DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Nyl Investors LLC
Latest filing Aug 6, 2026
First filing on the tape Oct 28, 2013 · 36 filings
SEC status approved since Nov 21, 2013
RAUM
$329B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
301
189 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
17
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$329B as of Aug 6, 2026
Mar 28, 2014$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 6, 2026
Mar 28, 20140 then
Employees (5.A)301 as of Aug 6, 2026
Mar 28, 20141,200 then
Private funds17 as of Aug 6, 2026
Mar 2, 201511 then
RAUM +5.5% over the last fiscal year+4.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 97%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $720M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$319B97%
- Investment companies$5.8B1.8%
- Pooled investment vehicles$4.3B1.3%
- Charitable organizations$74.1M0.0%
- Corporations and businesses$9.5M0.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 104reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $720M for 3 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.03 institutional_share=0.97 related_bd=true related_bank=true bd_reps=19.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
31 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Nylife Office Holdings LLCno longer reported | Real Estate Fund | $669M | 2 | Mar 29, 2018 |
| Nyliac Institutionally Owned Life Insurance Separate Account - Portfolio I | Other Private Fund | $562M | 1 | Mar 30, 2012 |
| Tci-Flatiron Clo 2018-1 Ltd | Securitized Asset Fund | $500M | 1 | Mar 30, 2020 |
| Flatiron Clo 21 Ltd | Securitized Asset Fund | $500M | 4 | Mar 31, 2022 |
| Nyliac Institutionally Owned Life Insurance Separate Account - Portfolio II | Other Private Fund | $473M | 1 | Mar 30, 2012 |
| Flatiron Clo 18 Ltd | Securitized Asset Fund | $448M | 2 | Mar 29, 2019 |
| Flatiron Clo 2012-1 Ltd.no longer reported | Securitized Asset Fund | $402M | 18 | Apr 1, 2013 |
| Flatiron Clo 23 LLC | Securitized Asset Fund | $400M | 1 | Mar 28, 2024 |
| Flatiron Clo 20 Ltd | Securitized Asset Fund | $400M | 2 | Mar 31, 2021 |
| Flatiron Clo 24 Ltd | Securitized Asset Fund | $400M | 2 | Mar 28, 2024 |
| Flatiron Clo 19 Ltd | Securitized Asset Fund | $400M | 1 | Mar 30, 2020 |
| Tci-Flatiron Clo 2017-1 Ltd. | Securitized Asset Fund | $395M | 2 | Mar 29, 2018 |
| Nyl Flatiron Clo 2014-1 Ltdno longer reported | Securitized Asset Fund | $392M | 13 | Jul 23, 2014 |
| Flatiron Clo 2011-1 Ltd.no longer reported | Securitized Asset Fund | $352M | 11 | Mar 30, 2012 |
| Tci-Flatiron Clo 2016-1 Ltd. | Securitized Asset Fund | $336M | 1 | Mar 30, 2017 |
| Flatiron Clo 17 Ltd | Securitized Asset Fund | $284M | 2 | Mar 29, 2018 |
| Flatiron Clo 2015-1 Ltd.no longer reported | Securitized Asset Fund | $283M | 3 | Mar 17, 2016 |
| Flatiron Clo 2013-1 Ltd.no longer reported | Securitized Asset Fund | $275M | 15 | Mar 25, 2014 |
| Nylim Flatiron Clo 2006-1 Ltd.no longer reported | Securitized Asset Fund | $241M | 12 | Mar 30, 2012 |
| Silverado Clo 2006-II Limitedno longer reported | Securitized Asset Fund | $209M | 12 | Mar 30, 2012 |
| Nyliac Ppvul Separate Account 70 | Other Private Fund | $196M | 1 | Mar 30, 2020 |
| Nyliac Private Placement Variable Universal Life Separate Account 26ano longer reported | Other Private Fund | $137M | 1 | Mar 30, 2012 |
| Nyliac Seperate Account 15 | Other Private Fund | $96.1M | 1 | Mar 30, 2017 |
| Nylic Hkp Venture LLCno longer reported | Real Estate Fund | $60.0M | 2 | Mar 29, 2018 |
| Flatiron Clo 2007-1 Ltd.no longer reported | Securitized Asset Fund | $44.3M | 12 | Mar 30, 2012 |
| Nyliac Ppvul Separate Account Ix | Other Private Fund | $31.2M | 1 | Mar 29, 2019 |
| Nyliac Ppvul Separate Account Xix | Other Private Fund | $30.1M | 1 | Mar 29, 2019 |
| Nylim Stratford Cdo 2001-1 Ltd. | Securitized Asset Fund | $11.8M | 12 | Mar 30, 2012 |
| Nylim Real Estate Mezzanine Fund II, L.P.no longer reported | Real Estate Fund | $8.2M | 14 | Mar 30, 2012 |
| Nylim Flatiron Clo 2004-1 Ltd.no longer reported | Securitized Asset Fund | $322,859 | 12 | Mar 30, 2012 |
| Nylim Flatiron Clo 2005-1 Ltd.no longer reported | Securitized Asset Fund | $205,052 | 12 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Clare Colleen Cooney · Manager And Senior Managing Directorcontrolsince 03/2021 · owns less than 5%
- Anne Maureen Cronin · Svp, General Counsel, & Assistant Secretarycontrolsince 01/2023 · owns less than 5%
- Ramsey Anthony Malloy · Chief Executive Officer, Chairman Of The Board, Manager, And Chairman Of Compensation Committeecontrolsince 01/2014 · owns less than 5%
- Karuthedath Dinesh Nair · Manager, Member Of Compensation Committee, Managing Director And Cfocontrolsince 07/2014 · owns less than 5%
- Jasvant Alpesh Rathod · Vp & Chief Compliance Officercontrolsince 09/2017 · owns less than 5%
- Andrew Craig Sabal · Manager And Senior Managing Directorcontrolsince 12/2020 · owns less than 5%
- William Mark Talgo · Manager And Senior Managing Directorcontrolsince 01/2014 · owns less than 5%
Entity owners
- New York Life Insurance Company · Sole Member/Direct & Sole Interest Holderdirect · owns 75% or more
Related persons
Schedule D 7.A
- Apogem Capital LLCinvestment advisernRAUM $44B
- Ausbil Investment Management Limitedinvestment adviserpooled vehicle sponsornRAUM $14B
- Bow River Advisers, LLCinvestment advisernRAUM $1.2B
- Candriam S.C.A.investment adviserbankpooled vehicle sponsornRAUM $155B
- Eagle Strategies LLCinvestment advisernRAUM $32B
- Flatiron Rr LLC, Manager Seriesinvestment adviseryRAUM $1.2B
- Indexiq Advisors LLCinvestment adviserbanknRAUM $10B
- Kartesia Management Sarlinvestment advisern
- Life Insurance Company Of North Americareal estaten
- Mackay Shields Europe Investment Management Limitedinvestment advisern
- Mackay Shields LLCinvestment adviserbankpooled vehicle sponsornRAUM $160B
- Mackay Shields Uk Llpinvestment advisern
- Mssdf Gp LLCpooled vehicle sponsory
- Msvef Gp LLCpooled vehicle sponsory
- New York Life Enterprises LLCreal estaten
- New York Life Group Insurance Company Of Nyreal estaten
- New York Life Insurance And Annuity Corporationbankreal estaten
- New York Life Insurance Companybankreal estatey
- New York Life Investment Management Asia Limitedinvestment advisern
- New York Life Investment Management LLCinvestment adviserbanknRAUM $121B
- New York Life Trust Companybankpooled vehicle sponsorn
- Nyl Investors Ncvad II Gp, LLCpooled vehicle sponsory
- Nylic Hkp Member LLCpooled vehicle sponsory
- Nylife Distributors LLCbroker-dealern
- Nylife Insurance Company Arizonareal estaten
- Nylife Office Holdings Member LLCpooled vehicle sponsory
- Nylife Securities LLCbroker-dealerreal estaten
- Nylink Insurance Agency Inc.real estaten
- Seguros Monterrey New York Life, S.A. De C.V.real estaten
- Tristan Capital Partnersinvestment advisern
Advisers that list Nyl Investors LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA23 employees
- Atlanta, GA13 employees
- Chicago, IL12 employees
- Dallas, TX4 employees
- London, United Kingdom3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing Aug 6, 2026RAUM per account of $3,165,380,726 against a peer median of $155,134,994 (63 comparable advisers, 100.0th percentile, 13.6 robust deviations)peers: institutional managers, $20B and over (63) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 108 to 104Jan 8, 2026 to Mar 31, 2026
- BD registered reps · 17 to 19Jan 8, 2026 to Mar 31, 2026
- Pooled vehicle clients · 13 to 11Jan 8, 2026 to Mar 31, 2026
- Assets in custody · $904M to $720MJan 8, 2026 to Mar 31, 2026
- Employees · 304 to 301Jan 8, 2026 to Mar 31, 2026
- Private funds · 19 to 17Jan 8, 2026 to Mar 31, 2026
- Discretionary RAUM · $311B to $328BJan 8, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $834M to $1.1BJan 8, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $4.4B to $4.3BJan 8, 2026 to Mar 31, 2026
- RAUM · $312B to $329BJan 8, 2026 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 28, 2025 to Jul 10, 2025
- Accounts · 112 to 108Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 190 to 189Mar 28, 2024 to Mar 28, 2025
- BD registered reps · 18 to 17Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $1.1B to $904MMar 28, 2024 to Mar 28, 2025
- Employees · 312 to 304Mar 28, 2024 to Mar 28, 2025
- Other offices · 5 to 6Mar 28, 2024 to Mar 28, 2025
- Private funds · 17 to 19Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $300B to $311BMar 28, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $886M to $834MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $4.1B to $4.4BMar 28, 2024 to Mar 28, 2025
- RAUM · $301B to $312BMar 28, 2024 to Mar 28, 2025
- Accounts · 113 to 112Jul 5, 2023 to Mar 28, 2024
- Advisory employees · 187 to 190Jul 5, 2023 to Mar 28, 2024
- BD registered reps · 20 to 18Jul 5, 2023 to Mar 28, 2024
- Pooled vehicle clients · 11 to 13Jul 5, 2023 to Mar 28, 2024
- Assets in custody · $792M to $1.1BJul 5, 2023 to Mar 28, 2024
- Employees · 307 to 312Jul 5, 2023 to Mar 28, 2024
- Private funds · 15 to 17Jul 5, 2023 to Mar 28, 2024
- Discretionary RAUM · $291B to $300BJul 5, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $953M to $886MJul 5, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $3.7B to $4.1BJul 5, 2023 to Mar 28, 2024
- RAUM · $292B to $301BJul 5, 2023 to Mar 28, 2024
- Accounts · 110 to 113May 9, 2022 to Mar 30, 2023
- Advisory employees · 191 to 187May 9, 2022 to Mar 30, 2023
- Assets in custody · $929M to $792MMay 9, 2022 to Mar 30, 2023
- Employees · 297 to 307May 9, 2022 to Mar 30, 2023
- Discretionary RAUM · $275B to $291BMay 9, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $1.7B to $953MMay 9, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $3.7B to $3.7BMay 9, 2022 to Mar 30, 2023
Signals
11 dated events
- Jacek Amaury Rzad (Manager And Senior Managing Director) no longer on Schedule A of Nyl Investors Llc (listed 2023-05-11, absent 2023-07-05)Jul 5, 2023 · Control person left · inference
- Thomas Allen Smith (Svp & General Counsel) no longer on Schedule A of Nyl Investors Llc (listed 2022-05-09, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Maureen Cronin (Svp, General Counsel, & Assistant Secretary) appeared on Schedule A of Nyl Investors LlcMar 30, 2023 · Control person joined · fact
- Craig Sabal (Manager & Svp) appeared on Schedule A of Nyl Investors LlcMar 31, 2021 · Control person joined · fact
- Clare Colleen Cooney (Manager And Senior Managing Director) appeared on Schedule A of Nyl Investors LlcMar 31, 2021 · Control person joined · fact
- Anne Gail Mcdermott (Manager And Senior Managing Director) no longer on Schedule A of Nyl Investors Llc (listed 2020-04-28, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Harutyun Arthur Seter (Manager And Member Of Compensation Committee) no longer on Schedule A of Nyl Investors Llc (listed 2020-04-28, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- M Joel Steinberg (Manager) no longer on Schedule A of Nyl Investors Llc (listed 2020-04-28, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Thomas John Fleurant (Elected Manager And Senior Managing Director) no longer on Schedule A of Nyl Investors Llc (listed 2019-03-29, absent 2019-05-06)May 6, 2019 · Control person left · inference
- M Joel Steinberg (Manager) appeared on Schedule A of Nyl Investors LlcMay 6, 2019 · Control person joined · fact
- Nyl Investors Llc filed its initial SEC registration (Form ADV)Oct 28, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- newyorklifeinvestments.com/who-we-are/our-global-boutiques/nreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-576-7000reportedpublic record, Form ADV, Aug 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Nyl Investors LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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