DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Oar Financial
Legal name Palladiem LLC
Latest filing Mar 18, 2026
First filing on the tape Nov 21, 2011 · 38 filings
SEC status approved since Oct 14, 2011
RAUM
$115M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
6.0%
$6.9M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$115M as of Mar 18, 2026
Mar 30, 2012$487M then
HNW client RAUM$6.9M as of Mar 18, 2026
Mar 28, 2018$170M then
State-registered IARs (5.B.3)0 as of Mar 18, 2026
Mar 30, 20120 then
Employees (5.A)10 as of Mar 18, 2026
Mar 28, 20137 then
Private funds: no history
RAUM +1.7% over the last fiscal year-42% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $275,434derivedHNW RAUM over HNW clients
- Average account
- $2.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 91%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$103M90%
- High-net-worth individuals$6.9M6.0%
- Corporations and businesses$3.2M2.8%
- State and municipal entities$1.7M1.5%
- Individual clients
- n/areported
- HNW clients
- 25reported
- Pension plan clients
- n/areported
- Charitable clients
- 10reported
- Accounts
- 41reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.06 fund_share=0.0 institutional_share=0.91 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- George Donald Robinson · Chief Investment Officercontrolsince 10/2011 · owns 5% to 10%
- J Jessica Roeper · Chief Compliance Officercontrolsince 10/2023 · owns less than 5%
- Edward Benjamin Mcmillan · Membercontrolsince 09/2019 · owns 25% to 50% of Idx Global, LLC
- Evans Bruce Terker · General Partnercontrolsince 07/1989 · owns 75% or more of Odyssey Capital Group LP
Entity owners
- Oar Financial, LLC · Memberdirect · owns 75% or more
- Idx Global, LLC · Managing Memberindirect · owns 75% or more of Oar Financial, LLC
- Odyssey Capital Group LP · Memberindirect · owns 25% to 50% of Idx Global, LLC
Related persons
Schedule D 7.A
- Idx Advisorsinvestment advisernRAUM $128M
Advisers that list Oar Financial as a related person
- 299658 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Corporate clients · 1 to 5Feb 28, 2025 to Mar 18, 2026
- HNW clients · 29 to 25Feb 28, 2025 to Mar 18, 2026
- Discretionary RAUM · $113M to $115MFeb 28, 2025 to Mar 18, 2026
- HNW RAUM · $16.9M to $6.9MFeb 28, 2025 to Mar 18, 2026
- RAUM · $113M to $115MFeb 28, 2025 to Mar 18, 2026
- Accounts · 325 to 41Mar 19, 2024 to Feb 28, 2025
- Advisory employees · 2 to 4Mar 19, 2024 to Feb 28, 2025
- Business name · PALLADIEM LLC to OAR FINANCIALMar 19, 2024 to Feb 28, 2025
- Charity clients · 19 to 10Mar 19, 2024 to Feb 28, 2025
- Corporate clients · 3 to 1Mar 19, 2024 to Feb 28, 2025
- HNW clients · 282 to 29Mar 19, 2024 to Feb 28, 2025
- Individual clients · 5.0 to unsetMar 19, 2024 to Feb 28, 2025
- Pension plan clients · 5.0 to unsetMar 19, 2024 to Feb 28, 2025
- Employees · 3 to 10Mar 19, 2024 to Feb 28, 2025
- Financial planning clients · 0 to Mar 19, 2024 to Feb 28, 2025
- Discretionary RAUM · $124M to $113MMar 19, 2024 to Feb 28, 2025
- HNW RAUM · $207M to $16.9MMar 19, 2024 to Feb 28, 2025
- Individual RAUM · 363243.0 to unsetMar 19, 2024 to Feb 28, 2025
- Non-discretionary RAUM · $342M to $0Mar 19, 2024 to Feb 28, 2025
- Pension RAUM · 7137570.0 to unsetMar 19, 2024 to Feb 28, 2025
- RAUM · $466M to $113MMar 19, 2024 to Feb 28, 2025
- Accounts · 368 to 325Oct 25, 2023 to Mar 19, 2024
- Charity clients · 42 to 19Oct 25, 2023 to Mar 19, 2024
- Corporate clients · 17 to 3Oct 25, 2023 to Mar 19, 2024
- HNW clients · 276 to 282Oct 25, 2023 to Mar 19, 2024
- Individual clients · 25 to 5Oct 25, 2023 to Mar 19, 2024
- Pension plan clients · unset to 5.0Oct 25, 2023 to Mar 19, 2024
- Employees · 4 to 3Oct 25, 2023 to Mar 19, 2024
- State-registered IARs · 1 to 0Oct 25, 2023 to Mar 19, 2024
- Discretionary RAUM · $126M to $124MOct 25, 2023 to Mar 19, 2024
- HNW RAUM · $225M to $207MOct 25, 2023 to Mar 19, 2024
- Individual RAUM · $1.8M to $363,243Oct 25, 2023 to Mar 19, 2024
- Non-discretionary RAUM · $464M to $342MOct 25, 2023 to Mar 19, 2024
- Pension RAUM · $7.6M to $7.1MOct 25, 2023 to Mar 19, 2024
- RAUM · $590M to $466MOct 25, 2023 to Mar 19, 2024
- Related adviser · false to trueMar 29, 2023 to Oct 11, 2023
- Accounts · 406 to 368Mar 31, 2022 to Mar 29, 2023
- Advisory employees · 3 to 2Mar 31, 2022 to Mar 29, 2023
- Charity clients · 64 to 42Mar 31, 2022 to Mar 29, 2023
- Corporate clients · 10 to 17Mar 31, 2022 to Mar 29, 2023
Signals
6 dated events
- Oar Financial reported RAUM $112.6M, down 76% from $466.0M (2024-03-19 to 2025-02-28)Feb 28, 2025 · RAUM change · derived
- Evans Bruce Terker (General Partner) appeared on Schedule A of Oar FinancialOct 25, 2023 · Control person joined · fact
- Edward Benjamin Mcmillan (Member) appeared on Schedule A of Oar FinancialOct 25, 2023 · Control person joined · fact
- J Jessica Roeper (Chief Compliance Officer) appeared on Schedule A of Oar FinancialOct 11, 2023 · Control person joined · fact
- Jay Steven Morgenthal (Director) no longer on Schedule A of Oar Financial (listed 2022-02-16, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Jean Stacey Gillespie (Chief Compliance Officer) no longer on Schedule A of Oar Financial (listed 2021-03-29, absent 2021-06-29)Jun 29, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/oar-financialreportedpublic record, Form ADV, Sep 18, 2026
- Website
- oarfinancial.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 833-662-6346reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026