DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Napier Park Global Capital (US) LP
Latest filing May 13, 2026
First filing on the tape Jan 3, 2013 · 67 filings
SEC status approved since Jan 22, 2013
RAUM
$15B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
137
43 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
36
reported on Schedule D
History
67 filings and snapshots on the tape
RAUM$15B as of May 13, 2026
Apr 12, 2013$5.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 13, 2026
Apr 12, 20130 then
Employees (5.A)137 as of May 13, 2026
Apr 12, 201394 then
Private funds36 as of May 13, 2026
Apr 12, 201318 then
RAUM +7.0% over the last fiscal year+5.6% a year over threeIARs 0 to 0offices 1 to 3
Practice profile
derived from the filing of May 13, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $231MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$12B84%
- State and municipal entities$1.7B12%
- Pension and profit-sharing plans$573M3.9%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 63reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.84 institutional_share=0.16 related_bd=true related_bank=true bd_reps=7.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
54 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Napier Park Value Master Fund LLCno longer reported | Hedge Fund | $1.1B | 10 | Apr 2, 2012 |
| Regatta Xiv Funding Ltd. | Securitized Asset Fund | $672M | 1 | Mar 26, 2019 |
| Regatta Funding Xvi Ltdno longer reported | Securitized Asset Fund | $601M | 1 | Mar 23, 2021 |
| Regatta IV Funding Ltd.no longer reported | Securitized Asset Fund | $592M | 1 | Mar 13, 2015 |
| Regatta Funding Xv Ltd. | Securitized Asset Fund | $586M | 1 | Mar 26, 2019 |
| Regatta Xviii Funding Ltd. | Securitized Asset Fund | $552M | 1 | Mar 17, 2022 |
| Napier Park Deep Value Credit Master Fund II LP | Hedge Fund | $528M | 239 | Mar 17, 2022 |
| Regatta II Funding L.P. | Securitized Asset Fund | $524M | 1 | Apr 12, 2013 |
| Regatta Funding Xiii Ltd. | Securitized Asset Fund | $524M | 1 | Mar 26, 2019 |
| Napier Park Railcar Lease Fund LLC | Private Equity Fund | $516M | 46 | Mar 28, 2014 |
| Regatta Xxii Funding Ltd. | Securitized Asset Fund | $503M | 1 | Mar 29, 2023 |
| Regatta Xix Funding Ltd. | Securitized Asset Fund | $500M | 1 | Mar 29, 2023 |
| Regatta Xx Funding Ltd. | Securitized Asset Fund | $497M | 1 | Mar 17, 2022 |
| Regatta Xxiv Funding Ltd. | Securitized Asset Fund | $497M | 1 | Mar 17, 2022 |
| Regatta Xxiii Funding Ltd. | Securitized Asset Fund | $496M | 1 | Mar 17, 2022 |
| Regatta V Funding Ltd.no longer reported | Securitized Asset Fund | $495M | 1 | Mar 13, 2015 |
| Regatta Xxv Funding Ltd. | Securitized Asset Fund | $400M | 1 | Mar 27, 2024 |
| Regatta Xxvi Funding Ltd. | Securitized Asset Fund | $400M | 1 | Mar 27, 2024 |
| Regatta Xxi Funding Ltd. | Securitized Asset Fund | $398M | 1 | Mar 17, 2022 |
| Regatta Xvii Funding Ltd. | Securitized Asset Fund | $350M | 1 | Apr 16, 2021 |
| Np Railcar Holdings LLC | Private Equity Fund | $343M | 26 | Mar 28, 2016 |
| Napier Park Value Credit Master Fund I LP | Hedge Fund | $320M | 55 | Nov 4, 2024 |
| Napier Park Aircraft Leasing Rollover Fund I LLC | Private Equity Fund | $253M | 27 | Mar 20, 2018 |
| Napier Park Mortgage/Credit Opportunity Master Fund Ltd.no longer reported | Hedge Fund | $224M | 2 | Apr 2, 2012 |
| Napier Park Multi-Asset Fund I (Cayman) LP | Private Equity Fund | $216M | 9 | Mar 26, 2019 |
| Duane Street Clo III, Ltd.no longer reported | Securitized Asset Fund | $210M | 1 | Apr 2, 2012 |
| Napier Park Aircraft Leasing Vehicle I LLC | Private Equity Fund | $191M | 35 | Mar 13, 2015 |
| Napier Park Select Master Fund LP | Hedge Fund | $189M | 8 | Jun 18, 2014 |
| Napier Park Credit Strategies Ltdno longer reported | Hedge Fund | $169M | 6 | Apr 2, 2012 |
| Np Railcar Investments III LP | Private Equity Fund | $157M | 5 | Mar 26, 2019 |
| Regatta Funding Ltd.no longer reported | Securitized Asset Fund | $137M | 1 | Apr 2, 2012 |
| Napier Park Spe Partners I Master Fund Ltd.no longer reported | Hedge Fund | $132M | 9 | Aug 8, 2012 |
| Duane Street Clo II, Ltd.no longer reported | Securitized Asset Fund | $117M | 1 | Apr 2, 2012 |
| Napier Park Absolute Return Muni Strategy Offshore Master, L.P.no longer reported | Hedge Fund | $84.3M | 3 | Apr 2, 2012 |
| Napier Park Absolute Return Muni Strategy Portfoliono longer reported | Hedge Fund | $80.5M | 1 | Apr 2, 2012 |
| Duane Street Clo I, Ltd.no longer reported | Securitized Asset Fund | $79.0M | 1 | Apr 2, 2012 |
| Oc 537 Offhshore Erisa Fund Ltd.no longer reported | Hedge Fund | $76.9M | 9 | Oct 30, 2018 |
| Oc 537 Offshore Fund Ltd.no longer reported | Hedge Fund | $66.1M | 14 | Oct 30, 2018 |
| Napier Park Strategic Loan Fund (Cayman) LPno longer reported | Hedge Fund | $54.0M | 7 | May 1, 2017 |
| Sciens Group Alternative Strategies Pcc Limited - Emerald Epsilon Cellno longer reported | Hedge Fund | $43.5M | 1 | Feb 22, 2013 |
Owners and control persons
Schedule A and B, latest filing
- Louis Jonathan Dorfman · Co-Chief Executive Officercontrolsince 09/2012 · owns less than 5%
- Timothy Greatorex · Co-Presidentcontrolsince 06/2020 · owns less than 5%
- Michael James Obrien · Co-Chief Executive Officercontrolsince 09/2012 · owns less than 5%
- Sonia Plata · Chief Compliance Officercontrolsince 03/2013 · owns less than 5%
- Spyro Stathonikos · Chief Financial Officercontrolsince 08/2022 · owns less than 5%
- Lloyd Jeffrey Traum · General Counselcontrolsince 03/2015 · owns less than 5%
- Robert Michael Williams · Co-President And Chief Operating Officercontrolsince 09/2012 · owns less than 5%
- Teja Ignacio Dharma Jayanti · Sole Membercontrolsince 12/2006 · owns 75% or more of Vayu Investors LLC
- Teja Ignacio Dharma Jayanti · Membercontrolsince 12/2010 · owns 75% or more of Corsair Capital Group, Ltd.
Entity owners
- Napier Park Global Capital (US) Gp LLC · General Partnerdirect · owns less than 5%
- Napier Park Global Capital LLC · Limited Partnerdirect · owns 75% or more
- Bcp Cc Holdings Gp L.L.C. · General Partnerindirect · owns F of Bcp Cc Holdings L.P.
- Bcp Cc Holdings L.P. · Shareholderindirect · owns 50% to 75% of First Eagle Holdings, Inc.
- Blackstone Capital Partners Vi L.P. · Limited Partnerindirect · owns 25% to 50% of Bcp Cc Holdings L.P.
- Blackstone Capital Partners Vi L.P. · Memberindirect · owns 50% to 75% of Bcp Cc Holdings Gp L.L.C.
- Blackstone Holdings III Gp L.P. · General Partnerindirect · owns F of Blackstone Holdings III L.P.
- Blackstone Holdings III Gp Management L.L.C. · General Partnerindirect · owns F of Blackstone Holdings III L.P.
- Blackstone Holdings III L.P. · Managing Memberindirect · owns 50% to 75% of Bma Vi L.L.C.
- Blackstone Inc. · Sole Memberindirect · owns 75% or more of Blackstone Holdings III Gp Management L.L.C. · public reporting company
- Blackstone Management Associates Vi L.L.C. · General Partnerindirect · owns F of Blackstone Capital Partners Vi L.P.
- Bma Vi L.L.C. · Sole Memberindirect · owns 75% or more of Blackstone Management Associates Vi L.L.C.
- Corsair Capital Feeder. L.P. · Limited Partnerindirect · owns 75% or more of Corsair Capital, L.P.
- Corsair Capital Group, Ltd. · General Partnerindirect · owns F of Corsair Capital, L.P.
- Corsair Capital Group, Ltd. · General Partnerindirect · owns F of Corsair Capital Feeder. L.P.
- Corsair Capital LLC · General Partnerindirect · owns F of Corsair Partners Mentor Managment, L.P.
- Corsair Capital LLC · General Partnerindirect · owns F of Corsair IV Management L.P.
- Corsair Capital LLC · General Partnerindirect · owns F of Corsair Mentor Management L.P.
- Corsair Capital Partners Group, Ltd. · General Partnerindirect · owns F of Corsair Capital Partners, L.P.
- Corsair Capital Partners, L.P. · Limited Partnerindirect · owns 75% or more of Corsair IV Management L.P.
Related persons
Schedule D 7.A
- Blackstone Liquid Credit Advisors I LLCinvestment adviserbanknRAUM $52B
- Blackstone Management Partners L.L.C.investment adviserbankyRAUM $146B
- Corsair Advisors LLCbroker-dealern
- Corsair Investments, L.P.investment advisern
- Corsair Partners Mentor Management, Ltd.investment adviserpooled vehicle sponsorn
- Fef Distributors, LLCbroker-dealern
- First Eagle Alternative Credit Eu Moa, Ltd.pooled vehicle sponsory
- First Eagle Alternative Credit Eu, LLCinvestment advisery
- First Eagle Alternative Credit, LLCinvestment adviserbanknRAUM $13B
- First Eagle Clo Equity Fund Gp, LLCinvestment advisery
- First Eagle Direct Lending Fund I Gp LLCpooled vehicle sponsorn
- First Eagle Direct Lending Fund III (Cayman) Gp, Ltdinvestment advisery
- First Eagle Direct Lending Manager III, LLCinvestment advisery
- First Eagle Fund Gp, LLCinvestment adviserpooled vehicle sponsorn
- First Eagle Investment Management, LLCinvestment adviseryRAUM $136B
- First Eagle Separate Account Management, LLCinvestment advisernRAUM $908M
- Le Brevent Railcar Gp LLCinvestment adviserpooled vehicle sponsory
- Napier Park Abs Income Fund Gp Holdings LLCinvestment adviserpooled vehicle sponsory
- Napier Park Abs Income Fund Gp LPinvestment adviserpooled vehicle sponsory
- Napier Park Deep Value Fund II Gp LLCinvestment adviserpooled vehicle sponsory
- Napier Park Deep Value Fund III Gp LLCinvestment adviserpooled vehicle sponsory
- Napier Park Global Capital Gmbhinvestment advisery
- Napier Park Global Capital Ltdinvestment advisernRAUM $9.2B
- Napier Park Multi-Asset Fund I Gp LLCinvestment adviserpooled vehicle sponsory
- Napier Park Muni Gp LLCinvestment adviserpooled vehicle sponsory
- Napier Park Select Fund Gp Holdings LLCinvestment adviserpooled vehicle sponsory
- Napier Park Select Fund Gp LPinvestment adviserpooled vehicle sponsory
- Napier Park Strategic Clo Fund Gp Holdings LLCinvestment adviserpooled vehicle sponsory
- Napier Park Strategic Clo Fund Gp LPinvestment adviserpooled vehicle sponsory
- Napier Park Strategic Loan Fund Gp Holdings LLCinvestment adviserpooled vehicle sponsory
Advisers that list Napier Park Global Capital (US) LP as a related person
Offices
Schedule D 1.F, the 25 largest
- Coral Gables, FL
What changed
consecutive filings, newest first
- Advisory employees · 35 to 43Feb 25, 2026 to Mar 27, 2026
- Pooled vehicle clients · 53 to 54Feb 25, 2026 to Mar 27, 2026
- Employees · 92 to 137Feb 25, 2026 to Mar 27, 2026
- Other offices · 1 to 3Feb 25, 2026 to Mar 27, 2026
- Private funds · 34 to 36Feb 25, 2026 to Mar 27, 2026
- Discretionary RAUM · $14B to $15BFeb 25, 2026 to Mar 27, 2026
- Pension RAUM · $545M to $573MFeb 25, 2026 to Mar 27, 2026
- Pooled vehicle RAUM · $11B to $12BFeb 25, 2026 to Mar 27, 2026
- RAUM · $14B to $15BFeb 25, 2026 to Mar 27, 2026
- Private funds · 35 to 34Sep 16, 2025 to Feb 25, 2026
- Financial planning clients · 0 to 0Mar 28, 2025 to Sep 16, 2025
- Accounts · 55 to 63Feb 4, 2025 to Mar 28, 2025
- Advisory employees · 36 to 35Feb 4, 2025 to Mar 28, 2025
- Pooled vehicle clients · 46 to 53Feb 4, 2025 to Mar 28, 2025
- Employees · 96 to 92Feb 4, 2025 to Mar 28, 2025
- Private funds · 31 to 35Feb 4, 2025 to Mar 28, 2025
- Discretionary RAUM · $12B to $14BFeb 4, 2025 to Mar 28, 2025
- Pension RAUM · $598M to $545MFeb 4, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $9.1B to $11BFeb 4, 2025 to Mar 28, 2025
- RAUM · $12B to $14BFeb 4, 2025 to Mar 28, 2025
- Private funds · 30 to 31Jan 6, 2025 to Feb 4, 2025
- Organization form · Limited Liability Partnership to Limited PartnershipDec 19, 2024 to Jan 6, 2025
- Business name · NAPIER PARK GLOBAL CAPITAL LLC to NAPIER PARK GLOBAL CAPITAL (US) LPDec 6, 2024 to Dec 19, 2024
- Legal name · NAPIER PARK GLOBAL CAPITAL (US)LP to NAPIER PARK GLOBAL CAPITAL (US) LPDec 6, 2024 to Dec 19, 2024
- Private funds · 29 to 30Mar 27, 2024 to Nov 4, 2024
- Accounts · 68 to 55Aug 9, 2023 to Mar 27, 2024
- Advisory employees · 23 to 36Aug 9, 2023 to Mar 27, 2024
- BD registered reps · 4 to 7Aug 9, 2023 to Mar 27, 2024
- Pooled vehicle clients · 60 to 46Aug 9, 2023 to Mar 27, 2024
- Employees · 91 to 96Aug 9, 2023 to Mar 27, 2024
- Private funds · 26 to 29Aug 9, 2023 to Mar 27, 2024
- Discretionary RAUM · $12B to $12BAug 9, 2023 to Mar 27, 2024
- Pension RAUM · $614M to $598MAug 9, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $9.1B to $9.1BAug 9, 2023 to Mar 27, 2024
- RAUM · $12B to $12BAug 9, 2023 to Mar 27, 2024
- Private funds · 27 to 26Jul 12, 2023 to Aug 9, 2023
- Accounts · 47 to 68Sep 22, 2022 to Mar 29, 2023
- Advisory employees · 22 to 23Sep 22, 2022 to Mar 29, 2023
- BD registered reps · 0 to 4Sep 22, 2022 to Mar 29, 2023
- Pooled vehicle clients · 39 to 60Sep 22, 2022 to Mar 29, 2023
Signals
6 dated events
- Spyro Stathonikos (Chief Financial Officer) appeared on Schedule A of Napier Park Global Capital (Us) LpNov 8, 2024 · Control person joined · fact
- Teja Ignacio Dharma Jayanti (Sole Member) appeared on Schedule A of Napier Park Global Capital (Us) LpAug 29, 2022 · Control person joined · fact
- Timothy Greatorex (Co-President) appeared on Schedule A of Napier Park Global Capital (Us) LpSep 29, 2020 · Control person joined · fact
- Napier Park Global Capital (Us) Lp reported RAUM $8.9B, up 36% from $6.6B (2018-10-30 to 2019-03-26)Mar 26, 2019 · RAUM change · derived
- Napier Park Global Capital Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)May 9, 2014 · Succession (Item 4) · fact
- Napier Park Capital Management Llc filed its initial SEC registration (Form ADV)Jan 3, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Napier Park Global Capital (US) LP · Independent Sponsorsshared crd · capital_provider
- Napier Park Global Capital (US) LP · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/napier-park-globalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- NAPIERPARKGLOBAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-235-0717reportedpublic record, Form ADV, May 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026