DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Religare Global Asset Management, Inc.

Former SEC-registered adviserNew York, New YorkCRD 156864SEC 801-72218IAPD
Latest filing Jun 22, 2016
First filing on the tape Mar 30, 2012 · 9 filings
RAUM
$302M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$302M as of Mar 23, 2016
Mar 30, 2012$250M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 23, 2016
Mar 30, 20120 then
Employees (5.A)1 as of Mar 23, 2016
Mar 28, 20132 then
Private funds: no history
RAUM +5.2% over the last fiscal year+1.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 22, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$302MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+5.2%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Nmn Ashraf Ali · Chief Compliance Officercontrol
        since 06/2016 · owns less than 5%
      • Kumar Sunil Garg · Directorcontrol
        since 06/2016 · owns less than 5%
      • Nmn Rosario Manco · Director / Vice President / Secretary /Treasurercontrol
        since 10/2013 · owns less than 5%
      • Nmn Ravi Mehrotra · Directorcontrol
        since 08/2011 · owns less than 5%
      • Nmn Anil Saxena · Chairman Of The Boardcontrol
        since 06/2016 · owns less than 5%
      • Mohan Malvinder Singh · Shareholdercontrol
        since 01/2005 · owns 25% to 50% of Religare Enterprises Limited
      • Mohan Shivinder Singh · Shareholdercontrol
        since 01/2005 · owns 25% to 50% of Religare Enterprises Limited
      • Shivinder Aditi Singh · Shareholder
        since 07/2006 · owns 25% to 50% of Religare Enterprises Limited
      • Malvinder Japna Singh · Shareholder
        since 07/2006 · owns 25% to 50% of Religare Enterprises Limited
      Entity owners
      • Rgam Investment Advisers Private Limited · Shareholder
        direct · owns 75% or more
      • Religare Enterprises Limited · Shareholder
        indirect · owns 75% or more of Rgam Investment Advisers Private Limited
      Related persons
      Schedule D 7.A
      • Investment Professionals, Ltd. (Ipro)
        investment advisern
      • Landmark Equity Advisors LLC
        investment adviserpooled vehicle sponsoryRAUM $19B
      • Landmark Partners LLC
        investment adviserpooled vehicle sponsory
      • Landmark Realty Advisors LLC
        investment adviserpooled vehicle sponsoryRAUM $6.9B
      • Ngm, L.L.C.
        investment adviserpooled vehicle sponsory
      • Northgate Capital, L.P.
        investment adviserpooled vehicle sponsoryRAUM $2.9B
      • Northgate Capital, LLC
        investment adviserpooled vehicle sponsory
      • Northgate Mexico S. De R.L. De C.V.
        investment advisery
      • Rgam Investment Advisers Private Limited
        investment adviserpooled vehicle sponsory
      Advisers that list Religare Global Asset Management, Inc. as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Non-discretionary RAUM · $287M to $302M
        Mar 31, 2015 to Mar 23, 2016
      • RAUM · $287M to $302M
        Mar 31, 2015 to Mar 23, 2016
      • Advisory employees · 2 to 1
        Mar 28, 2013 to Nov 7, 2013
      • Employees · 2 to 1
        Mar 28, 2013 to Nov 7, 2013
      • Advisory employees · unset to 2.0
        Mar 30, 2012 to Mar 28, 2013
      • Employees · unset to 2.0
        Mar 30, 2012 to Mar 28, 2013
      • Non-discretionary RAUM · $250M to $287M
        Mar 30, 2012 to Mar 28, 2013
      • RAUM · $250M to $287M
        Mar 30, 2012 to Mar 28, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026