DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Seven Post Investment Office LP
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ashley Nicole Monk | UBS Financial Services Inc. wirehouse | Seven Post Investment Office LP mixed wealth | Wirehouse to independent RIA | Mar 28, 2022 | May 25, 2022 (58 d) |
| Lizanina A Lucero | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Seven Post Investment Office LP mixed wealth | Wirehouse to independent RIA | Jan 28, 2019 | Feb 8, 2019 |
| Justin Michael Brooks | Ernst & Young Investment Advisers Llp no RAUM | Seven Post Investment Office LP mixed wealth | Other | Aug 23, 2007 | Feb 29, 2024 (6034 d) |
| Eric Matthew Allbin | Osaic Fa, Inc. other | Seven Post Investment Office LP mixed wealth | Other | Jul 24, 2006 | Jan 1, 2025 (6736 d) |
Page 1 of 1
4 moves match.