DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Landmark Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stuart Scott Lempert | Td Ameritrade, Inc. no RAUM | Landmark Wealth Management, LLC independent RIA | Other | Oct 14, 2022 | Jun 1, 2025 (961 d) |
| James Julian Millington | Fidelity Personal And Workplace Advisors BD affiliated | Landmark Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2021 | Mar 18, 2021 |
| Brian Robert Cohen | Wells Fargo Advisors wirehouse | Landmark Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Jul 16, 2013 | Apr 8, 2021 (2823 d) |
| Joseph Michael Favorito | Td Ameritrade, Inc. no RAUM | Landmark Wealth Management, LLC independent RIA | Other | Aug 25, 2005 | Feb 26, 2021 (5664 d) |
Page 1 of 1
4 moves match.