DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••••• P••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Mar 16, 2018 · 14 filings
SEC status approved since Mar 10, 2025
RAUM
$110M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$110M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$27.5M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$110M as of Mar 26, 2026
Mar 29, 2019$110M then
HNW client RAUM$59.3M as of Mar 26, 2026
Mar 29, 2019$57.5M then
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 29, 20194 then
Employees (5.A)5 as of Mar 26, 2026
Mar 29, 20196 then
Private funds: no history
RAUM +6.5% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $27.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 89derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $183,314derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, publications, educational seminarsreportedItem 5.G
- Custody
- $110M, 600 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$59.3M54%
- Individuals$50.7M46%
- Individual clients
- 311reported
- HNW clients
- 45reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 600reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $110M for 600 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• R••••• A•••••••••Certified Financial Planner | Sierra Vista, Az | Nov 3, 2020 | 10 y | 0 |
| S•••• C•••••• T•••••• | Portland, Or | Jan 28, 2021 | 17 y | 2 |
| E•••••••• M••• V•• V•••• | Portland, Or | May 20, 2021 | 13 y | 0 |
| E••• F• L•••••••Certified Financial Planner | Portland, Or | Nov 18, 2024 | 23 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M••• P••••• C•••••• to W••••• C••••• L••Mar 1, 2021 · RIA to a state-registered adviser
- P••••• J••• R•••••• to C•••• W••••• L••Jan 11, 2021 · RIA to a state-registered adviser
Joined, latest
- E••• F• L••••••• from K•• F•••••••• S•••••••• I••Nov 18, 2024 · Other
- M••• P••••• C•••••• from U•• F•••••••• S••••••• I•••Jan 18, 2013 · Wirehouse to independent RIA
- S•••• C•••••• T•••••• from E••••• J••••Nov 5, 2012 · Affiliated broker-dealer or bank to independent RIA
- P••••• J••• R•••••• from W•••• F•••• A•••••••Apr 23, 2012 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••••••• E•••• F• · President And Managing Partnercontrolsince 10/2011 · owns 75% or more
- T••••••• S••••• C•••••• · Chief Compliance Officer And Operations Managercontrolsince 08/2019 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 558 to 600Feb 18, 2025 to Mar 26, 2026
- HNW clients · 36 to 45Feb 18, 2025 to Mar 26, 2026
- Individual clients · 331 to 311Feb 18, 2025 to Mar 26, 2026
- Assets in custody · $102M to $110MFeb 18, 2025 to Mar 26, 2026
- Discretionary RAUM · $102M to $108MFeb 18, 2025 to Mar 26, 2026
- HNW RAUM · $49.6M to $59.3MFeb 18, 2025 to Mar 26, 2026
- Individual RAUM · $53.7M to $50.7MFeb 18, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $1.7M to $1.7MFeb 18, 2025 to Mar 26, 2026
- RAUM · $103M to $110MFeb 18, 2025 to Mar 26, 2026
- Accounts · 480 to 558Jun 29, 2022 to Feb 18, 2025
- HNW clients · 29 to 36Jun 29, 2022 to Feb 18, 2025
- Individual clients · 209 to 331Jun 29, 2022 to Feb 18, 2025
- Assets in custody · $62.5M to $102MJun 29, 2022 to Feb 18, 2025
- Financial planning clients · 101-250 to 101-250Jun 29, 2022 to Feb 18, 2025
- Discretionary RAUM · $62.5M to $102MJun 29, 2022 to Feb 18, 2025
- HNW RAUM · $23.7M to $49.6MJun 29, 2022 to Feb 18, 2025
- Individual RAUM · $38.7M to $53.7MJun 29, 2022 to Feb 18, 2025
- Non-discretionary RAUM · $0 to $1.7MJun 29, 2022 to Feb 18, 2025
- RAUM · $62.5M to $103MJun 29, 2022 to Feb 18, 2025
- Assets in custody · $69.1M to $62.5MMar 31, 2022 to Jun 29, 2022
- Employees · 4 to 5Mar 31, 2022 to Jun 29, 2022
- Discretionary RAUM · $69.1M to $62.5MMar 31, 2022 to Jun 29, 2022
- HNW RAUM · $26.6M to $23.7MMar 31, 2022 to Jun 29, 2022
- Individual RAUM · $42.5M to $38.7MMar 31, 2022 to Jun 29, 2022
- RAUM · $69.1M to $62.5MMar 31, 2022 to Jun 29, 2022
- Accounts · 602 to 480Jun 23, 2021 to Mar 31, 2022
- HNW clients · 21 to 29Jun 23, 2021 to Mar 31, 2022
- Individual clients · 242 to 209Jun 23, 2021 to Mar 31, 2022
- Assets in custody · $93.7M to $69.1MJun 23, 2021 to Mar 31, 2022
- Discretionary RAUM · $97.4M to $69.1MJun 23, 2021 to Mar 31, 2022
- HNW RAUM · $49.4M to $26.6MJun 23, 2021 to Mar 31, 2022
- Individual RAUM · $48.0M to $42.5MJun 23, 2021 to Mar 31, 2022
- RAUM · $97.4M to $69.1MJun 23, 2021 to Mar 31, 2022
- Accounts · 715 to 602Jun 29, 2020 to Mar 25, 2021
- Advisory employees · 3 to 2Jun 29, 2020 to Mar 25, 2021
- HNW clients · 35 to 21Jun 29, 2020 to Mar 25, 2021
- Individual clients · 216 to 242Jun 29, 2020 to Mar 25, 2021
- Assets in custody · $56.5M to $93.7MJun 29, 2020 to Mar 25, 2021
- Employees · 5 to 4Jun 29, 2020 to Mar 25, 2021
- Discretionary RAUM · $118M to $97.4MJun 29, 2020 to Mar 25, 2021
Signals
3 dated events
- Charles Scott Thurman (Chief Compliance Officer And Operations Manager) appeared on Schedule A of T•••••••• P••••••• L••Mar 31, 2020 · Control person joined · fact
- Sarah Suzanna Mckirdie (Operations Manager And Chief Compliance Officer) no longer on Schedule A of T•••••••• P••••••• L•• (listed 2019-03-29, absent 2019-05-31)May 31, 2019 · Control person left · inference
- T•••••••• P••••••• L•• filed its initial SEC registration (Form ADV)Mar 16, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- s••••••@t•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 877-256-1004reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 971-277-1077reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 971-277-1088reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- T••••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 971-277-1077reportedpublic record, Form ADV, Mar 26, 2026
- Team page
- t•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $27.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026