DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Pinegrove Opportunity Partners LLC

Former SEC-registered adviserSan Francisco, CaliforniaCRD 328970SEC 801-129256websiteIAPD
Latest filing Sep 17, 2025
First filing on the tape Nov 22, 2023 · 5 filings
SEC status approved since Jan 2, 2024
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$1.2B as of Sep 17, 2025
Mar 28, 2025$1.2B then
HNW client RAUM$0 as of Sep 17, 2025
Mar 28, 2025$0 then
State-registered IARs (5.B.3)0 as of Sep 17, 2025
Mar 28, 20250 then
Employees (5.A)8 as of Sep 17, 2025
Mar 28, 20258 then
Private funds1 as of Sep 17, 2025
Mar 28, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 17, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.2BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.2B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Pinegrove Capital Partners I LPPrivate Equity Fund$804M22May 1, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • Bryon Keith Johnson · Board Member Of Pinegrove Management Holdco LLCcontrol
        since 04/2024 · owns less than 5%
      • Anthony Kevin Kelly · Board Member Of Pinegrove Management Holdco LLCcontrol
        since 04/2024 · owns less than 5%
      • Keith Brian Laibow · Ceo, Cco, Board Member Of Pinegrove Management Holdco LLCcontrol
        since 08/2023 · owns less than 5%
      • Anuj Ranjan · Board Member Of Pinegrove Management Holdco LLCcontrol
        since 04/2024 · owns less than 5%
      • Mark Srulowitz · Board Member Of Pinegrove Management Holdco LLCcontrol
        since 04/2024 · owns less than 5%
      • Robert Irwin Gross · Trusteecontrol
        since 11/2020 · owns F of Irwin R. Gross 2020 Irrevocable Trust
      • Robert Irwin Gross · Managercontrol
        since 11/2020 · owns F of Alsace Oneida, LLC
      • Andrews Betsy Johnson · Trusteecontrol
        since 12/2020 · owns F of Port Orford Trust
      • Jodi Michelle Wachs · Managercontrol
        since 11/2020 · owns F of Alsace Oneida, LLC
      • Jodi Michelle Wachs · Trusteecontrol
        since 11/2020 · owns F of Michelle J Wachs 2020 Irreovcable Trust
      Entity owners
      • Pinegrove Management Holdco LLC · Member And Manager
        direct · owns 75% or more
      • Alsace Oneida, LLC · Member
        indirect · owns 25% to 50% of Schf (Gpe), LLC
      • Brookfield Asset Management Ltd · Shareholder
        indirect · owns 25% to 50% of Brookfield Asset Management Ulc · public reporting company
      • Brookfield Asset Management Ulc · Shareholder
        indirect · owns 75% or more of Brookfield US Holdings Inc.
      • Brookfield Corporation · Shareholder
        indirect · owns 75% or more of Brookfield Asset Management Ulc · public reporting company
      • Brookfield Pcp Management Holdco LLC · Member
        indirect · owns 25% to 50% of Pinegrove Management Holdco LLC
      • Brookfield US Holdings Inc. · Shareholder
        indirect · owns 75% or more of Brookfield US Inc.
      • Brookfield US Inc. · Member
        indirect · owns 75% or more of Brookfield Pcp Management Holdco LLC
      • Montague Island LLC · Member
        indirect · owns 25% to 50% of Schf (Gpe), LLC
      • Port Orford Trust · Member
        indirect · owns 75% or more of Montague Island LLC
      • Schf (Gpe), LLC · General Partner
        indirect · owns F of Schf (M) Pv, L.P.
      • Schf (M) Pv, L.P. · Member
        indirect · owns 25% to 50% of Pinegrove Management Holdco LLC
      • Irwin R. Gross 2020 Irrevocable Trust · Member
        indirect · owns 25% to 50% of Alsace Oneida, LLC
      • Michelle J Wachs 2020 Irreovcable Trust · Member
        indirect · owns 25% to 50% of Alsace Oneida, LLC
      • Schf US, L.P. · Limited Partner
        indirect · owns 50% to 75% of Schf (M) Pv, L.P.
      Related persons
      Schedule D 7.A
      Advisers that list Pinegrove Opportunity Partners LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 7 to 8
        Dec 3, 2024 to Mar 28, 2025
      • Business name · PINEGROVE CAPITAL PARTNERS LLC to PINEGROVE OPPORTUNITY PARTNERS LLC
        Dec 3, 2024 to Mar 28, 2025
      • Employees · 7 to 8
        Dec 3, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Dec 3, 2024 to Mar 28, 2025
      • Legal name · PINEGROVE CAPITAL PARTNERS LLC to PINEGROVE OPPORTUNITY PARTNERS LLC
        Dec 3, 2024 to Mar 28, 2025
      • Discretionary RAUM · $804M to $1.2B
        Dec 3, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $804M to $1.2B
        Dec 3, 2024 to Mar 28, 2025
      • RAUM · $804M to $1.2B
        Dec 3, 2024 to Mar 28, 2025
      • HQ city · MENLO PARK to SAN FRANCISCO
        May 1, 2024 to Dec 3, 2024
      • Accounts · 0 to 1
        Nov 22, 2023 to May 1, 2024
      • Advisory employees · 5 to 7
        Nov 22, 2023 to May 1, 2024
      • Pooled vehicle clients · 0 to 1
        Nov 22, 2023 to May 1, 2024
      • Employees · 5 to 7
        Nov 22, 2023 to May 1, 2024
      • Private funds · unset to 1
        Nov 22, 2023 to May 1, 2024
      • Discretionary RAUM · $0 to $804M
        Nov 22, 2023 to May 1, 2024
      • Pooled vehicle RAUM · $0 to $804M
        Nov 22, 2023 to May 1, 2024
      • RAUM · $0 to $804M
        Nov 22, 2023 to May 1, 2024
      • Related adviser · false to true
        Nov 22, 2023 to May 1, 2024
      • Related bank · false to true
        Nov 22, 2023 to May 1, 2024
      • Related broker-dealer · false to true
        Nov 22, 2023 to May 1, 2024
      Signals
      10 dated events
      • Pinegrove Opportunity Partners Llc no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $1.2B)
        Jan 2, 2026 · Left the SEC roster · derived
      • Pinegrove Opportunity Partners Llc reported RAUM $1.2B, up 47% from $804.1M (2024-12-03 to 2025-03-28)
        Mar 28, 2025 · RAUM change · derived
      • Anuj Ranjan (Board Member Of Pinegrove Management Holdco Llc) appeared on Schedule A of Pinegrove Opportunity Partners Llc
        May 1, 2024 · Control person joined · fact
      • Mark Srulowitz (Board Member Of Pinegrove Management Holdco Llc) appeared on Schedule A of Pinegrove Opportunity Partners Llc
        May 1, 2024 · Control person joined · fact
      • Anthony Kevin Kelly (Board Member Of Pinegrove Management Holdco Llc) appeared on Schedule A of Pinegrove Opportunity Partners Llc
        May 1, 2024 · Control person joined · fact
      • Bryon Keith Johnson (Board Member Of Pinegrove Management Holdco Llc) appeared on Schedule A of Pinegrove Opportunity Partners Llc
        May 1, 2024 · Control person joined · fact
      • Jodi Michelle Wachs (Manager) appeared on Schedule A of Pinegrove Opportunity Partners Llc
        May 1, 2024 · Control person joined · fact
      • Robert Irwin Gross (Manager) appeared on Schedule A of Pinegrove Opportunity Partners Llc
        May 1, 2024 · Control person joined · fact
      • Andrews Betsy Johnson (Trustee) appeared on Schedule A of Pinegrove Opportunity Partners Llc
        May 1, 2024 · Control person joined · fact
      • Pinegrove Capital Partners Llc filed its initial SEC registration (Form ADV)
        Nov 22, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026