DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• • C•••••• W••••• M••••••••• L••
Latest filing May 18, 2026
First filing on the tape Mar 2, 2022 · 8 filings
SEC status approved since Apr 1, 2022
RAUM
$143M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
94%
$135M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$143M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$143M as of May 18, 2026
Jan 25, 2023$109M then
HNW client RAUM$92.8M as of May 18, 2026
Jan 25, 2023$59.3M then
State-registered IARs (5.B.3)1 as of May 18, 2026
Jan 25, 20231 then
Employees (5.A)2 as of May 18, 2026
Jan 25, 20232 then
Private funds: no history
RAUM +15% over the last fiscal year+9.6% a year over threeIARs 1 to 1
Practice profile
derived from the filing of May 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $143MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 136derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $326,337derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.2%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $831,951, 112 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$92.8M65%
- Individuals$42.1M29%
- Corporations and businesses$8.0M5.6%
- Individual clients
- 85reported
- HNW clients
- 51reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 438reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $831,951 for 112 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• M• B••••Certified Financial Planner | Olympia, Wa | Jul 9, 2012 | 27 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••• M• B•••• from M••••• S••••••Jul 9, 2012 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• K••••• M• · Managing Member And Chief Compliance Officercontrolsince 01/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 427 to 438Feb 18, 2025 to Mar 23, 2026
- Corporate clients · unset to 1.0Feb 18, 2025 to Mar 23, 2026
- HNW clients · 43 to 51Feb 18, 2025 to Mar 23, 2026
- Individual clients · 96 to 85Feb 18, 2025 to Mar 23, 2026
- Financial planning clients · 101-250 to 26-50Feb 18, 2025 to Mar 23, 2026
- Discretionary RAUM · $123M to $136MFeb 18, 2025 to Mar 23, 2026
- HNW RAUM · $77.4M to $92.8MFeb 18, 2025 to Mar 23, 2026
- Individual RAUM · $47.3M to $42.1MFeb 18, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $1.9M to $7.1MFeb 18, 2025 to Mar 23, 2026
- RAUM · $125M to $143MFeb 18, 2025 to Mar 23, 2026
- Accounts · 418 to 427Mar 26, 2024 to Feb 18, 2025
- HNW clients · 42 to 43Mar 26, 2024 to Feb 18, 2025
- Assets in custody · $39.3M to $831,951Mar 26, 2024 to Feb 18, 2025
- Financial planning clients · 26-50 to 101-250Mar 26, 2024 to Feb 18, 2025
- Discretionary RAUM · $113M to $123MMar 26, 2024 to Feb 18, 2025
- HNW RAUM · $73.3M to $77.4MMar 26, 2024 to Feb 18, 2025
- Individual RAUM · $41.2M to $47.3MMar 26, 2024 to Feb 18, 2025
- Non-discretionary RAUM · $1.6M to $1.9MMar 26, 2024 to Feb 18, 2025
- RAUM · $114M to $125MMar 26, 2024 to Feb 18, 2025
- Accounts · 414 to 418Jan 25, 2023 to Mar 26, 2024
- HNW clients · 37 to 42Jan 25, 2023 to Mar 26, 2024
- Assets in custody · unset to 39270939.0Jan 25, 2023 to Mar 26, 2024
- Custody of client assets · false to trueJan 25, 2023 to Mar 26, 2024
- Financial planning clients · 101-250 to 26-50Jan 25, 2023 to Mar 26, 2024
- Discretionary RAUM · $102M to $113MJan 25, 2023 to Mar 26, 2024
- HNW RAUM · $59.3M to $73.3MJan 25, 2023 to Mar 26, 2024
- Individual RAUM · $40.2M to $41.2MJan 25, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $6.9M to $1.6MJan 25, 2023 to Mar 26, 2024
- Pension RAUM · 5412833.0 to unsetJan 25, 2023 to Mar 26, 2024
- RAUM · $109M to $114MJan 25, 2023 to Mar 26, 2024
- Accounts · 405 to 414Apr 19, 2022 to Jan 25, 2023
- HNW clients · 31 to 37Apr 19, 2022 to Jan 25, 2023
- Individual clients · 106 to 96Apr 19, 2022 to Jan 25, 2023
- Financial planning clients · 26-50 to 101-250Apr 19, 2022 to Jan 25, 2023
- Discretionary RAUM · $98.8M to $102MApr 19, 2022 to Jan 25, 2023
- HNW RAUM · $54.8M to $59.3MApr 19, 2022 to Jan 25, 2023
- Individual RAUM · $50.8M to $40.2MApr 19, 2022 to Jan 25, 2023
- Non-discretionary RAUM · $7.4M to $6.9MApr 19, 2022 to Jan 25, 2023
- Pension RAUM · unset to 5412833.0Apr 19, 2022 to Jan 25, 2023
- RAUM · $106M to $109MApr 19, 2022 to Jan 25, 2023
Signals
1 dated events
- B•••• • C•••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 2, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/B••••-&-COMPANY-WEALTH-MANAGEMENT-LLCreportedpublic record, Form ADV, Sep 19, 2026
- Website
- B••••WM.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 360-338-0645reportedpublic record, Form ADV, May 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $143Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026