DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••••• W••••• M••••••••• L••
Latest filing Sep 15, 2026
First filing on the tape Dec 18, 2014 · 32 filings
SEC status approved since Jan 2, 2015
RAUM
$442M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$421M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$73.7M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$442M as of Jun 25, 2026
Jan 30, 2015$52.2M then
HNW client RAUM$348M as of Jun 25, 2026
Mar 28, 2018$80.1M then
State-registered IARs (5.B.3)6 as of Jun 25, 2026
Jan 30, 20153 then
Employees (5.A)6 as of Jun 25, 2026
Jan 30, 20153 then
Private funds: no history
RAUM +42% over the last fiscal year+27% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $73.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $511,019derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.2derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$348M79%
- Individuals$73.1M17%
- Corporations and businesses$10.0M2.3%
- Pension and profit-sharing plans$6.0M1.4%
- Charitable organizations$4.7M1.1%
- Individual clients
- 142reported
- HNW clients
- 138reported
- Pension plan clients
- 10reported
- Charitable clients
- n/areported
- Accounts
- 865reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• N••••• C••••••Certified Financial Planner | Melville, Ny | Feb 11, 2021 | 31 y | 0 |
| J••••• M•••••• F•••••••Certified Financial Planner | Melville, Ny | Feb 26, 2021 | 28 y | 1 |
| J•••• J••••• M•••••••••Certified Financial Planner | Melville, Ny | Mar 18, 2021 | 27 y | 2 |
| B•••• R••••• C•••• | Melville, Ny | Apr 8, 2021 | 35 y | 3 |
| A•••• J•••• B•••••••• | Melville, Ny | Sep 3, 2023 | 13 y | 0 |
| S••••• S•••• L•••••• | Melville, Ny | Jun 1, 2025 | 36 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S••••• S•••• L•••••• from T• A••••••••• I•••Jun 1, 2025 · Other
- B•••• R••••• C•••• from W•••• F•••• A•••••••Apr 8, 2021 · Wirehouse to independent RIA
- J•••• J••••• M••••••••• from F••••••• P••••••• A•• W•••••••• A•••••••Mar 18, 2021 · Affiliated broker-dealer or bank to independent RIA
- J••••• M•••••• F••••••• from T• A••••••••• I•••Feb 26, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• B••••• R••••• · Managing Member, Ccocontrolsince 12/2014 · owns 25% to 50%
- C••••••• C••••••••• N••••• · Managing Membercontrolsince 12/2014 · owns 25% to 50%
- F•••••••• J•••••• M•••••• · Managing Membercontrolsince 06/2011 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Melville, Ny · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Hauppauge, NY
- Naples, FL
- New York, NY
- Uniondale, NY
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $310,516,586 to $442,031,005 (+42.0%) between the annual amendments of 2025-02-17 and 2026-03-30; the peer median change was +15.0% (4550 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 94% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Jun 25, 2026 to Sep 15, 2026
- Succession · false to unsetJun 25, 2026 to Sep 15, 2026
- Advisory activities · 3 to 4Mar 30, 2026 to Jun 25, 2026
- Accounts · 787 to 865Jul 3, 2025 to Jan 30, 2026
- Advisory employees · 4 to 6Jul 3, 2025 to Jan 30, 2026
- Corporate clients · unset to 6.0Jul 3, 2025 to Jan 30, 2026
- HNW clients · 164 to 138Jul 3, 2025 to Jan 30, 2026
- Individual clients · 95 to 142Jul 3, 2025 to Jan 30, 2026
- Pension plan clients · unset to 10.0Jul 3, 2025 to Jan 30, 2026
- Employees · 5 to 6Jul 3, 2025 to Jan 30, 2026
- State-registered IARs · 5 to 6Jul 3, 2025 to Jan 30, 2026
- Discretionary RAUM · $311M to $442MJul 3, 2025 to Jan 30, 2026
- HNW RAUM · $254M to $348MJul 3, 2025 to Jan 30, 2026
- Individual RAUM · $48.4M to $73.1MJul 3, 2025 to Jan 30, 2026
- Pension RAUM · $2.8M to $6.0MJul 3, 2025 to Jan 30, 2026
- RAUM · $311M to $442MJul 3, 2025 to Jan 30, 2026
- Financial planning clients · 0 to 0Jun 6, 2025 to Jul 3, 2025
- Accounts · 702 to 787Oct 9, 2024 to Feb 17, 2025
- HNW clients · 166 to 164Oct 9, 2024 to Feb 17, 2025
- Individual clients · 90 to 95Oct 9, 2024 to Feb 17, 2025
- Pension plan clients · 6.0 to unsetOct 9, 2024 to Feb 17, 2025
- State-registered IARs · 4 to 5Oct 9, 2024 to Feb 17, 2025
- Discretionary RAUM · $253M to $311MOct 9, 2024 to Feb 17, 2025
- HNW RAUM · $211M to $254MOct 9, 2024 to Feb 17, 2025
- Individual RAUM · $37.0M to $48.4MOct 9, 2024 to Feb 17, 2025
- Pension RAUM · $2.4M to $2.8MOct 9, 2024 to Feb 17, 2025
- RAUM · $253M to $311MOct 9, 2024 to Feb 17, 2025
- Accounts · 655 to 702Mar 15, 2023 to Feb 20, 2024
- HNW clients · 160 to 166Mar 15, 2023 to Feb 20, 2024
- Individual clients · 82 to 90Mar 15, 2023 to Feb 20, 2024
- Pension plan clients · unset to 6.0Mar 15, 2023 to Feb 20, 2024
- Employees · 4 to 5Mar 15, 2023 to Feb 20, 2024
- Financial planning clients · 101-250 to 0Mar 15, 2023 to Feb 20, 2024
- Discretionary RAUM · $213M to $253MMar 15, 2023 to Feb 20, 2024
- HNW RAUM · $180M to $211MMar 15, 2023 to Feb 20, 2024
- Individual RAUM · $29.9M to $37.0MMar 15, 2023 to Feb 20, 2024
- Pension RAUM · $1.7M to $2.4MMar 15, 2023 to Feb 20, 2024
- RAUM · $213M to $253MMar 15, 2023 to Feb 20, 2024
- Accounts · 617 to 655Mar 2, 2022 to Feb 21, 2023
- HNW clients · 104 to 160Mar 2, 2022 to Feb 21, 2023
Signals
2 dated events
- L••••••• W••••• M••••••••• L•• reported RAUM $442.0M, up 42% from $310.5M (2025-07-03 to 2026-01-30)Jan 30, 2026 · RAUM change · derived
- L••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Dec 18, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@landmarkwealthmgmt.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 631-923-2485reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 631-923-2488reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 888-342-6436reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/7129883/admin/dashboardreportedpublic record, Form ADV, Sep 18, 2026
- Website
- L•••••••WEALTHMGMT.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 888-342-6436reportedpublic record, Form ADV, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $73.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026