DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Landmark Partners LLC

Former SEC-registered adviserSimsbury, ConnecticutCRD 156871SEC 801-72217IAPD
Latest filing Mar 31, 2022
First filing on the tape Mar 30, 2012 · 29 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
128
73 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 31, 2022
Mar 30, 20120 then
Employees (5.A)128 as of Mar 31, 2022
Apr 1, 201346 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 3 to 3offices 0 to 7
Practice profile
derived from the filing of Mar 31, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
42.7derivedItem 5.A over advisors
Advisors per office
0.4derived8 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Lopes Francisco Borges · Co-Head, Secondaries & Partnercontrol
        since 06/2021 · owns less than 5%
      • Leonard Timothy Haviland · Co-Head, Secondaries & Partnercontrol
        since 06/2021 · owns less than 5%
      • Goldsmith Miriam Krieger · Chief Compliance Officercontrol
        since 06/2021 · owns less than 5%
      • Sera Naseem Sagati Aghili · General Counsel And Secretarycontrol
        since 06/2021 · owns less than 5%
      • Emilia Clementina Stpierre · Vice President, Chief Administrative Officer, Secondaries & Partnercontrol
        since 06/2021 · owns less than 5%
      • Peter Antony Ressler · Limited Partnercontrol
        since 01/2002 · owns 25% to 50% of Ares Owners Holdings L.P.
      • Cecilia Antoinette Lazarus · Managing Director, Head Of Secondaries Compliance
        since 06/2021 · owns less than 5%
      Entity owners
      • Ares Management LLC · Member
        direct · owns 75% or more
      • Ares Holdco LLC · General Partner
        indirect · owns 25% to 50% of Ares Holdings L.P.
      • Ares Holdco LLC · General Partner
        indirect · owns F of Ares Management Holdings L.P.
      • Ares Holdings L.P. · Limited Partner
        indirect · owns 75% or more of Ares Management Holdings L.P.
      • Ares Management Corporation · Member
        indirect · owns 75% or more of Ares Holdco LLC · public reporting company
      • Ares Management Holdings L.P. · Member
        indirect · owns 75% or more of Ares Management LLC
      • Ares Owners Holdings L.P. · Limited Partner
        indirect · owns 50% to 75% of Ares Holdings L.P.
      • Ares Partners Holdco LLC · General Partner
        indirect · owns F of Ares Owners Holdings L.P.
      Related persons
      Schedule D 7.A
      • Ace III Gp (Scotland) Llp
        pooled vehicle sponsorn
      • Acip Investment Management LLC
        investment adviserbankpooled vehicle sponsorn
      • Aclof III Gp LLC
        pooled vehicle sponsorn
      • Acof Asia Management, L.P.
        pooled vehicle sponsorn
      • Acof Investment Management, LLC
        investment adviserbankn
      • Acof IV Atd Co-Invest Management, LLC
        pooled vehicle sponsorn
      • Acof Management II, L.P.
        pooled vehicle sponsorn
      • Acof Management III, L.P.
        pooled vehicle sponsorn
      • Acof Management IV, L.P.
        pooled vehicle sponsorn
      • Acof Management V, L.P.
        pooled vehicle sponsorn
      • Acof Management Vi Gp LLC
        pooled vehicle sponsorn
      • Acof Management Vi, L.P.
        pooled vehicle sponsorn
      • Acof Management, L.P.
        pooled vehicle sponsorn
      • Acof Operating Manager II, L.P.
        investment advisern
      • Acof Operating Manager III, LLC
        investment adviserbankn
      • Acof Operating Manager IV, LLC
        investment adviserbankn
      • Acof Operating Manager, L.P.
        investment adviserbankn
      • Adrex Advisors LLC
        investment advisern
      • Aeif Kleen Gp, LLC
        pooled vehicle sponsorn
      • Aeif Linden Gp, LLC
        pooled vehicle sponsorn
      • Aeof Management Gp LLC
        pooled vehicle sponsorn
      • Aeof Management, L.P.
        pooled vehicle sponsorn
      • Aepep (Scotland) Gp II, Llp
        pooled vehicle sponsorn
      • Aepep Gp II, LLC
        pooled vehicle sponsorn
      • Aepep II N Gp, L.P.
        pooled vehicle sponsorn
      • Aepep III N Strategic Co-Invest Gp, L.P.
        pooled vehicle sponsorn
      • Aevf Management Gp LLC
        pooled vehicle sponsorn
      • Aevf Management LP
        pooled vehicle sponsorn
      • Airex Advisor LLC
        investment advisern
      • Ambition Gp LLC
        pooled vehicle sponsorn
      Advisers that list Landmark Partners LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY29 employees
      • Boston, MA18 employees
      • London, United Kingdom6 employees
      • Dallas, TX5 employees
      • Palm Beach Gardens, FL4 employees
      • Atlanta, GA1 employees
      • Chicago, IL1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 65 to 73
        Jul 2, 2021 to Mar 31, 2022
      • BD registered reps · 0 to 4
        Jul 2, 2021 to Mar 31, 2022
      • Employees · 131 to 128
        Jul 2, 2021 to Mar 31, 2022
      • Other offices · 0 to 7
        Jul 2, 2021 to Mar 31, 2022
      • Related broker-dealer · false to true
        Apr 12, 2021 to Jul 2, 2021
      • Assets in custody · 0.0 to unset
        Oct 26, 2020 to Mar 30, 2021
      • Employees · 120 to 131
        Oct 26, 2020 to Mar 30, 2021
      • Related broker-dealer · true to false
        Oct 26, 2020 to Mar 30, 2021
      • Advisory employees · 61 to 65
        Sep 20, 2019 to Mar 27, 2020
      • Employees · 113 to 120
        Sep 20, 2019 to Mar 27, 2020
      • State-registered IARs · 1 to 3
        Sep 20, 2019 to Mar 27, 2020
      • Advisory employees · 55 to 61
        Feb 5, 2019 to Mar 28, 2019
      • Employees · 101 to 113
        Feb 5, 2019 to Mar 28, 2019
      • Advisory employees · 50 to 55
        Mar 27, 2017 to Mar 27, 2018
      • Employees · 86 to 101
        Mar 27, 2017 to Mar 27, 2018
      • State-registered IARs · 0 to 1
        Mar 27, 2017 to Mar 27, 2018
      • Other offices · unset to 0.0
        Mar 27, 2017 to Mar 27, 2018
      • Advisory employees · 49 to 50
        Nov 17, 2016 to Mar 27, 2017
      • Employees · 78 to 86
        Nov 17, 2016 to Mar 27, 2017
      • Related bank · false to true
        Jul 15, 2016 to Sep 20, 2016
      • Advisory employees · 41 to 49
        Mar 30, 2015 to Mar 30, 2016
      • Employees · 64 to 78
        Mar 30, 2015 to Mar 30, 2016
      • Advisory employees · 39 to 41
        Mar 24, 2014 to Mar 30, 2015
      • Employees · 60 to 64
        Mar 24, 2014 to Mar 30, 2015
      • Advisory employees · 30 to 39
        Apr 1, 2013 to Mar 24, 2014
      • Employees · 46 to 60
        Apr 1, 2013 to Mar 24, 2014
      • Advisory employees · unset to 30.0
        Mar 30, 2012 to Apr 1, 2013
      • Employees · unset to 46.0
        Mar 30, 2012 to Apr 1, 2013
      Signals
      18 dated events
      • Landmark Partners Llc reported 7 offices beyond its principal office, up from 0 (2021-07-02 to 2022-03-31)
        Mar 31, 2022 · Office count change · derived
      • Peter Antony Ressler (Limited Partner) appeared on Schedule A of Landmark Partners Llc
        Jul 2, 2021 · Control person joined · fact
      • Goldsmith Miriam Krieger (Chief Compliance Officer) appeared on Schedule A of Landmark Partners Llc
        Jul 2, 2021 · Control person joined · fact
      • Sera Naseem Sagati Aghili (General Counsel And Secretary) appeared on Schedule A of Landmark Partners Llc
        Jul 2, 2021 · Control person joined · fact
      • Singh Surender Rana (Manager) no longer on Schedule A of Landmark Partners Llc (listed 2021-04-12, absent 2021-07-02)
        Jul 2, 2021 · Control person left · inference
      • Noah Elie Sugarman (Manager) no longer on Schedule A of Landmark Partners Llc (listed 2021-04-12, absent 2021-07-02)
        Jul 2, 2021 · Control person left · inference
      • Jonathan Richard Hart (Manager) no longer on Schedule A of Landmark Partners Llc (listed 2021-04-12, absent 2021-07-02)
        Jul 2, 2021 · Control person left · inference
      • No Middle Name Guang Yang (Manager) no longer on Schedule A of Landmark Partners Llc (listed 2020-03-30, absent 2020-05-08)
        May 8, 2020 · Control person left · inference
      • Jean Francois Cohas (Manager) no longer on Schedule A of Landmark Partners Llc (listed 2020-03-30, absent 2020-05-08)
        May 8, 2020 · Control person left · inference
      • Noah Elie Sugarman (Manager) appeared on Schedule A of Landmark Partners Llc
        May 8, 2020 · Control person joined · fact
      • Jonathan Richard Hart (Manager) appeared on Schedule A of Landmark Partners Llc
        May 8, 2020 · Control person joined · fact
      • Kelly Meghan Driscoll (Manager) no longer on Schedule A of Landmark Partners Llc (listed 2019-09-20, absent 2020-03-27)
        Mar 27, 2020 · Control person left · inference
      • Jean Francois Cohas (Manager) appeared on Schedule A of Landmark Partners Llc
        Mar 27, 2020 · Control person joined · fact
      • Hunter Ian Charles (Vice President, Partner, Manager) no longer on Schedule A of Landmark Partners Llc (listed 2019-07-30, absent 2019-09-20)
        Sep 20, 2019 · Control person left · inference
      • John Aidan Riordan (Manager) no longer on Schedule A of Landmark Partners Llc (listed 2019-02-05, absent 2019-03-28)
        Mar 28, 2019 · Control person left · inference
      • S Surender Rana (Manager) appeared on Schedule A of Landmark Partners Llc
        Mar 28, 2019 · Control person joined · fact
      • Harold Stephen Belgrad (Manager) no longer on Schedule A of Landmark Partners Llc (listed 2018-04-10, absent 2019-02-05)
        Feb 5, 2019 · Control person left · inference
      • Guang Yang (Manager) appeared on Schedule A of Landmark Partners Llc
        Feb 5, 2019 · Control person joined · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026