DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

E•••••• I••••••••• N•••• A•••••• L•••

Former SEC-registered adviserMiami, FloridaCRD 313007SEC 801-122777IAPD
Latest filing Mar 30, 2023
First filing on the tape Oct 29, 2021 · 5 filings
RAUM
$199M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$199M as of Mar 30, 2023
Mar 30, 2022$121M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2023
Mar 30, 20220 then
Employees (5.A)9 as of Mar 30, 2023
Mar 30, 20223 then
Private funds: no history
RAUM +65% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$199MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+65%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$199M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••••• A••••• P•••••• · Chief Investment Officercontrol
        since 04/2022 · owns less than 5%
      • C•••••••• H•••• B••••••• · Chief Executive Officercontrol
        since 04/2022 · owns less than 5%
      • M••••••• M••• P••• · Chief Compliance Officercontrol
        since 01/2021 · owns less than 5%
      • S••••• J•••••••• C•••••• · Deputy Chief Executive Officercontrol
        since 01/2021 · owns less than 5%
      Entity owners
      • E•••••• N•••• A•••••• H••••• L•• · General Partner
        direct · owns 75% or more
      • E•••••• H••••••• L••• · Shareholder
        indirect · owns 75% or more of E•••••• N•••• A•••••• H••••• L••
      • P••• B•••• L••• · Shareholder
        indirect · owns 75% or more of E•••••• H••••••• L•••
      • P••• C••••• H••••• L••• · Shareholder
        indirect · owns 75% or more of P••• T•••• L•••
      • P••• T•••• L••• · Shareholder
        indirect · owns 75% or more of P••• B•••• L•••
      • T••••••• F•••••••• G•••• L•••••• · Shareholder
        indirect · owns 75% or more of T•• A•••• M••••••••• T•••• L•••
      • T••••••• F•••••••• G•••• L•••••• · Shareholder
        indirect · owns 75% or more of T•• A•••• M••••••••• G• L•••
      • T•• A•••• M••••••••• G• L••• · General Partner
        indirect · owns F of T•• A•••• M••••••••• L•••
      • T•• A•••• M••••••••• L••• · Shareholder
        indirect · owns 75% or more of P••• C••••• H••••• L•••
      • T•• A•••• M••••••••• T•••• L••• · L•••••• Partner
        indirect · owns 75% or more of T•• A•••• M••••••••• L•••
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 3 to 8
        Aug 9, 2022 to Mar 30, 2023
      • Employees · 3 to 9
        Aug 9, 2022 to Mar 30, 2023
      • Discretionary RAUM · $121M to $199M
        Aug 9, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $121M to $199M
        Aug 9, 2022 to Mar 30, 2023
      • RAUM · $121M to $199M
        Aug 9, 2022 to Mar 30, 2023
      • Accounts · 0 to 1
        Oct 29, 2021 to Mar 30, 2022
      • Advisory employees · 5 to 3
        Oct 29, 2021 to Mar 30, 2022
      • Business name · E•••••• I••••••••• M•••••• L• to E•••••• I••••••••• N•••• A•••••• L•••
        Oct 29, 2021 to Mar 30, 2022
      • Pooled vehicle clients · unset to 1.0
        Oct 29, 2021 to Mar 30, 2022
      • Employees · 5 to 3
        Oct 29, 2021 to Mar 30, 2022
      • Legal name · E•••••• I••••••••• M•••••• L• to E•••••• I••••••••• N•••• A•••••• L•••
        Oct 29, 2021 to Mar 30, 2022
      • Discretionary RAUM · $0 to $121M
        Oct 29, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · unset to 121000000.0
        Oct 29, 2021 to Mar 30, 2022
      • RAUM · $0 to $121M
        Oct 29, 2021 to Mar 30, 2022
      Signals
      5 dated events
      • B••••• L•••••• B••••• (Chief Operating Officer) no longer on Schedule A of E•••••• I••••••••• N•••• A•••••• L••• (listed 2022-05-05, absent 2022-08-09)
        Aug 9, 2022 · Control person left · inference
      • Barnabas Hugh Crossley (Chief Executive Officer) appeared on Schedule A of E•••••• I••••••••• N•••• A•••••• L•••
        May 5, 2022 · Control person joined · fact
      • Prakash Achal Bhuwania (Chief Investment Officer) appeared on Schedule A of E•••••• I••••••••• N•••• A•••••• L•••
        May 5, 2022 · Control person joined · fact
      • H•••••• K••• R••••••• (Chief Executive Officer And Chief Investment Officer) no longer on Schedule A of E•••••• I••••••••• N•••• A•••••• L••• (listed 2022-03-30, absent 2022-05-05)
        May 5, 2022 · Control person left · inference
      • E•••••• I••••••••• M•••••• L• filed its initial SEC registration (Form ADV)
        Oct 29, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026