DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Princeton Fund Advisors, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 29, 2012 · 37 filings
SEC status approved since Jun 30, 2011
RAUM
$780M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$780M as of Mar 31, 2026
Mar 29, 2012$451M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Mar 29, 20120 then
Employees (5.A)8 as of Mar 31, 2026
Mar 28, 201330 then
Private funds3 as of Mar 28, 2024
Mar 31, 20141 then
RAUM -3.2% over the last fiscal year-10% a year over threeIARs 20 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $780MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $130MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 8.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- -95%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$780M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Mype Investment Partners, LP | Private Equity Fund | $9.6M | 205 | Jul 23, 2012 |
| Mount Yale Private Equity Fund, LP | Private Equity Fund | $7.0M | 189 | Jul 23, 2012 |
| Kkr Xi Access Fund LPno longer reported | Private Equity Fund | $4.3M | 17 | Jun 24, 2013 |
| Mount Yale Private Equity Offshore Fund, LP | Private Equity Fund | $2.5M | 17 | Jul 23, 2012 |
Owners and control persons
Schedule A and B, latest filing
- David Greg Anderson · President And Managercontrolsince 08/2005 · owns less than 5%
- Leonard John Sabre · Chief Executive Officer And Managercontrolsince 08/2005 · owns less than 5%
- David Greg Anderson · Member, Managercontrolsince 11/2003 · owns 25% to 50% of Mount Yale Capital Group, LLC
- Leonard John Sabre · Managercontrolsince 08/2007 · owns F of Dalton - Mycg, LLC
- Leonard John Sabre · Managercontrolsince 08/2007 · owns F of Mount Yale Capital Group, LLC
- Virginia Lynn Sabre · Membercontrolsince 08/2007 · owns 75% or more of Dalton - Mycg, LLC
- E Christopher Moran · Chief Financial Officersince 01/2019 · owns less than 5%
- Joseph Michael Sabre · Chief Operating Officer, Chief Compliance Officer,since 08/2005 · owns less than 5%
Entity owners
- Mount Yale Capital Group, LLC · Memberdirect · owns 75% or more
- Dalton - Mycg, LLC · Memberindirect · owns 50% to 75% of Mount Yale Capital Group, LLC
Related persons
Schedule D 7.A
- Mount Yale International Ltdpooled vehicle sponsorn
- Elevation Point Wealth Partners, LLCinvestment advisernRAUM $8.3B
- Mount Yale Private Equity Partners LLCpooled vehicle sponsorn
- My Private Equity Gp, LLCpooled vehicle sponsorn
Advisers that list Princeton Fund Advisors, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Minneapolis, MN10 employees
- Evergreen, CO1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- advisors down RAUM stableCombination · filing Mar 31, 2026peers: asset managers, $500M to $1B (783)
- advisor count dropChange between filings · filing Mar 31, 2026advisory representatives (Item 5.B.3) moved from 20.0 to 1.0 (-95.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (9 comparable advisers, 0.0th percentile of changes)peers: asset managers, $500M to $1B (9) · 0.0% percentile
- employee count dropChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 61.0 to 8.0 (-87.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (395 comparable advisers, 0.0th percentile of changes)peers: asset managers, $500M to $1B (395) · 0.3% percentile
What changed
consecutive filings, newest first
- Advisory employees · 20 to 7Mar 31, 2025 to Mar 31, 2026
- BD registered reps · 7 to 0Mar 31, 2025 to Mar 31, 2026
- Employees · 61 to 8Mar 31, 2025 to Mar 31, 2026
- Insurance-licensed employees · 1 to 0Mar 31, 2025 to Mar 31, 2026
- State-registered IARs · 20 to 1Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $806M to $780MMar 31, 2025 to Mar 31, 2026
- RAUM · $806M to $780MMar 31, 2025 to Mar 31, 2026
- Accounts · 9 to 6Mar 28, 2024 to Mar 31, 2025
- BD registered reps · 8 to 7Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 3.0 to unsetMar 28, 2024 to Mar 31, 2025
- Assets in custody · 9573128.0 to unsetMar 28, 2024 to Mar 31, 2025
- Custody of client assets · true to falseMar 28, 2024 to Mar 31, 2025
- Employees · 35 to 61Mar 28, 2024 to Mar 31, 2025
- Insurance-licensed employees · 0 to 1Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 31, 2025
- State-registered IARs · 8 to 20Mar 28, 2024 to Mar 31, 2025
- Private funds · 3 to unsetMar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $930M to $806MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · 9573128.0 to unsetMar 28, 2024 to Mar 31, 2025
- RAUM · $930M to $806MMar 28, 2024 to Mar 31, 2025
- Employees · 39 to 35Apr 5, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.1B to $930MApr 5, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $11.7M to $9.6MApr 5, 2023 to Mar 28, 2024
- RAUM · $1.1B to $930MApr 5, 2023 to Mar 28, 2024
- Accounts · 12 to 9Apr 5, 2023 to Mar 28, 2024
- Advisory employees · 21 to 20Apr 5, 2023 to Mar 28, 2024
- Assets in custody · $17.6M to $9.6MApr 5, 2023 to Mar 28, 2024
- Advisory employees · 18 to 21Sep 2, 2022 to Mar 31, 2023
- BD registered reps · 7 to 8Sep 2, 2022 to Mar 31, 2023
- Assets in custody · $18.4M to $17.6MSep 2, 2022 to Mar 31, 2023
- Employees · 33 to 39Sep 2, 2022 to Mar 31, 2023
- State-registered IARs · 6 to 8Sep 2, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.2B to $1.1BSep 2, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $21.2M to $11.7MSep 2, 2022 to Mar 31, 2023
- RAUM · $1.2B to $1.1BSep 2, 2022 to Mar 31, 2023
- Accounts · 10 to 12Apr 21, 2021 to Mar 31, 2022
- Advisory employees · 14 to 18Apr 21, 2021 to Mar 31, 2022
- BD registered reps · 4 to 7Apr 21, 2021 to Mar 31, 2022
- Assets in custody · $9.2M to $18.4MApr 21, 2021 to Mar 31, 2022
- Employees · 30 to 33Apr 21, 2021 to Mar 31, 2022
Signals
4 dated events
- Princeton Fund Advisors, Llc reported 1 state-registered advisory representatives, down from 20 (2025-03-31 to 2026-03-31)Mar 31, 2026 · Advisor headcount change · derived
- Princeton Fund Advisors, Llc reported 20 state-registered advisory representatives, up from 8 (2024-03-28 to 2025-03-31)Mar 31, 2025 · Advisor headcount change · derived
- Princeton Fund Advisors, Llc reported RAUM $1.2B, up 28% from $954.9M (2021-04-21 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Princeton Fund Advisors, Llc reported RAUM $1.4B, up 32% from $1.1B (2017-12-05 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Princeton Fund Advisors, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/elevation-pointreportedpublic record, Form ADV, Sep 17, 2026
- Website
- eaglemlpfund.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-382-2880reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026