DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Landmark Equity Advisors LLC

Former SEC-registered adviserSimsbury, ConnecticutCRD 108543SEC 801-55668IAPD
Latest filing Aug 23, 2022
First filing on the tape Mar 30, 2012 · 34 filings
RAUM
$19B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
65
54 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
43
$19B gross assets
History
34 filings and snapshots on the tape
RAUM$19B as of Mar 31, 2022
Mar 30, 2012$3.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 31, 2022
Apr 1, 20130 then
Employees (5.A)65 as of Mar 31, 2022
Apr 1, 201348 then
Private funds43 as of Mar 31, 2022
Mar 30, 201229 then
RAUM +26% over the last fiscal year+11% a year over threeIARs 3 to 3offices 4 to 6
Practice profile
derived from the filing of Aug 23, 2022; every figure names its basis
RAUM per advisor
$6.3BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$421MderivedRAUM over accounts (5.F.2.f)
Discretionary
95%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
21.7derivedItem 5.A over advisors
Advisors per office
0.4derived7 offices incl. principal (1.F.5)
RAUM growth, one year
+26%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$19B, 44 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$19B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
45reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$19B for 44 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      32 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Tcl Aventura, L.P.no longer reportedPrivate Equity Fund$278M2Mar 30, 2012
      Laf IV Colony, L.P.no longer reportedPrivate Equity Fund$235M1Mar 30, 2012
      Landmark Pacific Partners Offshore 17a, L.P.no longer reportedPrivate Equity Fund$180M1Mar 29, 2018
      Landmark Pacific Partners Offshore 19c, L.P.no longer reportedPrivate Equity Fund$167M1Mar 27, 2020
      Landmark Acquisition Fund, LLCno longer reportedPrivate Equity Fund$164M3Mar 30, 2012
      Landmark Pacific Partners Offshore 18b, L.P.no longer reportedPrivate Equity Fund$161M1Mar 28, 2019
      Landmark Acquisition Fund III, L.P.no longer reportedPrivate Equity Fund$152M2Mar 30, 2012
      Landmark Acquisition Fund II, LLCno longer reportedPrivate Equity Fund$150M3Mar 30, 2012
      Ncl Investments II, L.P., Solely In Respect Of Its Pe Overflow Seriesno longer reportedPrivate Equity Fund$139M1Mar 27, 2020
      Landmark Equity Partners Xv Offshore, L.P.no longer reportedPrivate Equity Fund$133M18Mar 31, 2015
      Landmark Acquisition Fund V, L.P.no longer reportedPrivate Equity Fund$130M2Mar 30, 2012
      Lpaf I, LLCno longer reportedPrivate Equity Fund$58.1M7Mar 30, 2012
      Landmark Infrastructure Partners II Offshore, L.P.no longer reportedOther Private Fund$29.3M16Mar 27, 2020
      Landmark Equity Partners Xvi Offshore, L.P.no longer reportedPrivate Equity Fund$28.2M40Mar 31, 2017
      Landmark Equity Partners Xvi Offshore Co-Investment Fund, L.P.no longer reportedPrivate Equity Fund$28.2M1Mar 28, 2019
      Landmark Equity Partners X, L.P.no longer reportedPrivate Equity Fund$19.5M37Mar 30, 2012
      Win 4 Holdings, LLCno longer reportedPrivate Equity Fund$13.8M6Mar 30, 2012
      Landmark Secondary Partners Ix, L.P.no longer reportedPrivate Equity Fund$11.9M62Mar 30, 2012
      Landmark Primary Partners, L.P.no longer reportedPrivate Equity Fund$11.8M19Mar 30, 2012
      Landmark Equity Partners Xiv Offshore, L.P.no longer reportedPrivate Equity Fund$11.1M10Mar 30, 2012
      Landmark Acquisition Korea, LLCno longer reportedPrivate Equity Fund$8.4M1Mar 30, 2012
      Landmark Primary Partners Ix, L.P.no longer reportedPrivate Equity Fund$7.8M32Mar 30, 2012
      Landmark Opportunity Fund, L.P.no longer reportedPrivate Equity Fund$5.9M44Mar 30, 2012
      Landmark Secondary Partners, L.P.no longer reportedPrivate Equity Fund$5.5M34Mar 30, 2012
      Landmark Iam Partnership X, L.P.no longer reportedPrivate Equity Fund$4.4M1Mar 30, 2012
      Lep-X/L-Iamno longer reportedPrivate Equity Fund$3.5M2Mar 30, 2012
      Win III Portfolio Holdings, LLCno longer reportedPrivate Equity Fund$2.3M3Mar 30, 2012
      Landmark Equity Partners Xii, L.P.no longer reportedPrivate Equity Fund$1.4M21Mar 30, 2012
      Landmark Equity Partners Xi, L.P.no longer reportedPrivate Equity Fund$945,53142Mar 30, 2012
      Landmark Equity Partners Xvii Offshore, L.P.no longer reportedPrivate Equity Fund$533,4533Mar 30, 2021
      Landmark Iam Partnership Xi, L.P.no longer reportedPrivate Equity Fund$457,6361Mar 30, 2012
      Landmark X Canada, Co.no longer reportedPrivate Equity Fund$74,8912Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Steven Chad Alfeld · Vice President, Partnercontrol
        since 01/2004 · owns less than 5%
      • Lopes Francisco Borges · Co-Head, Secondaries & Partnercontrol
        since 06/2021 · owns less than 5%
      • Leonard Timothy Haviland · Co-Head, Secondaries & Partnercontrol
        since 06/2021 · owns less than 5%
      • Goldsmith Miriam Krieger · Chief Compliance Officercontrol
        since 06/2021 · owns less than 5%
      • Patrick James Mcconnell · Vice President, Partnercontrol
        since 06/1998 · owns less than 5%
      • Mark Barry Miller · Vice President, Partnercontrol
        since 06/2013 · owns less than 5%
      • Sera Naseem Sagati Aghili · General Counsel And Secretarycontrol
        since 06/2021 · owns less than 5%
      • Jacobs Robert Shanfield · Vice President, Partnercontrol
        since 07/1998 · owns less than 5%
      • Emilia Clementina Stpierre · Vice President, Chief Administrative Officer, Secondaries & Partnercontrol
        since 06/2021 · owns less than 5%
      • Peter Antony Ressler · Limited Partnercontrol
        since 01/2002 · owns 25% to 50% of Ares Owners Holdings L.P.
      • Cecilia Antoinette Lazarus · Managing Director, Head Of Secondaries Compliance
        since 06/2021 · owns less than 5%
      Entity owners
      • Landmark Partners LLC · Member
        direct · owns 75% or more
      • Ares Holdco LLC · General Partner
        indirect · owns F of Ares Management Holdings L.P.
      • Ares Holdco LLC · General Partner
        indirect · owns 25% to 50% of Ares Holdings L.P.
      • Ares Holdings L.P. · Limited Partner
        indirect · owns 75% or more of Ares Management Holdings L.P.
      • Ares Management Corporation · Member
        indirect · owns 75% or more of Ares Holdco LLC · public reporting company
      • Ares Management Holdings L.P. · Member
        indirect · owns 75% or more of Ares Management LLC
      • Ares Management LLC · Member
        indirect · owns 75% or more of Landmark Partners LLC
      • Ares Owners Holdings L.P. · Limited Partner
        indirect · owns 50% to 75% of Ares Holdings L.P.
      • Ares Partners Holdco LLC · General Partner
        indirect · owns F of Ares Owners Holdings L.P.
      Related persons
      Schedule D 7.A
      • Ace III Gp (Scotland) Llp
        pooled vehicle sponsorn
      • Acip Investment Management LLC
        investment adviserbankpooled vehicle sponsorn
      • Aclof III Gp LLC
        pooled vehicle sponsorn
      • Acof Asia Management, L.P.
        pooled vehicle sponsorn
      • Acof Investment Management, LLC
        investment adviserbankn
      • Acof IV Atd Co-Invest Management, LLC
        pooled vehicle sponsorn
      • Acof Management II, L.P.
        pooled vehicle sponsorn
      • Acof Management III, L.P.
        pooled vehicle sponsorn
      • Acof Management IV, L.P.
        pooled vehicle sponsorn
      • Acof Management V, L.P.
        pooled vehicle sponsorn
      • Acof Management Vi Gp LLC
        pooled vehicle sponsorn
      • Acof Management Vi, L.P.
        pooled vehicle sponsorn
      • Acof Management, L.P.
        pooled vehicle sponsorn
      • Acof Operating Manager II, L.P.
        investment advisern
      • Acof Operating Manager III, LLC
        investment adviserbankn
      • Acof Operating Manager IV, LLC
        investment adviserbankn
      • Acof Operating Manager, L.P.
        investment adviserbankn
      • Adrex Advisor LLC
        investment advisern
      • Aeif Kleen Gp, LLC
        pooled vehicle sponsorn
      • Aeif Linden Gp, LLC
        pooled vehicle sponsorn
      • Aeof Management Gp LLC
        pooled vehicle sponsorn
      • Aeof Management, L.P.
        pooled vehicle sponsorn
      • Aepep (Scotland) Gp II, Llp
        pooled vehicle sponsorn
      • Aepep Gp II, LLC
        pooled vehicle sponsorn
      • Aepep II N Gp, L.P.
        pooled vehicle sponsorn
      • Aepep III N Strategic Co-Invest Gp, L.P.
        pooled vehicle sponsorn
      • Aevf Management Gp LLC
        pooled vehicle sponsorn
      • Aevf Management LP
        pooled vehicle sponsorn
      • Airex Advisor LLC
        investment advisern
      • Ambition Gp LLC
        pooled vehicle sponsorn
      Advisers that list Landmark Equity Advisors LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY28 employees
      • Boston, MA6 employees
      • Dallas, TX4 employees
      • Palm Beach Gardens, FL4 employees
      • Atlanta, GA1 employees
      • London, United Kingdom1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 44 to 45
        Jul 2, 2021 to Mar 31, 2022
      • Advisory employees · 65 to 54
        Jul 2, 2021 to Mar 31, 2022
      • BD registered reps · 0 to 3
        Jul 2, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 44 to 45
        Jul 2, 2021 to Mar 31, 2022
      • Assets in custody · $15B to $19B
        Jul 2, 2021 to Mar 31, 2022
      • Employees · 131 to 65
        Jul 2, 2021 to Mar 31, 2022
      • Other offices · 4 to 6
        Jul 2, 2021 to Mar 31, 2022
      • Private funds · 41 to 43
        Jul 2, 2021 to Mar 31, 2022
      • Discretionary RAUM · $14B to $18B
        Jul 2, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $879M to $1.0B
        Jul 2, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $15B to $19B
        Jul 2, 2021 to Mar 31, 2022
      • RAUM · $15B to $19B
        Jul 2, 2021 to Mar 31, 2022
      • Advisory activities · 2 to 1
        Apr 12, 2021 to Jul 2, 2021
      • Related broker-dealer · false to true
        Apr 12, 2021 to Jul 2, 2021
      • Accounts · 45 to 44
        Jul 27, 2020 to Mar 30, 2021
      • Pooled vehicle clients · 45 to 44
        Jul 27, 2020 to Mar 30, 2021
      • Assets in custody · $14B to $15B
        Jul 27, 2020 to Mar 30, 2021
      • Employees · 120 to 131
        Jul 27, 2020 to Mar 30, 2021
      • Private funds · 42 to 41
        Jul 27, 2020 to Mar 30, 2021
      • Discretionary RAUM · $13B to $14B
        Jul 27, 2020 to Mar 30, 2021
      • Non-discretionary RAUM · $796M to $879M
        Jul 27, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $14B to $15B
        Jul 27, 2020 to Mar 30, 2021
      • RAUM · $14B to $15B
        Jul 27, 2020 to Mar 30, 2021
      • Related broker-dealer · true to false
        Jul 27, 2020 to Mar 30, 2021
      • Accounts · 37 to 45
        Sep 18, 2019 to Mar 27, 2020
      • Advisory employees · 61 to 65
        Sep 18, 2019 to Mar 27, 2020
      • Pooled vehicle clients · 37 to 45
        Sep 18, 2019 to Mar 27, 2020
      • Employees · 113 to 120
        Sep 18, 2019 to Mar 27, 2020
      • State-registered IARs · 1 to 3
        Sep 18, 2019 to Mar 27, 2020
      • Private funds · 34 to 42
        Sep 18, 2019 to Mar 27, 2020
      • Discretionary RAUM · $13B to $13B
        Sep 18, 2019 to Mar 27, 2020
      • Non-discretionary RAUM · $375M to $796M
        Sep 18, 2019 to Mar 27, 2020
      • Pooled vehicle RAUM · $14B to $14B
        Sep 18, 2019 to Mar 27, 2020
      • RAUM · $14B to $14B
        Sep 18, 2019 to Mar 27, 2020
      • Accounts · 29 to 37
        Dec 20, 2018 to Mar 28, 2019
      • Advisory employees · 55 to 61
        Dec 20, 2018 to Mar 28, 2019
      • Pooled vehicle clients · 29 to 37
        Dec 20, 2018 to Mar 28, 2019
      • Assets in custody · $10.0B to $14B
        Dec 20, 2018 to Mar 28, 2019
      • Employees · 101 to 113
        Dec 20, 2018 to Mar 28, 2019
      • Private funds · 27 to 34
        Dec 20, 2018 to Mar 28, 2019
      Signals
      7 dated events
      • Landmark Equity Advisors Llc reported RAUM $18.9B, up 26% from $15.0B (2021-07-02 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • Peter Antony Ressler (Limited Partner) appeared on Schedule A of Landmark Equity Advisors Llc
        Jul 2, 2021 · Control person joined · fact
      • Goldsmith Miriam Krieger (Chief Compliance Officer) appeared on Schedule A of Landmark Equity Advisors Llc
        Jul 2, 2021 · Control person joined · fact
      • Sera Naseem Sagati Aghili (General Counsel And Secretary) appeared on Schedule A of Landmark Equity Advisors Llc
        Jul 2, 2021 · Control person joined · fact
      • Hunter Ian Charles (Vice President, Partner) no longer on Schedule A of Landmark Equity Advisors Llc (listed 2019-08-06, absent 2019-09-18)
        Sep 18, 2019 · Control person left · inference
      • Landmark Equity Advisors Llc reported RAUM $13.7B, up 35% from $10.1B (2018-12-20 to 2019-03-28)
        Mar 28, 2019 · RAUM change · derived
      • Landmark Equity Advisors Llc reported RAUM $10.0B, up 41% from $7.1B (2017-08-02 to 2018-03-29)
        Mar 29, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026