DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•••••• C••••••
Legal name I•••••• C•••••• L••
Latest filing Mar 30, 2026
First filing on the tape Apr 1, 2024 · 4 filings
SEC status approved since May 1, 2024
RAUM
$112M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
66%
$74.3M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$56.1M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$112M as of Mar 30, 2026
Mar 6, 2025$108M then
HNW client RAUM$63.8M as of Mar 30, 2026
Mar 6, 2025$56.7M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 6, 20252 then
Employees (5.A)2 as of Mar 30, 2026
Mar 6, 20252 then
Private funds: no history
RAUM +3.8% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $56.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $883,264derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$63.8M57%
- Other investment advisers$35.8M32%
- Individuals$10.5M9.4%
- Corporations and businesses$2.2M1.9%
- Individual clients
- 20reported
- HNW clients
- 29reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 127reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.66 fund_share=0.32 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| F••••• F••••• G•••••Chartered Financial Analyst | Miami, Fl | Mar 10, 2011 | 22 y | 1 |
| A•••• B•••Chartered Financial Analyst | Miami, Fl | Mar 13, 2013 | 22 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••• B••• from A••••••••• L•••Mar 13, 2013 · Other
- F••••• F••••• G••••• from W••• C•••••• M•••••••••Mar 10, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• A•••• · Presidentcontrolsince 03/2011 · owns 50% to 75%
- G•••••• F•••••• F••••• · Chief Investment Officer, Chief Compliance Officercontrolsince 03/2011 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Individual clients · 21 to 20Mar 6, 2025 to Mar 30, 2026
- Discretionary RAUM · $108M to $112MMar 6, 2025 to Mar 30, 2026
- HNW RAUM · $56.7M to $63.8MMar 6, 2025 to Mar 30, 2026
- Individual RAUM · $16.8M to $10.5MMar 6, 2025 to Mar 30, 2026
- RAUM · $108M to $112MMar 6, 2025 to Mar 30, 2026
- Accounts · 130 to 127Sep 6, 2024 to Mar 6, 2025
- HNW clients · 27 to 29Sep 6, 2024 to Mar 6, 2025
- Individual clients · 24 to 21Sep 6, 2024 to Mar 6, 2025
- Assets in custody · 110640484.0 to unsetSep 6, 2024 to Mar 6, 2025
- Financial planning clients · unset to Sep 6, 2024 to Mar 6, 2025
- HQ city · unset to Sep 6, 2024 to Mar 6, 2025
- HQ state · unset to Sep 6, 2024 to Mar 6, 2025
- Discretionary RAUM · $111M to $108MSep 6, 2024 to Mar 6, 2025
- HNW RAUM · $66.0M to $56.7MSep 6, 2024 to Mar 6, 2025
- Individual RAUM · $15.1M to $16.8MSep 6, 2024 to Mar 6, 2025
- RAUM · $111M to $108MSep 6, 2024 to Mar 6, 2025
Signals
1 dated events
- I•••••• C•••••• filed its initial SEC registration (Form ADV)Apr 1, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 305-791-3195reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 828-585-4845reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (305) 791-3195reportedpublic record, Form ADV, Mar 30, 2026
- Team page
- inkwellcapital.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026