DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C••••••••• R••••••• P•••••••• L••

Asset manager (funds and pooled vehicles)Exeter, New HampshireCRD 160706SEC 801-73775websiteIAPD
Latest filing May 6, 2026
First filing on the tape Feb 14, 2012 · 23 filings
SEC status approved since Mar 20, 2012
RAUM
$822M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$822M as of May 6, 2026
Mar 19, 2013$271M then
HNW client RAUM$0 as of May 6, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of May 6, 2026
Mar 19, 20130 then
Employees (5.A)17 as of May 6, 2026
Mar 19, 201310 then
Private funds3 as of May 6, 2026
Mar 19, 20131 then
RAUM +5.7% over the last fiscal year-0.5% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of May 6, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$206MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
19%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+5.7%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$663M81%
  • Pension and profit-sharing plans$159M19%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.81 institutional_share=0.19 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      3 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••••• J•••• · Managing Director, C••••••••• F•••••••control
        since 01/2023 · owns less than 5%
      • F•••••• D••••••• B• · Chief Compliance Officercontrol
        since 03/2014 · owns less than 5%
      • G•••••• K•••• W•••••• · Membercontrol
        since 08/2007 · owns 10% to 25%
      • K••••••••• S•••••• · Managing Director, C••••••••• Farmingcontrol
        since 06/2017 · owns less than 5%
      • Y••••• P•••• J••••• · Membercontrol
        since 07/2004 · owns 25% to 50%
      • B••••••• C••••••• A••••• · Member/Managercontrol
        since 06/2016 · owns F of 1••• C•••••• G•••• H•••••••• L••
      • H•••••• J•••• T••••• · Member/Managercontrol
        since 01/2018 · owns 50% to 75% of 1••• C•••••• G•••• H•••••••• L••
      • M••••••• C••••••••• J•••• · Managercontrol
        since 07/2016 · owns F of 1••• C•••••• G•••• H•••••••• L••
      • W•••••• M••••••• A••••• R••• · Managercontrol
        since 07/2016 · owns F of 1••• C•••••• G•••• H•••••••• L••
      • T•••••• J•••• F•••••••• · Member
        since 07/2004 · owns 10% to 25%
      Entity owners
      • F•• M••••••• G••••• L•• · Member
        direct · owns 25% to 50%
      • 1••• C•••••• G•••• H•••••••• L•• · Shareholder
        indirect · owns F of 1••• C•••••• G••••• I••
      • 1••• C•••••• G••••• I•• · Managing Member
        indirect · owns 75% or more of 1••• F•••••••• C••••••• L••
      • 1••• F•••••••• C••••••• L•• · Member
        indirect · owns 75% or more of D••••••••• M••••••• G•••• P••••• L••
      • D••••••••• M••••••• G•••• P••••• L•• · Member
        indirect · owns 75% or more of F•• M••••••• G••••• L••
      Related persons
      Schedule D 7.A
      • C••••••••• F••••••• I•• L••
        pooled vehicle sponsorn
      • C••••••••• F••••••• I••• L••
        pooled vehicle sponsorn
      • C••••••••• F••••••• I•• L••
        pooled vehicle sponsorn
      • C••••••••• F••••••• V• L••
        pooled vehicle sponsorn
      • C••••••••• R••••••• P•••••••• L••
        investment advisernRAUM $822M
      • C••••••••• R••••••• V•• L••
        pooled vehicle sponsorn
      • F•• I••••••••• L••
        investment advisernRAUM $18B
      • Zcm
        investment advisernRAUM $6.6B
      Advisers that list C••••••••• R••••••• P•••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Greenville, SC2 employees
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • high institutional concentrationStatic outlier · filing May 6, 2026
        institutional share of RAUM of 19% against a peer median of 0% (784 comparable advisers, 98.0th percentile, 6.5 robust deviations)
        peers: asset managers, $500M to $1B (784) · 98% percentile
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 4
        Mar 12, 2025 to Mar 30, 2026
      • Advisory employees · 6 to 7
        Mar 12, 2025 to Mar 30, 2026
      • Other offices · 1 to 2
        Mar 12, 2025 to Mar 30, 2026
      • Discretionary RAUM · $778M to $822M
        Mar 12, 2025 to Mar 30, 2026
      • Pension RAUM · $148M to $159M
        Mar 12, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $630M to $663M
        Mar 12, 2025 to Mar 30, 2026
      • RAUM · $778M to $822M
        Mar 12, 2025 to Mar 30, 2026
      • Accounts · 4 to 5
        Oct 18, 2024 to Mar 12, 2025
      • Advisory employees · 5 to 6
        Oct 18, 2024 to Mar 12, 2025
      • Employees · 16 to 17
        Oct 18, 2024 to Mar 12, 2025
      • Financial planning clients · unset to
        Oct 18, 2024 to Mar 12, 2025
      • Discretionary RAUM · $683M to $778M
        Oct 18, 2024 to Mar 12, 2025
      • Pension RAUM · $142M to $148M
        Oct 18, 2024 to Mar 12, 2025
      • Pooled vehicle RAUM · $541M to $630M
        Oct 18, 2024 to Mar 12, 2025
      • RAUM · $683M to $778M
        Oct 18, 2024 to Mar 12, 2025
      • Employees · 14 to 16
        Mar 30, 2023 to Mar 29, 2024
      • Discretionary RAUM · $833M to $683M
        Mar 30, 2023 to Mar 29, 2024
      • Pension RAUM · $135M to $142M
        Mar 30, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $698M to $541M
        Mar 30, 2023 to Mar 29, 2024
      • RAUM · $833M to $683M
        Mar 30, 2023 to Mar 29, 2024
      • Advisory employees · 6 to 5
        Feb 7, 2023 to Mar 30, 2023
      • Employees · 16 to 14
        Feb 7, 2023 to Mar 30, 2023
      • Discretionary RAUM · $804M to $833M
        Feb 7, 2023 to Mar 30, 2023
      • Pension RAUM · $130M to $135M
        Feb 7, 2023 to Mar 30, 2023
      • Pooled vehicle RAUM · $674M to $698M
        Feb 7, 2023 to Mar 30, 2023
      • RAUM · $804M to $833M
        Feb 7, 2023 to Mar 30, 2023
      • Advisory activities · 1 to 2
        May 9, 2022 to Feb 7, 2023
      • Related adviser · false to true
        May 9, 2022 to Feb 7, 2023
      • Advisory employees · 7 to 6
        Mar 25, 2021 to Mar 22, 2022
      • Employees · 14 to 16
        Mar 25, 2021 to Mar 22, 2022
      • Discretionary RAUM · $781M to $804M
        Mar 25, 2021 to Mar 22, 2022
      • Pension RAUM · $125M to $130M
        Mar 25, 2021 to Mar 22, 2022
      • Pooled vehicle RAUM · $656M to $674M
        Mar 25, 2021 to Mar 22, 2022
      • RAUM · $781M to $804M
        Mar 25, 2021 to Mar 22, 2022
      • Employees · 15 to 14
        Mar 20, 2020 to Mar 25, 2021
      • Discretionary RAUM · $804M to $781M
        Mar 20, 2020 to Mar 25, 2021
      • Pension RAUM · $121M to $125M
        Mar 20, 2020 to Mar 25, 2021
      • Pooled vehicle RAUM · $683M to $656M
        Mar 20, 2020 to Mar 25, 2021
      • RAUM · $804M to $781M
        Mar 20, 2020 to Mar 25, 2021
      • Assets in custody · 0.0 to unset
        Mar 29, 2019 to Mar 20, 2020
      Signals
      7 dated events
      • William Frederick Blum (Chief Financial Officer) no longer on Schedule A of C••••••••• R••••••• P•••••••• L•• (listed 2024-03-29, absent 2024-10-18)
        Oct 18, 2024 · Control person left · inference
      • J•••• C••••••• (Managing Director, C••••••••• F•••••••) appeared on Schedule A of C••••••••• R••••••• P•••••••• L••
        Mar 29, 2024 · Control person joined · fact
      • Thomas John Hailer (Member/Manager) appeared on Schedule A of C••••••••• R••••••• P•••••••• L••
        Feb 7, 2023 · Control person joined · fact
      • James Christopher Maguire (Manager) appeared on Schedule A of C••••••••• R••••••• P•••••••• L••
        Feb 7, 2023 · Control person joined · fact
      • Arthur Ross Michael Wilson (Manager) appeared on Schedule A of C••••••••• R••••••• P•••••••• L••
        Feb 7, 2023 · Control person joined · fact
      • Albert Charles Brizius (Member/Manager) appeared on Schedule A of C••••••••• R••••••• P•••••••• L••
        Feb 7, 2023 · Control person joined · fact
      • Travis Scott Mooney (V.P. Of Acquisitions & Dispositions, C••••••••• F•••••••) no longer on Schedule A of C••••••••• R••••••• P•••••••• L•• (listed 2022-03-22, absent 2022-05-09)
        May 9, 2022 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/conservationresourcesreportedpublic record, Form ADV, Sep 18, 2026
      Website
      H•••://WWW.C•••••••••FARMING.NETreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      603-658-0143reportedpublic record, Form ADV, May 6, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      C••••••••• R••••••• P•••••••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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