DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mercer Investment Solutions LLC
Latest filing Jun 12, 2026
First filing on the tape Nov 7, 2011 · 34 filings
SEC status approved since Jan 11, 2011
RAUM
$2.2B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
38
21 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$2.2B as of Jun 12, 2026
Mar 30, 2012$2.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 12, 2026
Mar 30, 20120 then
Employees (5.A)38 as of Jun 12, 2026
Mar 26, 201334 then
Private funds1 as of Mar 29, 2019
Mar 29, 20181 then
RAUM -0.0% over the last fiscal year-11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $197MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 62%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $704M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$1.3B61%
- Pooled investment vehicles$833M38%
- Charitable organizations$14.7M0.7%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 8reported
- Charitable clients
- 1reported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $704M for 2 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.38 institutional_share=0.62 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Secor Mazu Master Fund, Ltd.no longer reported | Hedge Fund | $3.1M | 18 | Sep 29, 2017 |
Owners and control persons
Schedule A and B, latest filing
- Dawn Drakeford · Director Of Financecontrolsince 01/2023 · owns less than 5%
- Matt Gillis · Head Of Infrastructurecontrolsince 03/2023 · owns less than 5%
- Leigh Pattie Hand · Chief Compliance Officercontrolsince 12/2015 · owns less than 5%
- Tony Duen-Li Kao · Chief Executive Officer/Chief Investment Officercontrolsince 08/2010 · owns less than 5%
- Joseph Raymond Iwanowski · Non-Managing Membercontrolsince 01/2022 · owns 50% to 75% of Secor Partners, LLC
- Tony Duen-Li Kao · Managing Member And Chief Executive Officercontrolsince 08/2010 · owns 50% to 75% of Secor Partners, LLC
- Tony Duen-Li Kao · Limited Partnercontrolsince 08/2010 · owns 50% to 75% of Secor Asset Management, LP
Entity owners
- Secor Asset Management, LP · Limited Partnerdirect · owns 75% or more
- Secor Partners III, LLC · General Partnerdirect · owns less than 5%
- Secor Partners, LLC · General Partnerindirect · owns F of Secor Asset Management, LP
Related persons
Schedule D 7.A
- Secor Investment Advisors (Uk), Llpinvestment adviserLP sponsorn
- Secor Investment Advisors, LPinvestment adviserbankLP sponsornRAUM $13B
Advisers that list Mercer Investment Solutions LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Business name · SECOR INVESTMENT MANAGEMENT, LP to MERCER INVESTMENT SOLUTIONS LLCMar 30, 2026 to Jun 12, 2026
- Legal name · SECOR INVESTMENT MANAGEMENT, LP to MERCER INVESTMENT SOLUTIONS LLCMar 30, 2026 to Jun 12, 2026
- Organization form · Limited Partnership to Limited Liability CompanyMar 30, 2026 to Jun 12, 2026
- Succession · false to trueMar 30, 2026 to Jun 12, 2026
- Accounts · 15 to 11Jun 30, 2025 to Mar 30, 2026
- Advisory employees · 17 to 21Jun 30, 2025 to Mar 30, 2026
- Pension plan clients · 11 to 8Jun 30, 2025 to Mar 30, 2026
- Employees · 33 to 38Jun 30, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.2B to $2.2BJun 30, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $11.8M to $11.7MJun 30, 2025 to Mar 30, 2026
- Pension RAUM · $1.5B to $1.3BJun 30, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $704M to $833MJun 30, 2025 to Mar 30, 2026
- RAUM · $2.2B to $2.2BJun 30, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 24, 2025 to Jun 30, 2025
- Accounts · 9 to 15Mar 25, 2024 to Mar 24, 2025
- Charity clients · unset to 1.0Mar 25, 2024 to Mar 24, 2025
- Pension plan clients · 6 to 11Mar 25, 2024 to Mar 24, 2025
- Assets in custody · $722M to $704MMar 25, 2024 to Mar 24, 2025
- Discretionary RAUM · $2.1B to $2.2BMar 25, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $10.3M to $11.8MMar 25, 2024 to Mar 24, 2025
- Pension RAUM · $1.3B to $1.5BMar 25, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $722M to $704MMar 25, 2024 to Mar 24, 2025
- RAUM · $2.1B to $2.2BMar 25, 2024 to Mar 24, 2025
- Accounts · 5 to 9Mar 30, 2023 to Mar 25, 2024
- Pension plan clients · 2 to 6Mar 30, 2023 to Mar 25, 2024
- Assets in custody · $877M to $722MMar 30, 2023 to Mar 25, 2024
- Employees · 32 to 33Mar 30, 2023 to Mar 25, 2024
- Discretionary RAUM · $3.0B to $2.1BMar 30, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $66.1M to $10.3MMar 30, 2023 to Mar 25, 2024
- Pension RAUM · $2.1B to $1.3BMar 30, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $877M to $722MMar 30, 2023 to Mar 25, 2024
- RAUM · $3.1B to $2.1BMar 30, 2023 to Mar 25, 2024
- Accounts · 7 to 5Jan 24, 2023 to Mar 30, 2023
- Pension plan clients · 5 to 2Jan 24, 2023 to Mar 30, 2023
- Assets in custody · $902M to $877MJan 24, 2023 to Mar 30, 2023
- Employees · 29 to 32Jan 24, 2023 to Mar 30, 2023
- Discretionary RAUM · $1.5B to $3.0BJan 24, 2023 to Mar 30, 2023
- Non-discretionary RAUM · $0 to $66.1MJan 24, 2023 to Mar 30, 2023
- Pension RAUM · $648M to $2.1BJan 24, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $902M to $877MJan 24, 2023 to Mar 30, 2023
Signals
8 dated events
- Mercer Investment Solutions Llc reported succeeding to the business of Secor Investment Management, Lp (Form ADV Item 4)Jun 12, 2026 · Succession (Item 4) · fact
- Mercer Investment Solutions Llc reported RAUM $2.1B, down 33% from $3.1B (2023-03-30 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- Matt Gillis (Head Of Infrastructure) appeared on Schedule A of Mercer Investment Solutions LlcMar 25, 2024 · Control person joined · fact
- Dawn Drakeford (Director Of Finance) appeared on Schedule A of Mercer Investment Solutions LlcMar 25, 2024 · Control person joined · fact
- Mercer Investment Solutions Llc reported RAUM $3.1B, up 98% from $1.5B (2023-01-24 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Pinar Saide Ilgar (Chief Financial Officer) no longer on Schedule A of Mercer Investment Solutions Llc (listed 2022-04-29, absent 2023-01-24)Jan 24, 2023 · Control person left · inference
- Mercer Investment Solutions Llc reported RAUM $984.0M, down 29% from $1.4B (2018-03-29 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Mercer Investment Solutions Llc reported RAUM $1.4B, down 95% from $26.1B (2017-09-29 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/SECOR-ASSET-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- SECOR-AM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (212) 345-7000reportedpublic record, Form ADV, Jun 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026