DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Seven Post Investment Office LP
Latest filing Mar 31, 2026
First filing on the tape Mar 29, 2012 · 29 filings
SEC status approved since May 26, 2011
RAUM
$9.6B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
43%
$4.1B individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$686M
derived; firm RAUM over IAPD count
Employees
22
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$9.6B as of Mar 31, 2026
Mar 29, 2012$2.8B then
HNW client RAUM$4.1B as of Mar 31, 2026
Mar 29, 2018$1.2B then
State-registered IARs (5.B.3)14 as of Mar 31, 2026
Mar 29, 20120 then
Employees (5.A)22 as of Mar 31, 2026
Apr 1, 201313 then
Private funds: no history
RAUM +15% over the last fiscal year+13% a year over threeIARs 14 to 14
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $686MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 4derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $88.5MderivedHNW RAUM over HNW clients
- Average account
- $38.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 14.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, educational seminars, otherreportedItem 5.G
- Custody
- $6.8B, 52 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$4.1B99%
- Individuals$12.4M0.3%
- Charitable organizations$10.4M0.3%
- Individual clients
- 7reported
- HNW clients
- 46reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 249reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.8B for 52 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.43 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ali Kevin Bastani | San Francisco, Ca | Sep 8, 2011 | 28 y | 0 |
| Brian Hanwei Lee | San Francisco, Ca | Sep 19, 2011 | 18 y | 0 |
| Charles Owen Tallant Wyman | San Francisco, Ca | Sep 19, 2011 | 30 y | 0 |
| Emily Ladd DuranCertified Financial Planner | San Francisco, Ca | Jan 2, 2018 | 17 y | 0 |
| Christopher Lynton Hurtado | San Francisco, Ca | Jun 27, 2018 | 11 y | 0 |
| Lizanina A Lucero | San Francisco, Ca | Feb 8, 2019 | 19 y | 1 |
| Evan Hanover Epstein | San Francisco, Ca | Jan 21, 2020 | 13 y | 0 |
| Kelsey Wiegmann Ellis | San Francisco, Ca | Apr 28, 2022 | 14 y | 1 |
| Ashley Nicole Monk | San Francisco, Ca | May 25, 2022 | 12 y | 2 |
| Justin Michael Brooks | San Francisco, Ca | Feb 29, 2024 | 26 y | 2 |
| Bruce Wellington Bligh | San Francisco, Ca | Jan 1, 2025 | 33 y | 0 |
| Eric Matthew AllbinCertified Financial Planner | San Francisco, Ca | Jan 1, 2025 | 24 y | 1 |
| Daniel Alford Fedder | San Francisco, Ca | Oct 27, 2025 | 11 y | 0 |
| Eldridge Fuller Gray | San Francisco, Ca | Jan 5, 2026 | 41 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Kellen Joseph Schmitz to The Caprock Group, LLCJan 6, 2021 · RIA to RIA
Joined, latest
- Eric Matthew Allbin from Osaic Fa, Inc.Jan 1, 2025 · Other
- Justin Michael Brooks from Ernst & Young Investment Advisers LlpFeb 29, 2024 · Other
- Ashley Nicole Monk from UBS Financial Services Inc.May 25, 2022 · Wirehouse to independent RIA
- Lizanina A Lucero from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 8, 2019 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Matthew Eric Allbin · Managing Directorcontrolsince 01/2019 · owns less than 5%
- Kevin Ali Bastani · Managing Directorcontrolsince 09/2011 · owns 10% to 25%
- Wellington Bruce Bligh · Managing Directorcontrolsince 09/2011 · owns 25% to 50%
- Fuller Eldridge Gray · Managing Directorcontrolsince 09/2011 · owns 50% to 75%
- Anne V Lesley Tepper · Chief Compliance Officer / General Counselcontrolsince 01/2021 · owns less than 5%
- Owen Tallant Charles Wyman · Managing Directorcontrolsince 01/2019 · owns less than 5%
- Kevin Ali Bastani · Managing Membercontrolsince 09/2011 · owns 50% to 75% of Blackoak Gp LLC
- Kevin Ali Bastani · Trusteecontrolsince 09/2020 · owns F of Ali Kevin Bastani And Shalini Lal Bastani As Co-Trustees Of The Old North Trust Dtd 11/1/2016
- Lal Shalini Bastani · Trusteecontrolsince 09/2020 · owns F of Ali Kevin Bastani And Shalini Lal Bastani As Co-Trustees Of The Old North Trust Dtd 11/1/2016
- Wellington Bruce Bligh · Trusteecontrolsince 01/2006 · owns F of Bligh Family Trust
- Ann Kelly Bligh · Trusteecontrolsince 01/2006 · owns F of Bligh, Bruce, Wellington And Bligh, Kelly, Ann As Co-Trustees Of Bligh Family Trust
- Fuller Eldridge Gray · General Partnercontrolsince 12/2012 · owns F of Sprocketcal Peck One LP
- Fuller Eldridge Gray · Managing Membercontrolsince 09/2011 · owns 50% to 75% of Blackoak Gp LLC
- Loft Kirsten Gray · General Partnercontrolsince 12/2012 · owns F of Sprocketcal Peck One LP
- Henry William Heuer · Managercontrolsince 01/2022 · owns F of William Henry Heuer As Manager Of The Bgt Investment Office LLC
- Owen Tallant Charles Wyman · Trusteecontrolsince 07/2004 · owns F of Charles And Megan Wyman Trust
- Pickett Megan Wyman · Trusteecontrolsince 07/2004 · owns F of Wyman, Charles, Owen Tallant And Wyman, Megan, Pickett As Co-Trustees Of Charles And Megan Wyman Trust
- Hanwei Brian Lee · Limited Partnersince 12/2012 · owns less than 5%
Entity owners
- Ali Kevin Bastani And Shalini Lal Bastani As Co-Trustees Of The Old North Trust Dtd 11/1/2016 · Limited Partnerdirect · owns 10% to 25%
- Bligh, Bruce, Wellington And Bligh, Kelly, Ann As Co-Trustees Of Bligh Family Trust · Limited Partnerdirect · owns 25% to 50%
- Gray, Eldridge, Fuller And Bastani, Ali, Kevin As · General Partnerdirect · owns less than 5%
- Gray, Eldridge, Fuller And Bastani, Ali, Kevin As Managing Members Of Blackoak, Gp LLC · General Partnerdirect · owns less than 5%
- Gray, Eldridge, Fuller And Gray, Kirsten, Loft As General Partners Of Sprocketcal Peck One, LP · Limited Partnerdirect · owns 25% to 50%
- Bruce Wellington Bligh As Manager Of The Bgt · Limited Partnerdirect · owns 10% to 25%
- William Henry Heuer As Manager Of The Bgt Investment Office LLC · Limited Partnerdirect · owns 10% to 25%
- Wyman, Charles, Owen Tallant And Wyman, Megan, Pickett As Co-Trustees Of Charles And Megan Wyman Trust · Limited Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Seven Post Trust Companyy
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 14 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 31, 2026GRAY, KIRSTEN, LOFT (GENERAL PARTNER) left Schedule A between the filings of 2024-03-25 and 2026-03-31peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 31, 2026BASTANI, SHALINI, LAL (TRUSTEE) left Schedule A between the filings of 2024-03-25 and 2026-03-31peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 31, 2026HEUER, WILLIAM, HENRY (MANAGER) left Schedule A between the filings of 2024-03-25 and 2026-03-31peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 31, 2026BLIGH, KELLY, ANN (TRUSTEE) left Schedule A between the filings of 2024-03-25 and 2026-03-31peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 31, 2026WYMAN, MEGAN, PICKETT (TRUSTEE) left Schedule A between the filings of 2024-03-25 and 2026-03-31peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 231 to 249Mar 25, 2025 to Mar 31, 2026
- Assets in custody · $5.9B to $6.8BMar 25, 2025 to Mar 31, 2026
- Employees · 21 to 22Mar 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $8.0B to $9.2BMar 25, 2025 to Mar 31, 2026
- HNW RAUM · $3.4B to $4.1BMar 25, 2025 to Mar 31, 2026
- Individual RAUM · $11.3M to $12.4MMar 25, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $385M to $377MMar 25, 2025 to Mar 31, 2026
- RAUM · $8.4B to $9.6BMar 25, 2025 to Mar 31, 2026
- Accounts · 215 to 231Mar 29, 2024 to Mar 25, 2025
- HNW clients · 45 to 46Mar 29, 2024 to Mar 25, 2025
- Assets in custody · $5.1B to $5.9BMar 29, 2024 to Mar 25, 2025
- Financial planning clients · 51-100 to 51-100Mar 29, 2024 to Mar 25, 2025
- Discretionary RAUM · $7.1B to $8.0BMar 29, 2024 to Mar 25, 2025
- HNW RAUM · $2.9B to $3.4BMar 29, 2024 to Mar 25, 2025
- Individual RAUM · $10.1M to $11.3MMar 29, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $343M to $385MMar 29, 2024 to Mar 25, 2025
- RAUM · $7.5B to $8.4BMar 29, 2024 to Mar 25, 2025
- Accounts · 212 to 215May 12, 2023 to Mar 25, 2024
- HNW clients · 46 to 45May 12, 2023 to Mar 25, 2024
- Individual clients · 5 to 7May 12, 2023 to Mar 25, 2024
- Pooled vehicle clients · 1.0 to unsetMay 12, 2023 to Mar 25, 2024
- Assets in custody · $4.6B to $5.1BMay 12, 2023 to Mar 25, 2024
- Discretionary RAUM · $6.4B to $7.1BMay 12, 2023 to Mar 25, 2024
- HNW RAUM · $2.9B to $2.9BMay 12, 2023 to Mar 25, 2024
- Individual RAUM · $6.0M to $10.1MMay 12, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $308M to $343MMay 12, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · 204459.0 to unsetMay 12, 2023 to Mar 25, 2024
- RAUM · $6.7B to $7.5BMay 12, 2023 to Mar 25, 2024
- Accounts · 183 to 212Mar 25, 2022 to Mar 29, 2023
- Advisory employees · 12 to 14Mar 25, 2022 to Mar 29, 2023
- HNW clients · 44 to 46Mar 25, 2022 to Mar 29, 2023
- Individual clients · unset to 5.0Mar 25, 2022 to Mar 29, 2023
- Assets in custody · $5.2B to $4.6BMar 25, 2022 to Mar 29, 2023
- Employees · 20 to 21Mar 25, 2022 to Mar 29, 2023
- State-registered IARs · 12 to 14Mar 25, 2022 to Mar 29, 2023
- Discretionary RAUM · $6.6B to $6.4BMar 25, 2022 to Mar 29, 2023
- HNW RAUM · $2.6B to $2.9BMar 25, 2022 to Mar 29, 2023
- Individual RAUM · $6.1M to $6.0MMar 25, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $304M to $308MMar 25, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $3.5M to $204,459Mar 25, 2022 to Mar 29, 2023
Signals
8 dated events
- Kelly Bligh (Trustee) no longer on Schedule A of Seven Post Investment Office Lp (listed 2023-03-29, absent 2023-05-12)May 12, 2023 · Control person left · inference
- Megan P Wyman (Trustee) no longer on Schedule A of Seven Post Investment Office Lp (listed 2023-03-29, absent 2023-05-12)May 12, 2023 · Control person left · inference
- Ann Kelly Bligh (Trustee) appeared on Schedule A of Seven Post Investment Office LpMay 12, 2023 · Control person joined · fact
- Pickett Megan Wyman (Trustee) appeared on Schedule A of Seven Post Investment Office LpMay 12, 2023 · Control person joined · fact
- Henry William Heuer (Manager) appeared on Schedule A of Seven Post Investment Office LpMar 25, 2022 · Control person joined · fact
- Ramin Bastani (Manager) no longer on Schedule A of Seven Post Investment Office Lp (listed 2021-03-30, absent 2022-03-25)Mar 25, 2022 · Control person left · inference
- Lal Shalini Bastani (Trustee) appeared on Schedule A of Seven Post Investment Office LpMar 30, 2021 · Control person joined · fact
- Anne V Lesley Tepper (Chief Compliance Officer / General Counsel) appeared on Schedule A of Seven Post Investment Office LpMar 11, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- inquiry@sevenpost.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 415-341-9300reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/seven-post-investment-office-lpreportedpublic record, Form ADV, Sep 17, 2026
- Website
- SEVENPOST.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (415) 341-9300reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $686Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026