAUM · $162M to $210MJan 30, 2024 to Mar 9, 2024
- Advisory employees · 3 to 4Aug 10, 2023 to Jan 30, 2024
- Employees · 4 to 5Aug 10, 2023 to Jan 30, 2024
- State-registered IARs · 3 to 4Aug 10, 2023 to Jan 30, 2024
- Advisory employees · 2 to 3Jun 7, 2023 to Jun 22, 2023
- Employees · 3 to 4Jun 7, 2023 to Jun 22, 2023
- State-registered IARs · 2 to 3Jun 7, 2023 to Jun 22, 2023
- Other offices · 0 to 1Feb 22, 2023 to Jun 7, 2023
- Accounts · 485 to 508Feb 22, 2022 to Feb 22, 2023
- Advisory employees · 3 to 2Feb 22, 2022 to Feb 22, 2023
- HNW clients · 30 to 40Feb 22, 2022 to Feb 22, 2023
- Individual clients · 242 to 256Feb 22, 2022 to Feb 22, 2023
Signals
1 dated events
- Interwealth Management, Llc filed its initial SEC registration (Form ADV)Apr 22, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 480-819-5465reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 480-819-9488reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 513-748-3879reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- INTERWEALTHMGT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 602-799-0937reportedpublic record, Form ADV, May 26, 2026
- Contact form
- interwealthmanagement.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $59.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026