DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Weik Capital Management
Legal name Weik Capital Management, Inc
Latest filing Mar 27, 2026
First filing on the tape Mar 30, 2012 · 30 filings
SEC status approved since Sep 17, 1987
RAUM
$335M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
72%
$243M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$55.8M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$335M as of Mar 27, 2026
Mar 30, 2012$173M then
HNW client RAUM$215M as of Mar 27, 2026
Mar 28, 2018$182M then
State-registered IARs (5.B.3)6 as of Mar 27, 2026
Mar 30, 20120 then
Employees (5.A)8 as of Mar 27, 2026
Apr 1, 201312 then
Private funds2 as of Mar 27, 2026
Mar 30, 20122 then
RAUM +9.7% over the last fiscal year+7.4% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $55.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 5.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $51.4M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$215M64%
- Pooled investment vehicles$51.4M15%
- Individuals$27.6M8.2%
- Corporations and businesses$22.9M6.9%
- Charitable organizations$9.9M3.0%
- Pension and profit-sharing plans$7.6M2.3%
- Individual clients
- 83reported
- HNW clients
- 97reported
- Pension plan clients
- 2reported
- Charitable clients
- 8reported
- Accounts
- 195reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $51.4M for 2 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.72 fund_share=0.15 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Thomas Wilbur Weik | Wyomissing, Pa | Feb 19, 1991 | 39 y | 0 |
| Warren Wilbur Weik | Wyomissing, Pa | Nov 6, 2012 | 13 y | 0 |
| Abhishek Amatya | Wyomissing, Pa | Feb 26, 2014 | 13 y | 1 |
| Kenneth Wesley Weik | Wyomissing, Pa | Oct 16, 2018 | 10 y | 0 |
| Laura Ann Novak | Wyomissing, Pa | Mar 2, 2021 | 25 y | 2 |
| Logan James Boyer | Wyomissing, Pa | Aug 1, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Laura Ann Novak to Coastal Capital Management LLCJul 19, 2013 · Other
- Felipe Fausto Garcia to Inkwell CapitalJan 11, 2011 · Other
- Aaron Byrd to Alliancebernstein L.P.Sep 6, 2006 · Other
Joined, latest
- Laura Ann Novak from Coastal Capital Management LLCMar 2, 2021 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Weik Value Partners | Other Private Fund | $27.4M | 29 | Mar 30, 2012 |
| Weik Small-Cap Partners | Other Private Fund | $16.8M | 33 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Ann Laura Novak · Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- Wesley Kenneth Weik · Secretary, Treasurercontrolsince 08/2019 · owns less than 5%
- Wilbur Thomas Weik · President, Chief Investment Officer, Sole Directorcontrolsince 07/1987 · owns 75% or more
- Wilbur Warren Weik · Chief Operating Officercontrolsince 03/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wyomissing, Pa · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 182 to 195Mar 28, 2025 to Mar 27, 2026
- Charity clients · 7 to 8Mar 28, 2025 to Mar 27, 2026
- HNW clients · 94 to 97Mar 28, 2025 to Mar 27, 2026
- Individual clients · 74 to 83Mar 28, 2025 to Mar 27, 2026
- Assets in custody · $48.7M to $51.4MMar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $276M to $303MMar 28, 2025 to Mar 27, 2026
- HNW RAUM · $195M to $215MMar 28, 2025 to Mar 27, 2026
- Individual RAUM · $24.5M to $27.6MMar 28, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $29.4M to $32.1MMar 28, 2025 to Mar 27, 2026
- Pension RAUM · $6.8M to $7.6MMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $48.7M to $51.4MMar 28, 2025 to Mar 27, 2026
- RAUM · $305M to $335MMar 28, 2025 to Mar 27, 2026
- Accounts · 183 to 182Mar 26, 2024 to Mar 28, 2025
- HNW clients · 91 to 94Mar 26, 2024 to Mar 28, 2025
- Individual clients · 78 to 74Mar 26, 2024 to Mar 28, 2025
- Assets in custody · $44.3M to $48.7MMar 26, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 26, 2024 to Mar 28, 2025
- Discretionary RAUM · $254M to $276MMar 26, 2024 to Mar 28, 2025
- HNW RAUM · $176M to $195MMar 26, 2024 to Mar 28, 2025
- Individual RAUM · $26.2M to $24.5MMar 26, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $23.5M to $29.4MMar 26, 2024 to Mar 28, 2025
- Pension RAUM · $5.9M to $6.8MMar 26, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $44.3M to $48.7MMar 26, 2024 to Mar 28, 2025
- RAUM · $278M to $305MMar 26, 2024 to Mar 28, 2025
- Accounts · 192 to 183Nov 21, 2023 to Mar 26, 2024
- HNW clients · 95 to 91Nov 21, 2023 to Mar 26, 2024
- Individual clients · 83 to 78Nov 21, 2023 to Mar 26, 2024
- Assets in custody · $38.5M to $44.3MNov 21, 2023 to Mar 26, 2024
- Discretionary RAUM · $251M to $254MNov 21, 2023 to Mar 26, 2024
- HNW RAUM · $176M to $176MNov 21, 2023 to Mar 26, 2024
- Individual RAUM · $28.4M to $26.2MNov 21, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $19.6M to $23.5MNov 21, 2023 to Mar 26, 2024
- Pension RAUM · $5.6M to $5.9MNov 21, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $38.5M to $44.3MNov 21, 2023 to Mar 26, 2024
- RAUM · $271M to $278MNov 21, 2023 to Mar 26, 2024
- HQ state · PA to RIMar 30, 2023 to Aug 31, 2023
- HQ state · RI to PAAug 31, 2023 to Aug 31, 2023
- Accounts · 187 to 192Mar 30, 2022 to Mar 30, 2023
- Corporate clients · unset to 2.0Mar 30, 2022 to Mar 30, 2023
- HNW clients · 104 to 95Mar 30, 2022 to Mar 30, 2023
Signals
1 dated events
- Ann Laura Novak (Chief Compliance Officer) appeared on Schedule A of Weik Capital ManagementMar 31, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Weik Capital Management · Independent Sponsorsshared crd · capital_provider
- Weik Capital Management · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- info@weikinvest.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 610-376-2240reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- weikinvest.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 610-376-2240reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- weikinvest.com/contact-us.htmreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- weikinvest.com/our-people.htmreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $55.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026