DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Mcf Capital Management LLC

Former SEC-registered adviserChicago, IllinoisCRD 158808SEC 801-73076IAPD
Latest filing May 10, 2016
First filing on the tape Jan 20, 2012 · 24 filings
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
91
72 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
14
$2.0B gross assets
History
24 filings and snapshots on the tape
RAUM$2.2B as of Mar 30, 2016
Apr 1, 2013$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2016
Apr 1, 20130 then
Employees (5.A)91 as of Mar 30, 2016
Apr 1, 201375 then
Private funds14 as of Mar 30, 2016
Apr 1, 20138 then
RAUM +2.3% over the last fiscal year+26% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 10, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$147MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+2.3%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$405M, 9 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
15reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$405M for 9 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Mcf Clo I LLCno longer reportedSecuritized Asset Fund$322M2Feb 20, 2013
      Mcf Clo II LLCno longer reportedSecuritized Asset Fund$297M3Feb 20, 2013
      Mcf Clo V Warehouse LLCHedge Fund$134M2May 20, 2015
      Ofs Capital Wm, LLCHedge Fund$127M1Jan 20, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Michael Francis Harte · Elected Manager And Member Of The Audit Committeecontrol
        since 07/2014 · owns less than 5%
      • Alexander Thomas Hendry · Elected Manager And Chairman Of Audit Committeecontrol
        since 02/2014 · owns less than 5%
      • Elaine Monica Kelsey · Chief Financial Officer And Managing Directorcontrol
        since 01/2012 · owns less than 5%
      • Ramsey Anthony Malloy · Chairman Of The Board And Elected Manager, And Audit Committee Membercontrol
        since 01/2012 · owns less than 5%
      • M Tara Mcaleer · Chief Compliance Officer And Managing Directorcontrol
        since 01/2012 · owns less than 5%
      • Joseph Hugh Wade · Chief Executive Officer, Senior Managing Director And Elected Managercontrol
        since 01/2014 · owns less than 5%
      Entity owners
      • Madison Capital Funding LLC · Sole Member/Direct & Sole Interest Owner
        direct · owns 75% or more
      • New York Insurance And Annuity Corporation · Member
        indirect · owns 25% to 50% of Madison Capital Funding LLC
      • New York Life Insurance Company · Member
        indirect · owns 50% to 75% of Madison Capital Funding LLC
      Related persons
      Schedule D 7.A
      Advisers that list Mcf Capital Management LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 14 to 15
        Jan 4, 2016 to Mar 30, 2016
      • Advisory employees · 66 to 72
        Jan 4, 2016 to Mar 30, 2016
      • Assets in custody · $418M to $405M
        Jan 4, 2016 to Mar 30, 2016
      • Employees · 85 to 91
        Jan 4, 2016 to Mar 30, 2016
      • Discretionary RAUM · $2.0B to $2.2B
        Jan 4, 2016 to Mar 30, 2016
      • Non-discretionary RAUM · $127M to $0
        Jan 4, 2016 to Mar 30, 2016
      • RAUM · $2.2B to $2.2B
        Jan 4, 2016 to Mar 30, 2016
      • Private funds · 15 to 14
        May 20, 2015 to Jul 31, 2015
      • Private funds · 13 to 15
        Mar 26, 2015 to May 20, 2015
      • Accounts · 13 to 14
        Dec 3, 2014 to Mar 26, 2015
      • Advisory employees · 57 to 66
        Dec 3, 2014 to Mar 26, 2015
      • Assets in custody · $270M to $418M
        Dec 3, 2014 to Mar 26, 2015
      • Employees · 77 to 85
        Dec 3, 2014 to Mar 26, 2015
      • Private funds · 12 to 13
        Dec 3, 2014 to Mar 26, 2015
      • Discretionary RAUM · $1.7B to $2.0B
        Dec 3, 2014 to Mar 26, 2015
      • Non-discretionary RAUM · $200M to $127M
        Dec 3, 2014 to Mar 26, 2015
      • RAUM · $1.9B to $2.2B
        Dec 3, 2014 to Mar 26, 2015
      • Accounts · 8 to 13
        Mar 5, 2014 to Mar 31, 2014
      • Advisory employees · 54 to 57
        Mar 5, 2014 to Mar 31, 2014
      • Advisory activities · 1 to 2
        Mar 5, 2014 to Mar 31, 2014
      • Assets in custody · $157M to $270M
        Mar 5, 2014 to Mar 31, 2014
      • Employees · 75 to 77
        Mar 5, 2014 to Mar 31, 2014
      • Discretionary RAUM · $857M to $1.7B
        Mar 5, 2014 to Mar 31, 2014
      • Non-discretionary RAUM · $242M to $200M
        Mar 5, 2014 to Mar 31, 2014
      • RAUM · $1.1B to $1.9B
        Mar 5, 2014 to Mar 31, 2014
      • Private funds · 9 to 12
        Jan 17, 2014 to Mar 5, 2014
      • Private funds · 8 to 9
        Apr 1, 2013 to May 20, 2013
      • Accounts · 5 to 8
        Feb 20, 2013 to Apr 1, 2013
      • Advisory employees · 50 to 54
        Feb 20, 2013 to Apr 1, 2013
      • Assets in custody · $104M to $157M
        Feb 20, 2013 to Apr 1, 2013
      • Employees · 55 to 75
        Feb 20, 2013 to Apr 1, 2013
      • Discretionary RAUM · $129M to $857M
        Feb 20, 2013 to Apr 1, 2013
      • Non-discretionary RAUM · $215M to $242M
        Feb 20, 2013 to Apr 1, 2013
      • RAUM · $344M to $1.1B
        Feb 20, 2013 to Apr 1, 2013
      • Advisory employees · unset to 50.0
        Jul 13, 2012 to Feb 20, 2013
      • BD registered reps · unset to 0.0
        Jul 13, 2012 to Feb 20, 2013
      • Employees · unset to 55.0
        Jul 13, 2012 to Feb 20, 2013
      • State-registered IARs · unset to 0.0
        Jul 13, 2012 to Feb 20, 2013
      • Private funds · 5 to 8
        Jul 13, 2012 to Feb 20, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026