DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Idx Advisors
Legal name Idx Advisors, LLC
Latest filing Feb 26, 2026
First filing on the tape Jun 18, 2019 · 15 filings
SEC status approved since Oct 8, 2021
RAUM
$128M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$128M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$128M as of Feb 26, 2026
Apr 1, 2022$31.3M then
HNW client RAUM$0 as of Feb 26, 2026
Apr 1, 2022$0 then
State-registered IARs (5.B.3)0 as of Feb 26, 2026
Apr 1, 20224 then
Employees (5.A)6 as of Feb 26, 2026
Apr 1, 20224 then
Private funds: no history
RAUM +32% over the last fiscal year+45% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $128MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $42.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$128M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Benjamin Jacobson | Scottsdale, Az | Mar 26, 2020 | 12 y | 1 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 100% of current headcount1 left over 36 months
Left, latest
- Tyler R Koivisto to Pacer Advisors, Inc.May 13, 2026 · Other
Joined, latest
- David Benjamin Jacobson from Longboard Asset ManagementMar 26, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J Jessica Roeper · Chief Compliance Officercontrolsince 11/2023 · owns less than 5%
- Edward Benjamin Mcmillan · Membercontrolsince 09/2019 · owns 25% to 50% of Idx Global, LLC
Entity owners
- Idx Global, LLC · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Oar Financialinvestment advisernRAUM $115M
Advisers that list Idx Advisors as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Buffalo, Mn | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 3Feb 27, 2025 to Feb 26, 2026
- Discretionary RAUM · $97.4M to $128MFeb 27, 2025 to Feb 26, 2026
- RAUM · $97.4M to $128MFeb 27, 2025 to Feb 26, 2026
- Advisory employees · 5 to 4Oct 15, 2024 to Feb 27, 2025
- Employees · 7 to 6Oct 15, 2024 to Feb 27, 2025
- Financial planning clients · 0 to Oct 15, 2024 to Feb 27, 2025
- Discretionary RAUM · $107M to $97.4MOct 15, 2024 to Feb 27, 2025
- RAUM · $107M to $97.4MOct 15, 2024 to Feb 27, 2025
- Accounts · 2 to 4Feb 26, 2024 to Mar 27, 2024
- Advisory employees · 4 to 5Feb 26, 2024 to Mar 27, 2024
- BD registered reps · 3 to 2Feb 26, 2024 to Mar 27, 2024
- State-registered IARs · 4 to 0Feb 26, 2024 to Mar 27, 2024
- Discretionary RAUM · $42.2M to $107MFeb 26, 2024 to Mar 27, 2024
- RAUM · $42.2M to $107MFeb 26, 2024 to Mar 27, 2024
- HQ city · PHOENIX to SCOTTSDALEDec 12, 2023 to Feb 26, 2024
- Accounts · 1 to 2Apr 1, 2022 to Apr 3, 2023
- BD registered reps · 0 to 3Apr 1, 2022 to Apr 3, 2023
- Employees · 4 to 7Apr 1, 2022 to Apr 3, 2023
- Discretionary RAUM · $31.3M to $42.2MApr 1, 2022 to Apr 3, 2023
- RAUM · $31.3M to $42.2MApr 1, 2022 to Apr 3, 2023
- Discretionary RAUM · $27.1M to $31.3MDec 1, 2021 to Apr 1, 2022
- RAUM · $27.1M to $31.3MDec 1, 2021 to Apr 1, 2022
- Accounts · 0 to 1Sep 10, 2021 to Dec 1, 2021
- Discretionary RAUM · $0 to $27.1MSep 10, 2021 to Dec 1, 2021
- RAUM · $0 to $27.1MSep 10, 2021 to Dec 1, 2021
- Advisory activities · 2 to 1Feb 17, 2020 to Sep 10, 2021
- Financial planning clients · unset to 0Feb 17, 2020 to Sep 10, 2021
- HQ city · SCOTTSDALE to PHOENIXFeb 17, 2020 to Sep 10, 2021
- Other offices · 1 to 0Dec 4, 2019 to Jan 2, 2020
- Related adviser · false to trueDec 4, 2019 to Jan 2, 2020
Signals
5 dated events
- Tyler R Koivisto left Idx Advisors for Pacer Advisors, Inc. (registered 2026-02-03)May 13, 2026 · Advisor changed firm · fact
- J Jessica Roeper (Chief Compliance Officer) appeared on Schedule A of Idx AdvisorsDec 5, 2023 · Control person joined · fact
- Benjamin David Jacobson (Head Of Investor Relations, Member) no longer on Schedule A of Idx Advisors (listed 2023-04-03, absent 2023-12-05)Dec 5, 2023 · Control person left · inference
- Michael Andrew Swan (Chief Executive Officer, Member) no longer on Schedule A of Idx Advisors (listed 2023-04-03, absent 2023-12-05)Dec 5, 2023 · Control person left · inference
- Idx Advisors filed its initial SEC registration (Form ADV)Jun 18, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/idx-sharesreportedpublic record, Form ADV, Sep 17, 2026
- Website
- idxfunds.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 833-662-6346reportedpublic record, Form ADV, Feb 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $128Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026