DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

First Eagle Investment Management, LLC

Asset manager (funds and pooled vehicles)New York, New YorkCRD 108260SEC 801-50659websiteIAPD
Latest filing Aug 3, 2026
First filing on the tape Mar 30, 2012 · 47 filings
SEC status approved since Dec 12, 1995
RAUM
$136B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
392
46 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
6
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$136B as of Aug 3, 2026
Mar 30, 2012$66B then
HNW client RAUM$5.8M as of Mar 29, 2019
Mar 29, 2018$6.8M then
State-registered IARs (5.B.3)0 as of Aug 3, 2026
Mar 30, 20120 then
Employees (5.A)392 as of Aug 3, 2026
Mar 7, 2013165 then
Private funds6 as of Aug 3, 2026
Mar 30, 201216 then
RAUM +34% over the last fiscal year+18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$3.1BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
6.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived7 offices incl. principal (1.F.5)
RAUM growth, one year
+34%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
Custody
$3.6B, 6 clientsreportedItem 9.A
Ownership
a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$110B81%
  • Pooled investment vehicles$18B13%
  • Sovereign wealth funds$6.2B4.5%
  • Pension and profit-sharing plans$1.4B1.0%
  • State and municipal entities$869M0.6%
  • Insurance companies$107M0.1%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
3reported
Charitable clients
n/areported
Accounts
44reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$3.6B for 6 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.94 institutional_share=0.06 related_bd=true related_bank=true bd_reps=148.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      20 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      First Eagle International Value Fund, LPOther Private Fund$1.5B45Mar 30, 2012
      First Eagle Global Value Fund, LPOther Private Fund$675M39Mar 30, 2012
      First Eagle Global Equity Master Fund, LPOther Private Fund$565M24Mar 30, 2020
      First Eagle International Equity Fund, LPOther Private Fund$459M4Mar 30, 2020
      First Eagle Goodhope International Ltd.no longer reportedHedge Fund$382M57Mar 30, 2012
      First Eagle Institutional Gold Fund, LPOther Private Fund$238M26Mar 31, 2022
      Iolaire Investors Limited Partnershipno longer reportedHedge Fund$210M25Mar 30, 2012
      Sofire Fund Ltd.no longer reportedHedge Fund$209M54Mar 30, 2012
      First Eagle US Opportunities Fundno longer reportedOther Private Fund$204M15Mar 30, 2012
      First Eagle Multi-Asset Absolute Return Fund (Qp), LPno longer reportedHedge Fund$160M8Mar 3, 2014
      First Eagle World Opportunities Fund LPno longer reportedOther Private Fund$157M35Mar 30, 2016
      Aetos Corporationno longer reportedHedge Fund$102M37Mar 30, 2012
      First Eagle US Small Cap Opportunity Fund LPOther Private Fund$91.3M6Mar 31, 2022
      First Eagle Goodhope Partners L.P.no longer reportedHedge Fund$61.5M45Mar 30, 2012
      First Eagle Tail Hedge Fund (Qp), LPno longer reportedHedge Fund$55.6M6Mar 3, 2014
      First Eagle International Small Cap Value Fund LPno longer reportedOther Private Fund$46.6M17Mar 27, 2015
      First Eagle High Yield Fund, LPno longer reportedOther Private Fund$23.8M4Mar 31, 2014
      New Eagle Holdings LLCno longer reportedHedge Fund$6.3M61Mar 30, 2012
      First Eagle Value Realization Fund L.P.no longer reportedHedge Fund$6.0M6Mar 30, 2012
      Absolute Eagles Fund LLCno longer reportedHedge Fund$3.6M5Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Melanie Dow · Chief Administrative Officercontrol
        since 07/2019 · owns less than 5%
      • Adam Seth Gelman · Chief Compliance Officercontrol
        since 03/2023 · owns less than 5%
      • Asif Mehdi Mahmud · President, Chief Executive Officercontrol
        since 03/2016 · owns less than 5%
      • Michael Brian Margulies · Chief Financial Officercontrol
        since 01/2020 · owns less than 5%
      • Paul David O'Connor · General Counselcontrol
        since 01/2017 · owns less than 5%
      • Teja Ignacio Dharma Jayanti · Sole Membercontrol
        since 12/2006 · owns 75% or more of Vayu Investors LLC
      • Teja Ignacio Dharma Jayanti · Membercontrol
        since 12/2010 · owns 50% to 75% of Corsair Capital Group, Ltd.
      • B Matthew Mclennan · Member
        since 01/2013 · owns 25% to 50% of Feim Employee Partners, LLC
      Entity owners
      • First Eagle Holdings, Inc. · Managing Member And Parent Company
        direct · owns 75% or more
      • Bcp Cc Holdings Gp L.L.C. · General Partner
        indirect · owns F of Bcp Cc Holdings L.P.
      • Bcp Cc Holdings L.P. · Shareholder
        indirect · owns 50% to 75% of First Eagle Holdings, Inc.
      • Blackstone Capital Partners Vi L.P. · Limited Partner
        indirect · owns 25% to 50% of Bcp Cc Holdings L.P.
      • Blackstone Capital Partners Vi L.P. · Member
        indirect · owns 50% to 75% of Bcp Cc Holdings Gp L.L.C.
      • Blackstone Holdings III Gp L.P. · General Partner
        indirect · owns F of Blackstone Holdings III L.P.
      • Blackstone Holdings III Gp Management LLC · General Partner
        indirect · owns F of Blackstone Holdings III Gp L.P.
      • Blackstone Holdings III L.P. · Managing Member
        indirect · owns 50% to 75% of Bma Vi LLC
      • Blackstone Inc. · Sole Member
        indirect · owns 75% or more of Blackstone Holdings III Gp Management LLC · public reporting company
      • Blackstone Management Associates Vi LLC · General Partner
        indirect · owns F of Blackstone Capital Partners Vi L.P.
      • Bma Vi LLC · Sole Member
        indirect · owns 75% or more of Blackstone Management Associates Vi LLC
      • Corsair Capital Feeder, L.P. · Limited Partner
        indirect · owns 75% or more of Corsair Capital, L.P.
      • Corsair Capital Group, Ltd. · General Partner
        indirect · owns F of Corsair Capital Feeder, L.P.
      • Corsair Capital Group, Ltd. · General Partner
        indirect · owns F of Corsair Capital, L.P.
      • Corsair Capital LLC · General Partner
        indirect · owns F of Corsair IV Management L.P.
      • Corsair Capital LLC · General Partner
        indirect · owns F of Corsair Mentor Management L.P.
      • Corsair Capital LLC · General Partner
        indirect · owns F of Corsair Partners Mentor Management, L.P.
      • Corsair Capital Partners Group, Ltd. · General Partner
        indirect · owns F of Corsair Capital Partners, L.P.
      • Corsair Capital Partners, L.P. · Limited Partner
        indirect · owns 75% or more of Corsair IV Management L.P.
      • Corsair Capital Partners, L.P. · Limited Partner
        indirect · owns 75% or more of Corsair Mentor Management L.P.
      Related persons
      Schedule D 7.A
      Advisers that list First Eagle Investment Management, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Campbell, CA1 employees
      • Chicago, IL1 employees
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 39 to 44
        Sep 15, 2025 to Mar 27, 2026
      • Advisory employees · 43 to 46
        Sep 15, 2025 to Mar 27, 2026
      • BD registered reps · 151 to 148
        Sep 15, 2025 to Mar 27, 2026
      • Pooled vehicle clients · 15 to 16
        Sep 15, 2025 to Mar 27, 2026
      • Employees · 359 to 392
        Sep 15, 2025 to Mar 27, 2026
      • Discretionary RAUM · $102B to $136B
        Sep 15, 2025 to Mar 27, 2026
      • Pension RAUM · $1.1B to $1.4B
        Sep 15, 2025 to Mar 27, 2026
      • Pooled vehicle RAUM · $13B to $18B
        Sep 15, 2025 to Mar 27, 2026
      • RAUM · $102B to $136B
        Sep 15, 2025 to Mar 27, 2026
      • Accounts · 36 to 39
        Jan 31, 2025 to Mar 27, 2025
      • Advisory employees · 36 to 43
        Jan 31, 2025 to Mar 27, 2025
      • BD registered reps · 142 to 151
        Jan 31, 2025 to Mar 27, 2025
      • Pension plan clients · 4 to 3
        Jan 31, 2025 to Mar 27, 2025
      • Pooled vehicle clients · 16 to 15
        Jan 31, 2025 to Mar 27, 2025
      • Assets in custody · $3.5B to $3.6B
        Jan 31, 2025 to Mar 27, 2025
      • Employees · 352 to 359
        Jan 31, 2025 to Mar 27, 2025
      • Financial planning clients · unset to
        Jan 31, 2025 to Mar 27, 2025
      • Other offices · 4 to 6
        Jan 31, 2025 to Mar 27, 2025
      • Discretionary RAUM · $91B to $102B
        Jan 31, 2025 to Mar 27, 2025
      • Pension RAUM · $1.1B to $1.1B
        Jan 31, 2025 to Mar 27, 2025
      • Pooled vehicle RAUM · $13B to $13B
        Jan 31, 2025 to Mar 27, 2025
      • RAUM · $91B to $102B
        Jan 31, 2025 to Mar 27, 2025
      • Advisory employees · 38 to 36
        Mar 28, 2023 to Mar 27, 2024
      • BD registered reps · 130 to 142
        Mar 28, 2023 to Mar 27, 2024
      • Pension plan clients · 3 to 4
        Mar 28, 2023 to Mar 27, 2024
      • Assets in custody · $3.6B to $3.5B
        Mar 28, 2023 to Mar 27, 2024
      • Employees · 339 to 352
        Mar 28, 2023 to Mar 27, 2024
      • Other offices · 3 to 4
        Mar 28, 2023 to Mar 27, 2024
      • Discretionary RAUM · $82B to $91B
        Mar 28, 2023 to Mar 27, 2024
      • Pension RAUM · $795M to $1.1B
        Mar 28, 2023 to Mar 27, 2024
      • Pooled vehicle RAUM · $13B to $13B
        Mar 28, 2023 to Mar 27, 2024
      • RAUM · $82B to $91B
        Mar 28, 2023 to Mar 27, 2024
      • Accounts · 32 to 36
        Nov 4, 2022 to Mar 28, 2023
      • Advisory employees · 29 to 38
        Nov 4, 2022 to Mar 28, 2023
      • BD registered reps · 121 to 130
        Nov 4, 2022 to Mar 28, 2023
      • Pooled vehicle clients · 11 to 16
        Nov 4, 2022 to Mar 28, 2023
      • Assets in custody · $3.2B to $3.6B
        Nov 4, 2022 to Mar 28, 2023
      • Employees · 298 to 339
        Nov 4, 2022 to Mar 28, 2023
      • Other offices · 2 to 3
        Nov 4, 2022 to Mar 28, 2023
      • Discretionary RAUM · $90B to $82B
        Nov 4, 2022 to Mar 28, 2023
      Signals
      7 dated events
      • First Eagle Investment Management, Llc reported RAUM $136.5B, up 34% from $101.6B (2025-09-15 to 2026-03-27)
        Mar 27, 2026 · RAUM change · derived
      • Adam Seth Gelman (Chief Compliance Officer) appeared on Schedule A of First Eagle Investment Management, Llc
        Mar 28, 2023 · Control person joined · fact
      • Albert Pisano (Chief Compliance Officer) no longer on Schedule A of First Eagle Investment Management, Llc (listed 2022-11-04, absent 2023-03-28)
        Mar 28, 2023 · Control person left · inference
      • Mervyn Evan Davies (Limited Partner) no longer on Schedule A of First Eagle Investment Management, Llc (listed 2021-07-30, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Lynn Katherine Perkins (Chief Financial Officer) no longer on Schedule A of First Eagle Investment Management, Llc (listed 2019-08-02, absent 2020-01-28)
        Jan 28, 2020 · Control person left · inference
      • Brian Margulies (Chief Financial Officer) appeared on Schedule A of First Eagle Investment Management, Llc
        Jan 28, 2020 · Control person joined · fact
      • Melanie Dow (Chief Administrative Officer) appeared on Schedule A of First Eagle Investment Management, Llc
        Jan 28, 2020 · Control person joined · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/first-eagle-investments-europereportedpublic record, Form ADV, Sep 17, 2026
      Firm profile
      linkedin.com/company/first-eagle-investmentsreportedpublic record, Form ADV, Sep 17, 2026
      Website
      firsteagle.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      212-698-3300reportedpublic record, Form ADV, Aug 3, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026